S-8 POS 1 d192844ds8pos.htm S-8 POS S-8 POS

As filed with the Securities and Exchange Commission on May 12, 2016

Registration Nos. 033-99214; 333-32039; 333-83193; 333-63076; 333-85320; 333-109186; 333-112139; 333-126157; 333-131097; 333-136491; 333-138978; 333-159710; 333-174633; 333-176217; 333-179644; 333-189613; 333-191804; 333-197581

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

POST-EFFECTIVE AMENDMENT NO. 1 TO

Form S-8 Registration Statement (No. 033-99214)

Form S-8 Registration Statement (No. 333-32039)

Form S-8 Registration Statement (No. 333-83193)

Form S-8 Registration Statement (No. 333-63076)

Form S-8 Registration Statement (No. 333-85320)

Form S-8 Registration Statement (No. 333-109186)

Form S-8 Registration Statement (No. 333-112139)

Form S-8 Registration Statement (No. 333-126157)

Form S-8 Registration Statement (No. 333-131097)

Form S-8 Registration Statement (No. 333-136491)

Form S-8 Registration Statement (No. 333-138978)

Form S-8 Registration Statement (No. 333-159710)

Form S-8 Registration Statement (No. 333-174633)

Form S-8 Registration Statement (No. 333-176217)

Form S-8 Registration Statement (No. 333-179644)

Form S-8 Registration Statement (No. 333-189613)

Form S-8 Registration Statement (No. 333-191804)

Form S-8 Registration Statement (No. 333-197581)

UNDER THE SECURITIES ACT OF 1933

 

 

SANDISK CORPORATION

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   77-0191793
(State or other jurisdiction of incorporation)   (I.R.S. Employer Identification No.)

951 SanDisk Drive

Milpitas, California 95035

(408) 801-1000

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

SanDisk Corporation 1995 Stock Option Plan

SanDisk Corporation 1995 Non-Employee Directors Stock Option Plan

SanDisk Corporation Employee Stock Purchase Plan

SanDisk Corporation International Employee Stock Purchase Plan

SanDisk Corporation Special Stock Option Plan, As Amended and Restated February 23, 2000

SanDisk Corporation 1995 Stock Option Plan, As Amended and Restated January 2, 2002

SanDisk Corporation Employee Stock Purchase Plan, As Amended and Restated January 2, 2002

SanDisk Corporation International Employee Stock Purchase Plan, As Amended and Restated January 2, 2002

SanDisk Corporation 1995 Non-Employee Directors Stock Option Plan, As Amended and Restated January 2, 2002

SanDisk Corporation 1995 Non-Employee Directors Stock Option Plan, As Amended and Restated January 2, 2004

SanDisk Corporation 2005 Stock Incentive Plan

SanDisk Corporation 2005 Employee Stock Purchase Plan

SanDisk Corporation 2005 International Employee Stock Purchase Plan

Rhombus, Inc. 1998 Long Term Equity Incentive Plan

Matrix Semiconductor, Inc. 1999 Stock Plan

Matrix Semiconductor, Inc. 2005 Stock Incentive

msystems Ltd. 2003 Stock Option and Restricted Stock Incentive Plan

msystems Ltd. Section 102 Stock Option/Stock Purchase and Stock Option Plans

Pliant Technology, Inc. 2007 Stock Plan

SanDisk Corporation Amended and Restated 2005 Incentive Plan

SanDisk Corporation Amended and Restated 2005 Employee Stock Purchase Plan

SanDisk Corporation Amended and Restated 2005 International Employee Stock Option Plan

FlashSoft Corporation Amended and Restated 2011 Equity Plan

SanDisk Corporation 2013 Incentive Plan

SMART Storage Systems (Global Holdings), Inc. 2011 Share Incentive Plan

Fusion-io, Inc. 2008 Stock Incentive Plan

Fusion-io, Inc. 2010 Executive Stock Incentive Plan

Fusion-io, Inc. 2011 Equity Incentive Plan

Fusion-io, Inc. Non-Plan Stock Option Agreements

IO Turbine, Inc. 2009 Equity Incentive Plan

NexGen Storage, Inc. 2010 Equity Incentive Plan

(Full titles of the plans)

