0001000045-21-000005.txt : 20211013 0001000045-21-000005.hdr.sgml : 20211013 20211013113507 ACCESSION NUMBER: 0001000045-21-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210902 FILED AS OF DATE: 20211013 DATE AS OF CHANGE: 20211013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hastings Robin CENTRAL INDEX KEY: 0001654216 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26680 FILM NUMBER: 211320555 MAIL ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BUILDING C CITY: CLEARWATER STATE: FL ZIP: 33759 FORMER NAME: FORMER CONFORMED NAME: Hastings Robin Finkenbrink DATE OF NAME CHANGE: 20150928 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NICHOLAS FINANCIAL INC CENTRAL INDEX KEY: 0001000045 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 593019317 STATE OF INCORPORATION: FL FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501B CITY: CLEARWATER STATE: FL ZIP: 33759 BUSINESS PHONE: 7277260763 MAIL ADDRESS: STREET 1: 2454 MCMULLEN BOOTH RD STREET 2: BLDG C SUITE 501B CITY: CLEARWATER STATE: FL ZIP: 33759 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-09-02 0 0001000045 NICHOLAS FINANCIAL INC nick 0001654216 Hastings Robin 2454 MCMULLEN BOOTH RD BUILDING C CLEARWATER FL 33759 1 0 0 0 common 2021-09-02 4 A 0 1687 0 A 11782 D Stock Option (right to buy) 12.95 2018-08-13 2025-08-13 Common Stock 5000 5000 D These shares were awarded on 09/02/2021, 1687 shares vest in one year. The closing price on the issuer's common stock reported on Nasdaq on 09/02/2021 was $11.85. The option was granted on August 13, 2015. It vested in three equal annual installments and fully vested on August 13,2018. /s/ Irina Nashtatik 2021-10-13