0000899243-17-010725.txt : 20170421 0000899243-17-010725.hdr.sgml : 20170421 20170421162711 ACCESSION NUMBER: 0000899243-17-010725 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170419 FILED AS OF DATE: 20170421 DATE AS OF CHANGE: 20170421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDALLION FINANCIAL CORP CENTRAL INDEX KEY: 0001000209 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 043291176 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 437 MADISON AVE 38 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123282153 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Munson Thomas J. CENTRAL INDEX KEY: 0001698515 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00188 FILM NUMBER: 17776226 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2017-04-19 0 0001000209 MEDALLION FINANCIAL CORP MFIN 0001698515 Munson Thomas J. C/O MEDALLION FINANCIAL CORP. 437 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 Please See Remarks Common Stock 12136 D Common Stock 347 I See Footnote Common Stock (right to buy) 12.55 2012-10-30 2022-10-30 Common Stock 3000 D These shares are held by Charles Schwab & Co., Inc. in an Individual Retirement Account for the benefit of Thomas J. Munson. One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested. Chief Credit Officer and Executive Vice President /s/ Thomas J. Munson 2017-04-21