0000899243-21-010347.txt : 20210308
0000899243-21-010347.hdr.sgml : 20210308
20210308161525
ACCESSION NUMBER: 0000899243-21-010347
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210304
FILED AS OF DATE: 20210308
DATE AS OF CHANGE: 20210308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MURSTEIN ALVIN
CENTRAL INDEX KEY: 0001000210
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37747
FILM NUMBER: 21722133
BUSINESS ADDRESS:
STREET 1: 205 EAST 42ND STREET
STREET 2: SUITE 2000
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP
CENTRAL INDEX KEY: 0001000209
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 043291176
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 437 MADISON AVE 38 TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2123282153
MAIL ADDRESS:
STREET 1: 437 MADISON AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-04
0
0001000209
MEDALLION FINANCIAL CORP
MFIN
0001000210
MURSTEIN ALVIN
C/O MEDALLION FINANCIAL CORP.
437 MADISON AVENUE
NEW YORK
NY
10022
1
1
0
0
See Remarks
Common Stock
2021-03-04
4
A
0
16235
0.00
A
200999
D
Common Stock
1268182
I
See Footnote
Common Stock
80118
I
See Footnote
Common Stock
117660
I
See Footnote
Common Stock
5000
I
See Footnote
Common Stock (right to buy)
6.79
2021-03-04
4
A
0
31505
0.00
A
2031-03-04
Common Stock
31505
103565
D
Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.
Represents shares beneficially owned by the Alvin Murstein Second Family Trust registered in the name of Morgan Stanley of which Mr. Murstein is a co-trustee and the beneficiary.
Represents shares beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary.
Represents beneficially owned by the Aileen J. Murstein Family 2012 Trust of which Mr. Murstein is the grantor and Mr. Murstein's spouse is a co-trustee and the beneficiary.
Represents shares owned by Mr. Murstein's spouse.
One-fourth of the options will become exercisable on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.
Chairman & Chief Executive Officer
/s/Alvin Murstein
2021-03-08