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Form 8-K - Current report:
SEC Accession No. 0001013762-23-002216
Filing Date
2023-10-05
Accepted
2023-10-05 16:56:03
Documents
37
Period of Report
2023-09-29
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 3.02: Unregistered Sales of Equity Securities
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.01: Changes in Control of Registrant
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.05: Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics
Item 5.06: Change in Shell Company Status
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 FORM 8-K ea185637-8k_estrella.htm   iXBRL 8-K 240530
2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION ea185637ex3-1_estrella.htm EX-3.1 49938
3 AMENDED AND RESTATED BYLAWS ea185637ex3-2_estrella.htm EX-3.2 174073
4 JOINDER TO THE ESTRELLA SERIES A PURCHASE AGREEMENT BY AND BETWEEN ESTRELLA BIOP ea185637ex10-4_estrella.htm EX-10.4 22596
5 JOINDER TO THE ESTRELLA SERIES A PURCHASE AGREEMENT BY AND BETWEEN ESTRELLA BIOP ea185637ex10-5_estrella.htm EX-10.5 23668
6 JOINDER TO THE ESTRELLA SERIES A PURCHASE AGREEMENT BY AND BETWEEN ESTRELLA BIOP ea185637ex10-6_estrella.htm EX-10.6 21166
7 JOINDER TO THE ESTRELLA SERIES A PURCHASE AGREEMENT BY AND BETWEEN ESTRELLA BIOP ea185637ex10-7_estrella.htm EX-10.7 21013
8 JOINDER TO THE ESTRELLA SERIES A PURCHASE AGREEMENT BY AND BETWEEN ESTRELLA BIOP ea185637ex10-8_estrella.htm EX-10.8 20906
9 JOINDER TO THE ESTRELLA SERIES A PURCHASE AGREEMENT BY AND BETWEEN ESTRELLA BIOP ea185637ex10-9_estrella.htm EX-10.9 21055
10 STOCK TRANSFER AGREEMENT BY AND AMONG CHENG LIU, JIANDONG (PETER) XU AND QIAN (V ea185637ex10-10_estrella.htm EX-10.10 19075
11 STOCK TRANSFER AGREEMENT BY AND AMONG CHENG LIU, JIANDONG (PETER) XU AND QIAN (V ea185637ex10-11_estrella.htm EX-10.11 18568
12 STOCK TRANSFER AGREEMENT BY AND AMONG CHENG LIU, JIANDONG (PETER) XU AND QIAN (V ea185637ex10-12_estrella.htm EX-10.12 18203
13 FORM OF INDEMNIFICATION AGREEMENT ea185637ex10-13_estrella.htm EX-10.13 60330
14 ESTRELLA IMMUNOPHARMA, INC. 2023 OMNIBUS INCENTIVE PLAN ea185637ex10-14_estrella.htm EX-10.14 146163
15 UNSECURED PROMISSORY NOTE BY AND BETWEEN HONGBIN ZHANG AND ESTRELLA BIOPHARMA IN ea185637ex10-15_estrella.htm EX-10.15 19613
16 AMENDMENT TO OFFER LETTER BY AND BETWEEN DR. CHENG LIU AND ESTRELLA BIOPHARMA, I ea185637ex10-16_estrella.htm EX-10.16 10725
17 AMENDMENT TO EMPLOYMENT AGREEMENT BY AND BETWEEN PETER XU AND ESTRELLA BIOPHARMA ea185637ex10-17_estrella.htm EX-10.17 10711
18 AMENDMENT TO EMPLOYMENT AGREEMENT BY AND BETWEEN VICKY YANG AND ESTRELLA BIOPHAR ea185637ex10-18_estrella.htm EX-10.18 10690
19 EMPLOYMENT AGREEMENT BY AND BETWEEN DR. CHENG LIU AND ESTRELLA IMMUNOPHARMA, INC ea185637ex10-19_estrella.htm EX-10.19 87383
20 EMPLOYMENT AGREEMENT BY AND BETWEEN PETER XU AND ESTRELLA IMMUNOPHARMA, INC ea185637ex10-20_estrella.htm EX-10.20 93702
21 CODE OF BUSINESS ETHICS AND CONDUCT OF ESTRELLA IMMUNOPHARMA, INC ea185637ex14-1_estrella.htm EX-14.1 93489
22 LIST OF SUBSIDIARIES ea185637ex21-1_estrella.htm EX-21.1 1851
23 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION OF NEW ESTRELLA AS ea185637ex99-1_estrella.htm EX-99.1 171979
24 AUDITED FINANCIAL STATEMENTS OF ESTRELLA AS OF JUNE 30, 2023 AND 2022, AND FOR T ea185637ex99-2_estrella.htm EX-99.2 261107
25 ESTRELLA'S MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESUL ea185637ex99-3_estrella.htm EX-99.3 67984
  Complete submission text file 0001013762-23-002216.txt   2262738

Data Files

Seq Description Document Type Size
26 XBRL SCHEMA FILE uptd-20230929.xsd EX-101.SCH 3896
27 XBRL DEFINITION FILE uptd-20230929_def.xml EX-101.DEF 28407
28 XBRL LABEL FILE uptd-20230929_lab.xml EX-101.LAB 38079
29 XBRL PRESENTATION FILE uptd-20230929_pre.xml EX-101.PRE 26619
31 EXTRACTED XBRL INSTANCE DOCUMENT ea185637-8k_estrella_htm.xml XML 7049
Mailing Address 5858 HORTON STREET, SUITE 170 EMERYVILLE CA 94608
Business Address 5858 HORTON STREET, SUITE 170 EMERYVILLE CA 94608 (510) 318-9098
Estrella Immunopharma, Inc. (Filer) CIK: 0001844417 (see all company filings)

IRS No.: 861314502 | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-40608 | Film No.: 231312030
SIC: 2836 Biological Products, (No Diagnostic Substances)