-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GGBo8IWsjPdqcLFU+B/09hsVqIPEy829WD/ZHQesl15o6NaaO+aLhUdUiJBEFRuZ o8TIAK9Q194aQaRehA0t1g== /in/edgar/work/20000911/0001012870-00-004743/0001012870-00-004743.txt : 20000922 0001012870-00-004743.hdr.sgml : 20000922 ACCESSION NUMBER: 0001012870-00-004743 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000911 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SANDISK CORP CENTRAL INDEX KEY: 0001000180 STANDARD INDUSTRIAL CLASSIFICATION: [3572 ] IRS NUMBER: 770191793 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-45991 FILM NUMBER: 720647 BUSINESS ADDRESS: STREET 1: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085620500 MAIL ADDRESS: STREET 1: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SEAGATE TECHNOLOGY INC CENTRAL INDEX KEY: 0000354952 STANDARD INDUSTRIAL CLASSIFICATION: [3572 ] IRS NUMBER: 942612933 STATE OF INCORPORATION: DE FISCAL YEAR END: 0628 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 920 DISC DR CITY: SCOTTS VALLEY STATE: CA ZIP: 95066 BUSINESS PHONE: 8314386550 MAIL ADDRESS: STREET 1: 920 DISC DRIVE CITY: SCOTTS VALLEY STATE: CA ZIP: 95066 SC 13D/A 1 0001.txt AMENDMENT #1 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) SANDISK CORPORATION - -------------------------------------------------------------------------------- (NAME OF ISSUER) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 80004C 10 1 - -------------------------------------------------------------------------------- (CUSIP Number) William L. Hudson Sr. Vice President, General Counsel and Corporate Secretary Seagate Technology, Inc. 920 Disc Drive Scotts Valley, California 95067 (831) 438-6550 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 28, 2000 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) - -------------------------------------------------------------------------------- If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d.1(b)(3) or (4), check the following box. [_] Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. The remainder of this cover page shall be filled out for a reporting Person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 80004C 10 1 - ------------------------------------------------------------------------------------- 1. Names of Reporting Persons--Seagate Technology, Inc. I.R.S. Identification Nos. of above persons (entities only) --94-2612933 - ------------ ------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) N/A (b) N/A - ------------ ------------------------------------------------------------------- 3. SEC Use Only - ------------ ------------------------------------------------------------------- 4. Source of Funds (See Instructions) N/A - ------------ ------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) - ------------ ------------------------------------------------------------------- 6. Citizenship or Place of Organization -Delaware - ------------ ------------------------------------------------------------------- Number of 7. Sole Voting Power: 0 Shares ------------------------------------------------------------------- Beneficially 8. Shared Voting Power: 0 Owned by ------------------------------------------------------------------- Each Reporting 9. Sole Dispositive Power: 0 Person With ------------------------------------------------------------------- 10. Shared Dispositive Power: 0 - ------------ ------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person. 0 - ------------ ------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - ------------ ------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 0% - ------------ ------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) - CO
-2- ITEM 1. SECURITY AND ISSUER. This Amendment No. 1 amends the Statement on Schedule 13D filed with the Securities and Exchange Commission on November 13, 1995 by Seagate Technology, Inc., a Delaware company ("Seagate") with respect to the Common Stock, par value $0.001 per share, of SanDisk Corporation ("SanDisk Common Stock"), a Delaware corporation ("SanDisk" or "Issuer"). The principal executive offices of SanDisk are located at 140 Caspian Court, Sunnyvale, California 94089. ITEM 2. IDENTITY AND BACKGROUND. Item 2 is hereby amended to reflect changes in Schedule I attached hereto. ITEM 4. PURPOSE OF TRANSACTION. Item 4 is hereby amended and supplemented as follows: In a series of open-market transactions from November 11, 1999 through July 12, 2000 and a private transaction on July 28, 2000, Seagate sold 12,282,748 shares (as adjusted) of SanDisk Common Stock, reducing Seagate's beneficial ownership to 0%. The transactions reported in this Amendment No. 1 reduce Seagate's beneficial ownership to less than 5% of the outstanding shares of SanDisk Common Stock. Therefore, Seagate has no further reporting requirements on a Statement on Schedule 13D with respect to SanDisk. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 is hereby amended as follows: (a) - (b) Seagate beneficially owns no shares of SanDisk Common Stock. (c) Schedule II reports transactions in SanDisk Common Stock effected from November 1, 1999 to July 28, 2000. (e) Seagate ceased to be the beneficial owner of more than 5% of the Common Stock of SanDisk on May 15, 2000. -3- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: September 11, 2000 SEAGATE TECHNOLOGY, INC. /s/ William L. Hudson -------------------------------------- Signature William L. Hudson Sr. Vice President, General Counsel and Corporate Secretary -4- Schedule I Directors and Executive Officers of Seagate
Name, Address and Business of Corporation or Business or Principal Occupation Organization in Name Residence Address or Employment Which Employed - ----------------- ----------------------- -------------------------- ----------------------- Stephen J. Luczo Seagate Technology, Inc. Chief Executive Officer and Seagate Technology, Inc. 920 Disc Drive Chairman of the Board of 920 Disc Drive Scotts Valley, CA 95066 Directors of Seagate Scotts Valley, CA 95066 Software, Inc. William D. Watkins Seagate Technology, Inc. President and Chief Seagate Technology, Inc. 920 Disc Drive Operating Officer 920 Disc Drive Scotts Valley, CA 95066 Scotts Valley, CA 95066 Charles C. Pope Seagate Technology, Inc. Executive Vice President, Seagate Technology, Inc. 920 Disc Drive Finance and Chief Financial 920 Disc Drive Scotts Valley, CA 95066 Officer Scotts Valley, CA 95066 Townsend H. Porter, Jr. Seagate Technology, Inc. Executive Vice President, Seagate Technology, Inc. 920 Disc Drive Product Technology 920 Disc Drive Scotts Valley, CA 95066 Development and Chief Scotts Valley, CA 95066 Technical Officer Donald L. Waite Seagate Technology, Inc. Executive Vice President, Seagate Technology, Inc. 920 Disc Drive Chief Administrative 920 Disc Drive Scotts Valley, CA 95066 Officer and Assistant Scotts Valley, CA 95066 Secretary Brian S. Dexheimer Seagate Technology, Inc. Executive Vice President, Seagate Technology, Inc. 920 Disc Drive Worldwide Sales, Marketing, 920 Disc Drive Scotts Valley, CA 95066 Product Line Management and Scotts Valley, CA 95066 Customer Service Operations David A. Wickersham Seagate Technology, Inc. Executive Vice President, Seagate Technology, Inc. 920 Disc Drive Global Disc Storage 920 Disc Drive Scotts Valley, CA 95066 Operations Scotts Valley, CA 95066 William L. Hudson Seagate Technology, Inc. Senior Vice President, Seagate Technology, Inc. 920 Disc Drive General Counsel and 920 Disc Drive Scotts Valley, CA 95066 Corporate Secretary Scotts Valley, CA 95066 Thomas F. Mulvaney Seagate Technology, Inc. Senior Vice President, Seagate Technology, Inc. 920 Disc Drive Internet Solutions Group 920 Disc Drive Scotts Valley, CA 95066 Scotts Valley, CA 95066