 

 

Michael C. Ray

President and Secretary

SanDisk Corporation

951 SanDisk Drive

Milpitas, California 95035

(Name, address, including zip code, and telephone number, including area code, of agent for service)

  

 

Copies to:

 

Neil Whoriskey

Matthew P. Salerno

Cleary Gottlieb Steen & Hamilton LLP

One Liberty Plaza

New York, NY 10006

  

Michael Ray

Western Digital Corporation

3355 Michelson Drive, Suite 100

Irvine, CA 92612

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act (check one):

 

Large Accelerated filer   x    Accelerated filer       ¨
Non-Accelerated filer   ¨  (Do not check if a smaller reporting company)    Smaller reporting company       ¨

 

 

 

EXPLANATORY NOTE / DEREGISTRATION OF UNSOLD SECURITIES

On May 12, 2016, Western Digital Technologies, Inc. “(Western Digital Technologies”), a wholly-owned subsidiary of Western Digital Corporation (“Parent”), completed its acquisition of SanDisk Corporation (the “Registrant”). Pursuant to the Agreement and Plan of Merger, dated as of October 21, 2015, and as further amended, modified, supplemented or restated from time to time (the “Merger Agreement”), by and among the Registrant, Parent and Schrader Acquisition Corporation (“Merger Sub”), Merger Sub merged with and into the Registrant (the “Merger”), with the Registrant surviving the Merger as the surviving corporation and as a wholly-owned indirect subsidiary of Parent.

The Registrant previously registered shares of the Registrant’s common stock, $0.001 par value per share, under the below referenced Registration Statements on Form S-8 (the “Registration Statements”) concerning shares issuable or issued under certain employee benefit and equity plans and agreements. As a result of the consummation of the transactions contemplated by the Merger Agreement, the Registrant has terminated all offerings of its securities pursuant to the below referenced Registration Statements. In accordance with an undertaking made by the Registrant in each of the Registration Statements to remove from registration by means of a post-effective amendment any securities which remain unsold at the termination of the offering, the Registrant hereby removes and withdraws from registration all securities of the Registrant registered pursuant to the Registration Statements that remain unsold as of the date hereof.

 

Registration
No.		   Date Filed
With
the SEC		  

Name of Equity Plan

   Number of Shares
Originally Registered
033-99214   11/13/1995   SanDisk Corporation 1995 Stock Option Plan   3,498,711
    SanDisk Corporation 1995 Non-Employee Directors Stock Option Plan   150,000
   

SanDisk Corporation Employee Stock Purchase Plan

SanDisk Corporation International Employee Stock Purchase Plan

   433,333
333-32039   7/25/1997   SanDisk Corporation 1995 Stock Option Plan   2,500,000
    SanDisk Corporation 1995 Non-Employee Directors Stock Option Plan   50,000
    SanDisk Corporation Employee Stock Purchase Plan   450,000
333-83193   7/19/1999   SanDisk Corporation 1995 Stock Option Plan   3,500,000
    SanDisk Corporation 1995 Non-Employee Directors Stock Option Plan   200,000
    SanDisk Corporation Employee Stock Purchase Plan   300,000
333-63076   6/15/2001  

SanDisk Corporation Special Stock Option Plan, As Amended and Restated February 23, 2000

   2,000,000
333-85320   4/1/2002  

SanDisk Corporation 1995 Stock Option Plan, As Amended and Restated January 2, 2002

   2,985,040
   

SanDisk Corporation Employee Stock Purchase Plan, As Amended and Restated January 2, 2002

   244,396
   

SanDisk Corporation International Employee Stock Purchase Plan, As Amended and Restated January 2, 2002

   50,000
   

SanDisk Corporation 1995 Non-Employee Directors Stock Option Plan, As Amended and Restated January 2, 2002

   136,928
333-109186   9/26/2003  

SanDisk Corporation 1995 Stock Option Plan, As Amended and Restated January 2, 2002

