0001000045-22-000004.txt : 20220901 0001000045-22-000004.hdr.sgml : 20220901 20220901120923 ACCESSION NUMBER: 0001000045-22-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220830 FILED AS OF DATE: 20220901 DATE AS OF CHANGE: 20220901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keating Brendan Joseph CENTRAL INDEX KEY: 0001689627 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26680 FILM NUMBER: 221220224 MAIL ADDRESS: STREET 1: 8918 SPANISH RIDGE AVENUE, SUITE 100 CITY: LAS VEGAS STATE: NV ZIP: 89148 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLAS FINANCIAL INC CENTRAL INDEX KEY: 0001000045 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 593019317 STATE OF INCORPORATION: FL FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501B CITY: CLEARWATER STATE: FL ZIP: 33759 BUSINESS PHONE: 7277260763 MAIL ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501B CITY: CLEARWATER STATE: FL ZIP: 33759 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-08-30 0 0001000045 NICHOLAS FINANCIAL INC nick 0001689627 Keating Brendan Joseph 8918 SPANISH RIDGE AVENUE, SUITE 100 LAS VEGAS NV 89148 1 0 0 0 common stock 2022-08-30 4 A 0 2262 0 A 23755 D Award of restricted stock vesting on the one year anniversary of the date of grant. The closing price of the issuer's common stock on NASDAQ on such date was $8.84. The reported shares are directly owned by Rosecrest Trust, of which Brendan J Keating is the Trustee. Mr. Keating could be deemed to have indirect beneficial ownership of the shares. /s/ Brendan J. Keating 2022-08-30