FORM 5 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | ||||||||||||||||
Form 3 Holdings Reported. | |||||||||||||||||
Form 4 Transactions Reported. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
SANDISK CORP [ SNDK ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Statement for Issuer's Fiscal Year Ended
(Month/Day/Year) 01/02/2011 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||
Amount | (A) or (D) | Price | |||||||||||||
Common Stock | 1,499,262(1) | I | By Trust(1) | ||||||||||||
Common Stock | 21,136 | D | |||||||||||||
Common Stock | 100,404 | I | By Trust | ||||||||||||
Common Stock | 69,225 | I | By Son | ||||||||||||
Common Stock | 152,877(2) | I | By GRAT(2) | ||||||||||||
Common Stock | 152,877(3) | I | By GRAT(3) | ||||||||||||
Common Stock | 409,465(4) | I | By GRAT(4) | ||||||||||||
Common Stock | 409,465(5) | I | By GRAT(5) | ||||||||||||
Common Stock | 234,153(6) | I | By Trust(6) | ||||||||||||
Common Stock | 234,153(7) | I | By Trust(7) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. These shares are held by a trust, The Harari Family U/T/A dated December 22, 1994, of which Dr. Harari is Trustee. Excludes 235,000 shares contributed to the 2010 Eli Harari Annuity Trust and 235,000 shares contributed to the 2010 Britt Harari Annuity Trust. |
2. Shares are held by the Eli Harari 2009 Annuity Trust. Excludes 57,150 shares distributed to the 2010 Eli Harari Annuity Trust. |
3. Shares are held by the Britt Harari 2009 Annuity Trust. Excludes 57,150 shares distributed to the 2010 Britt Harari Annuity Trust. |
4. Shares are held by the Eli Harari 2010 Annuity Trust. Includes distribution of 117,315 shares contributed by the Eli Harari 2008 annuity trust and 235,00 shares contributed by the Harari Family Trust on September 27, 2010 and distribution of 57,150 shares contributed by the Eli Harari 2009 annuity trust on November 3, 2010. |
5. Shares are held by the Britt Harari 2010 Annuity Trust. Includes distribution of 117,315 shares contributed by the Britt Harari 2008 annuity trust and 235,000 shares contributed by the Harari Family Trust on September 27, 2010 and distribution of 57,150 shares contributed by the Eli Harari 2009 annuity trust on November 3, 2010. |
6. Shares are held by the Harari 2010 Children's Remainder Trust (DAH). Includes distribution of 234,153 shares on September 27, 2010 from the Eli Harari 2008 Annuity Trust and the Britt Harari 2008 Annuity Trust. |
7. Shares are held by the Harari 2010 Children's Remainder Trust (MHG). Includes distribution of 234,153 shares on September 27, 2010 from the Eli Harari 2008 Annuity Trust and the Britt Harari 2008 Annuity Trust. |
Remarks: |
Sharon L. Spehar - Attorney In Fact for Eliyahou Harari | 02/15/2011 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |