0001929257-22-000001.txt : 20220519
0001929257-22-000001.hdr.sgml : 20220519
20220519075632
ACCESSION NUMBER: 0001929257-22-000001
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220509
FILED AS OF DATE: 20220519
DATE AS OF CHANGE: 20220519
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROST MICHAEL
CENTRAL INDEX KEY: 0001929257
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26680
FILM NUMBER: 22941170
MAIL ADDRESS:
STREET 1: 2454 MCMULLEN BOOTH RD
STREET 2: BUILDING C
CITY: CLEARWATER
STATE: FL
ZIP: 33759
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NICHOLAS FINANCIAL INC
CENTRAL INDEX KEY: 0001000045
STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153]
IRS NUMBER: 593019317
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 2454 MCMULLEN BOOTH RD
STREET 2: BLDG C SUITE 501B
CITY: CLEARWATER
STATE: FL
ZIP: 33759
BUSINESS PHONE: 7277260763
MAIL ADDRESS:
STREET 1: 2454 MCMULLEN BOOTH RD
STREET 2: BLDG C SUITE 501B
CITY: CLEARWATER
STATE: FL
ZIP: 33759
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2022-05-09
0
0001000045
NICHOLAS FINANCIAL INC
NICK
0001929257
ROST MICHAEL
2454 MCMULLEN BOOTH RD
BUILDING C
CLEARWATER
FL
33759
0
1
0
0
interim CEO
COMMON STOCK
1000
D
OPTIONS TO PURCHASE COMMON STOCK
12.68
2024-11-06
COMMON STOCK
5000
D
The options vested in five equal annual installments beginning on November 6, 2015.
/s/ Michael Rost
2022-05-19