0000899243-21-010400.txt : 20210308 0000899243-21-010400.hdr.sgml : 20210308 20210308171208 ACCESSION NUMBER: 0000899243-21-010400 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210304 FILED AS OF DATE: 20210308 DATE AS OF CHANGE: 20210308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lewis Stephen A. CENTRAL INDEX KEY: 0001738812 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37747 FILM NUMBER: 21722871 MAIL ADDRESS: STREET 1: 3000 WEST COUNTY ROAD 42 STREET 2: SUITE 301 CITY: BURNSVILLE STATE: MN ZIP: 55337 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-04 0 0001000209 MEDALLION FINANCIAL CORP MFIN 0001738812 Lewis Stephen A. C/O MEDALLION FINANCIAL CORP. 437 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 See Remarks Common Stock 2021-03-04 4 A 0 3682 0.00 A 42659 D Common Stock (right to buy) 6.79 2021-03-04 4 A 0 7145 0.00 A 2031-03-04 Common Stock 7145 33010 D Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025. One-fourth of the options will become exercisable on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025. Senior Vice President of Medallion Capital, Inc. /s/ Stephen A. Lewis 2021-03-08