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Name, Address and Business of Corporation or Business or Principal Occupation Organization in Name Residence Address or Employment Which Employed - ----------------- ----------------------- -------------------------- ----------------------- Gary B. Filler Seagate Technology, Inc. Co-Chairman of the Board of Seagate Technology, Inc. 920 Disc Drive Directors and Financial 920 Disc Drive Scotts Valley, CA 95066 Consultant Scotts Valley, CA 95066 Lawrence Perlman Ceridian Corporation Co-Chairman of the Board of Ceridian Corporation 8100 34th Avenue South Directors and Chairman of 8100 34th Avenue South Minneapolis, MN 55425-1640 the Board of Directors and Minneapolis, MN 55425-1640 Chief Executive Officer of (an information services Ceridian Corporation and defense electronics company) Dr. Kenneth E. Haughton Seagate Technology, Inc. Engineering Consultant Seagate Technology, Inc. 920 Disc Drive 920 Disc Drive Scotts Valley, CA 95066 Scotts Valley, CA 95066 Robert A. Kleist Printronix, Inc. President, Chief Executive Printronix, Inc. 17500 Cartwright Road Officer and Director of 17500 Cartwright Road Irvine, CA 92713 Printronix, Inc. Irvine, CA 92713 (a computer printer manufacturer) Thomas P. Stafford Stafford, Burke & Hecker, Vice Chairman of Stafford, Stafford, Burke & Hecker, Inc. Burke and Hecker, Inc. Inc. 1006 Cameron Street 1006 Cameron Street Alexandria, VA 22314 Alexandria, VA 22314 (a consulting firm) Laurel L. Wilkening Seagate Technology, Inc. Independent Consultant Seagate Technology, Inc. 920 Disc Drive 920 Disc Drive Scotts Valley, CA 95066 Scotts Valley, CA 95066
-6- Schedule II Date Number of Shares* Price* Where and How Executed ---- ----------------- ------ ---------------------- 11/01/1999 180,200 31.0248 Banc of America Securities LLC 11/02/1999 379,800 30.07935 " " 11/05/1999 1,000,000 35 " " 11/08/1999 320,000 34.58985 " " 11/09/1999 120,000 35.5625 " " 02/02/2000 109,150 67.5401 " " 02/03/2000 560,000 67.81865 " " 02/04/2000 640,850 70.2363 " " 02/07/2000 320,000 72.5586 " " 02/08/2000 250,000 72.69 " " 02/09/2000 500,000 73.1925 " " 02/10/2000 320,000 73.4453 " " 02/11/2000 20,000 75.5 " " 02/11/2000 180,000 74.20835 " " 02/14/2000 580,000 75.5571 " " 02/15/2000 20,000 76.0625 " " 02/16/2000 30,000 76.125 " " 02/17/2000 470,000 76 " " 02/17/2000 50,000 78.525 " " 02/18/2000 20,000 77.15625 " " 02/22/2000 200,000 73.1703 " " 02/23/2000 330,000 75.8636 " " 02/24/2000 535,000 77.9159 " " 02/25/2000 500,000 83.825 " " 02/28/2000 90,000 86.1389 " " 02/29/2000 475,000 87.6737 " " 05/04/2000 35,000 91.125 " " 05/05/2000 400,000 88.9578 " " 05/11/2000 100,000 67.09375 " " 05/12/2000 100,000 71.1125 "" 05/15/2000 100,000 67.5 "" 05/16/2000 25,000 70.25 "" 05/17/2000 10,000 68.125 "" 05/18/2000 25,000 66 "" 05/23/2000 100,000 54 "" 05/24/2000 50,000 50.375 "" 05/25/2000 30,000 54.1042 "" 05/26/2000 25,000 48.1 "" 05/30/2000 100,000 52.3563 "" 05/31/2000 50,000 55.9125 "" 06/01/2000 75,000 63.2625 "" 06/02/2000 125,000 73.46 "" 06/05/2000 15,000 70.4167 "" 06/06/2000 70,000 68.9643 "" 06/07/2000 2,500 66.5 "" 06/08/2000 72,500 67.5474 "" 06/08/2000 25,000 67.275 "" 06/09/2000 50,000 70.845 "" 06/12/2000 15,000 74.125 "" 06/13/2000 65,000 69.1779 "" 06/14/2000 52,500 71.0357 "" 06/16/2000 75,000 63.5333 "" 06/19/2000 70,000 64.8036 "" 06/20/2000 77,500 72.625 "" 06/21/2000 20,000 75.5625 "" 06/22/2000 20,000 74 "" 06/26/2000 85,000 66.6103 "" 06/27/2000 30,000 67.1667 "" 06/28/2000 115,000 58.913 "" 06/29/2000 140,000 56.9531 "" 06/30/2000 125,000 58.67 "" 07/03/2000 35,000 59.2143 "" 07/05/2000 25,000 53.375 "" 07/06/2000 37,500 53.45 "" 07/07/2000 50,000 58.8428 " " 07/10/2000 40,000 62.0078 " " 07/11/2000 20,000 62.7969 " " 07/12/2000 60,000 62.7135 " " 07/28/2000 1,340,248 66.43 Direct sale to investor * Number of shares and prices have been adjusted for stock splits. -----END PRIVACY-ENHANCED MESSAGE-----