0000899243-22-008516.txt : 20220302
0000899243-22-008516.hdr.sgml : 20220302
20220302083302
ACCESSION NUMBER: 0000899243-22-008516
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220301
FILED AS OF DATE: 20220302
DATE AS OF CHANGE: 20220302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MURSTEIN ALVIN
CENTRAL INDEX KEY: 0001000210
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37747
FILM NUMBER: 22701462
BUSINESS ADDRESS:
STREET 1: 205 EAST 42ND STREET
STREET 2: SUITE 2000
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP
CENTRAL INDEX KEY: 0001000209
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 043291176
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 437 MADISON AVE 38 TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2123282153
MAIL ADDRESS:
STREET 1: 437 MADISON AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-03-01
0
0001000209
MEDALLION FINANCIAL CORP
MFIN
0001000210
MURSTEIN ALVIN
C/O MEDALLION FINANCIAL CORP.
437 MADISON AVENUE
NEW YORK
NY
10022
1
1
0
0
See Remarks
Common Stock
2022-03-01
4
P
0
10000
8.3633
A
90118
I
See Footnote
Common Stock
244077
D
Common Stock
1268182
I
See Footnote
Common Stock
117660
I
See Footnote
Common Stock
5000
I
See Footnote
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.2600 to $8.4165, inclusive. The reporting person undertakes to provide to Medallion Financial Corp., any security holder of Medallion Financial Corp., or the staff of the Securities and Exchange Commission, upon request, the number of shares sold at each separate price within the above range.
Represents shares beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary.
Represents shares beneficially owned by the Alvin Murstein Second Family Trust registered in the name of Morgan Stanley of which Mr. Murstein is a co-trustee and the beneficiary.
Represents beneficially owned by the Aileen J. Murstein Family 2012 Trust of which Mr. Murstein is the grantor and Mr. Murstein's spouse is a co-trustee and the beneficiary.
Represents shares owned by Mr. Murstein's spouse.
Chairman & Chief Executive Officer
/s/Alvin Murstein
2022-03-02