0001689627-21-000008.txt : 20211012 0001689627-21-000008.hdr.sgml : 20211012 20211012175003 ACCESSION NUMBER: 0001689627-21-000008 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211007 FILED AS OF DATE: 20211012 DATE AS OF CHANGE: 20211012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keating Brendan Joseph CENTRAL INDEX KEY: 0001689627 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26680 FILM NUMBER: 211319546 MAIL ADDRESS: STREET 1: 8918 SPANISH RIDGE AVENUE, SUITE 100 CITY: LAS VEGAS STATE: NV ZIP: 89148 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLAS FINANCIAL INC CENTRAL INDEX KEY: 0001000045 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 593019317 STATE OF INCORPORATION: FL FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501B CITY: CLEARWATER STATE: FL ZIP: 33759 BUSINESS PHONE: 7277260763 MAIL ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501B CITY: CLEARWATER STATE: FL ZIP: 33759 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2021-10-07 0 0001000045 NICHOLAS FINANCIAL INC NICK 0001689627 Keating Brendan Joseph 2454 MCMULLEN BOOTH ROAD BUILDING C CLEARWATER FL 33759 1 0 0 0 No shares are beneficially owned. 0 D Trust affiliated with Reporting Person owns limited partnership interests in Magnolia Capital Fund, LP, which owns shares of the issuer's common stock. The trust does not have or exercise control over the general partner of such fund or investment control over such fund's portfolio transactions. /s/ Brendan J. Keating 2021-10-08