0001000045-21-000014.txt : 20211118
0001000045-21-000014.hdr.sgml : 20211118
20211118144610
ACCESSION NUMBER: 0001000045-21-000014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211116
FILED AS OF DATE: 20211118
DATE AS OF CHANGE: 20211118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keating Brendan Joseph
CENTRAL INDEX KEY: 0001689627
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26680
FILM NUMBER: 211423947
MAIL ADDRESS:
STREET 1: 8918 SPANISH RIDGE AVENUE, SUITE 100
CITY: LAS VEGAS
STATE: NV
ZIP: 89148
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NICHOLAS FINANCIAL INC
CENTRAL INDEX KEY: 0001000045
STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153]
IRS NUMBER: 593019317
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 2454 MCMULLEN BOOTH RD
STREET 2: BLDG C SUITE 501B
CITY: CLEARWATER
STATE: FL
ZIP: 33759
BUSINESS PHONE: 7277260763
MAIL ADDRESS:
STREET 1: 2454 MCMULLEN BOOTH RD
STREET 2: BLDG C SUITE 501B
CITY: CLEARWATER
STATE: FL
ZIP: 33759
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-11-16
0
0001000045
NICHOLAS FINANCIAL INC
nick
0001689627
Keating Brendan Joseph
8918 SPANISH RIDGE AVENUE, SUITE 100
LAS VEGAS
NV
89148
1
0
0
0
common
2021-11-16
2021-11-16
4
P
0
4000
12.05
A
9632
D
common
2021-11-17
2021-11-17
4
P
0
3000
11.96
A
12632
D
The shares are held in a 401(k) account for the benefit of Mr. Keating. Mr. Keating could be deemed to have indirect beneficial ownership of the shares.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.90 to $12.00, inclusive. The reporting person undertakes to provide to Nicholas Financial Inc., any security holder of Nicholas Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
/s/ Brendan J. Keating
2021-11-18