0000899243-20-004927.txt : 20200218 0000899243-20-004927.hdr.sgml : 20200218 20200218171844 ACCESSION NUMBER: 0000899243-20-004927 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200217 FILED AS OF DATE: 20200218 DATE AS OF CHANGE: 20200218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pickerell Dean CENTRAL INDEX KEY: 0001509491 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37747 FILM NUMBER: 20626427 MAIL ADDRESS: STREET 1: 7400 EXCELSIOR BLVD. CITY: MINNEAPOLIS STATE: MN ZIP: 55426 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-17 0 0001000209 MEDALLION FINANCIAL CORP MFIN 0001509491 Pickerell Dean C/O MEDALLION FINANCIAL CORP. 437 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 See Remarks Common Stock 2020-02-17 4 A 0 1871 0.00 A 49572 D Common Stock (right to buy) 6.68 2020-02-17 4 A 0 3792 0.00 A 2030-02-17 Common Stock 3792 20410 D Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024. One-fourth of the options will become exercisable on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024. Title: Executive Vice President of Medallion Capital, Inc. /s/ Dean R. Pickerell 2020-02-18