   3,015,194
   

SanDisk Corporation Employee Stock Purchase Plan, As Amended and Restated January 2, 2002

   267,370
   

SanDisk Corporation International Employee Stock Purchase Plan, As Amended and Restated January 2, 2002

   30,000
   

SanDisk Corporation 1995 Non-Employee Directors Stock Option Plan, As Amended and Restated January 2, 2002

   138,311
333-112139   1/23/2004  

SanDisk Corporation 1995 Stock Option Plan, As Amended and Restated January 2, 2002

   3,507,698

Registration
No.		   Date Filed
With
the SEC		  

Name of Equity Plan

   Number of Shares
Originally Registered
   

SanDisk Corporation Employee Stock Purchase Plan, As Amended and Restated January 2, 2002

   220,942
   

SanDisk Corporation International Employee Stock Purchase Plan, As Amended and Restated January 2, 2002

   125,000
   

SanDisk Corporation 1995 Non-Employee Directors Stock Option Plan, As Amended and Restated January 2, 2004

   160,903
333-126157   6/27/2005   SanDisk Corporation 2005 Stock Incentive Plan   5,700,000
   

SanDisk Corporation 2005 Employee Stock Purchase Plan

SanDisk Corporation 2005 International Employee Stock Purchase Plan

   5,000,000 in
the aggregate
333-131097   1/18/2006  

Rhombus, Inc. 1998 Long Term Equity Incentive Plan

Matrix Semiconductor, Inc. 1999 Stock Plan

Matrix Semiconductor, Inc. 2005 Stock Incentive

   567,379
333-136491   8/10/2006   SanDisk Corporation 2005 Incentive Plan   15,000,000
333-138978   11/28/2006  

msystems Ltd. 2003 Stock Option and Restricted Stock Incentive Plan

msystems Ltd. Section 102 Stock Option/Stock Purchase and Stock Option Plans

   5,388,283
333-159710   6/3/2009   SanDisk Corporation 2005 Incentive Plan   6,903,913
333-174633   6/1/2011   Pliant Technology, Inc. 2007 Stock Plan   208,913
333-176217   8/10/2011   SanDisk Corporation Amended and Restated 2005 Incentive Plan   9,441,523
   

SanDisk Corporation Amended and Restated 2005 Employee Stock Purchase Plan

SanDisk Corporation Amended and Restated 2005 International Employee Stock Purchase Plan

   5,000,000 in
the aggregate
    Pliant Technology, Inc. 2007 Stock Plan   208,913
333-179644   2/23/2012   FlashSoft Corporation Amended and Restated 2011 Equity Plan   120,677
333-189613   6/26/2013   SanDisk Corporation 2013 Incentive Plan   20,018,299
333-191804   10/18/2013   SMART Storage Systems (Global Holdings), Inc. 2011 Share Incentive Plan   183,069
333-197581   7/23/2014  

Fusion-io, Inc. 2008 Stock Incentive Plan

Fusion-io, Inc. 2010 Executive Stock Incentive Plan

Fusion-io, Inc. 2011 Equity Incentive Plan

Fusion-io, Inc. Non-Plan Stock Option Agreements

IO Turbine, Inc. 2009 Equity Incentive Plan

NexGen Storage, Inc. 2010 Equity Incentive Plan

   872,465

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, and Rule 478 thereunder, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused these Post-Effective Amendments to the Registration Statements on Form S-8 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Milpitas, State of California, on this 12th day of May, 2016.

 

SANDISK CORPORATION
By:  

/s/ Michael C. Ray

 

Michael C. Ray

President and Secretary

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities indicated on May 12, 2016.

 

Signature

  

Title

/s/ Michael C. Ray

Michael C. Ray

  

President and Secretary

(Principal Executive Officer)

/s/ Hector Fernandez

Hector Fernandez

  

Chief Financial Officer (Principal Financial and

Accounting Officer)

/s/ Stephen D. Milligan

Stephen D. Milligan

   Director