0001000045-21-000020.txt : 20211202 0001000045-21-000020.hdr.sgml : 20211202 20211202174956 ACCESSION NUMBER: 0001000045-21-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211201 FILED AS OF DATE: 20211202 DATE AS OF CHANGE: 20211202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keating Brendan Joseph CENTRAL INDEX KEY: 0001689627 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26680 FILM NUMBER: 211467988 MAIL ADDRESS: STREET 1: 8918 SPANISH RIDGE AVENUE, SUITE 100 CITY: LAS VEGAS STATE: NV ZIP: 89148 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLAS FINANCIAL INC CENTRAL INDEX KEY: 0001000045 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 593019317 STATE OF INCORPORATION: FL FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501B CITY: CLEARWATER STATE: FL ZIP: 33759 BUSINESS PHONE: 7277260763 MAIL ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501B CITY: CLEARWATER STATE: FL ZIP: 33759 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-12-01 0 0001000045 NICHOLAS FINANCIAL INC nick 0001689627 Keating Brendan Joseph 8918 SPANISH RIDGE AVENUE, SUITE 100 LAS VEGAS NV 89148 1 0 0 0 common 2021-12-01 2021-12-01 4 P 0 1000 11.8 A 20392 D common 2021-12-02 2021-12-02 4 P 0 1101 11.8 A 21493 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.80 to $11.81, inclusive. The reporting person undertakes to provide to Nicholas Financial Inc., any security holder of Nicholas Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4. The shares are held in a 401(k) account for the benefit of Mr. Keating. Mr. Keating could be deemed to have indirect beneficial ownership of the shares. /s/ Brendan J. Keating 2021-12-02