0001929257-22-000001.txt : 20220519 0001929257-22-000001.hdr.sgml : 20220519 20220519075632 ACCESSION NUMBER: 0001929257-22-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220509 FILED AS OF DATE: 20220519 DATE AS OF CHANGE: 20220519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROST MICHAEL CENTRAL INDEX KEY: 0001929257 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26680 FILM NUMBER: 22941170 MAIL ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BUILDING C CITY: CLEARWATER STATE: FL ZIP: 33759 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLAS FINANCIAL INC CENTRAL INDEX KEY: 0001000045 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 593019317 STATE OF INCORPORATION: FL FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501B CITY: CLEARWATER STATE: FL ZIP: 33759 BUSINESS PHONE: 7277260763 MAIL ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501B CITY: CLEARWATER STATE: FL ZIP: 33759 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2022-05-09 0 0001000045 NICHOLAS FINANCIAL INC NICK 0001929257 ROST MICHAEL 2454 MCMULLEN BOOTH RD BUILDING C CLEARWATER FL 33759 0 1 0 0 interim CEO COMMON STOCK 1000 D OPTIONS TO PURCHASE COMMON STOCK 12.68 2024-11-06 COMMON STOCK 5000 D The options vested in five equal annual installments beginning on November 6, 2015. /s/ Michael Rost 2022-05-19