EX-1.01 2 exhibit1012023sd.htm EX-1.01 Document

 
Exhibit 1.01
Varex Imaging Corporation
CONFLICT MINERALS REPORT
FOR THE YEAR ENDED DECEMBER 31, 2023
 
 
This report for the year ended December 31, 2023 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). 
 
I.Overview
a.Company Overview
Varex Imaging Corporation (the “Company,” “our” or “us”) is a leading innovator, designer and manufacturer of X-ray imaging components including X-ray tubes, flat panel and photon counting detectors and accessories, linear accelerators, image software processing solutions and stand-alone X-ray based systems in select application areas. Our components are used in medical diagnostic imaging, security inspection systems, and industrial quality inspection systems, as well as for analysis and measurement applications in industrial manufacturing applications. Global OEMs incorporate our X-ray imaging components in their systems to detect, diagnose, protect, irradiate and inspect The Company has approximately 2,300 full-time employees, located at engineering, manufacturing and service center sites in North America, Europe, and Asia. For more information about us, visit https://www.vareximaging.com/.

b.Supply Chain Overview
The Company’s supply chain is complex, and there are multiple tiers between the Company and the mine. The Company relies on the Company’s vendors to provide information on the origin of the conflict minerals contained in components that are included in the Company’s products. The Company validates vendor’s information as complete and reasonable using a check sheet, and any concerns are sent back to the vendor to address.
II.Reasonable Country of Origin Inquiry (“RCOI”) and Due Diligence Measures
The Company identified 189 vendors as in-scope, based on the probability of 3TG in their products, that are included in the Company’s products. The Company conducted a supply chain survey of these in-scope vendors, using the Responsible Minerals Initiative’s (“RMI”) Conflict Minerals Reporting Template (“CMRT”), to determine whether the necessary conflict minerals in components contained in the Company’s products were sourced responsibly, per the Company’s policy and the OECD Guidance (as defined below). The survey requested vendors to identify smelters or refiners (“SORs”) and country of origin of the conflict minerals they provide to the Company. The Company used London Bullion Market Association data (“LBMA Data”), Responsible Jewelry Council data (“RJC Data”), the RMI SOR Full Database (“SOR Full Database”) and RMI RCOI data (“RCOI Data”) to establish country of origin. The Company found that some of the SORs identified were sourcing from the Democratic Republic of the Congo (the “DRC”) or an adjoining country, but all these SORs were found to be in conformance with the RMI Responsible Minerals Assurance Process (“RMAP”) standards.

The Company’s due diligence measures have been designed to conform, in all material respects, to the framework in the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas Third Edition, including the supplements for tantalum, tin, tungsten and gold (“3TG”) (such guidance, the “OECD Guidance”). In accordance with the five-step framework in the OECD Guidance, the Company’s due diligence exercise included:




(1)Establish strong company management systems.
The Company’s Conflict Minerals Team includes key members of the Global Supply Chain Management team in each business unit worldwide. The Company’s requirements for vendor conflict minerals management are contained in the Company’s vendor training material and in the Conflict Minerals Policy. The Conflict Minerals Policy is posted on the Company’s external website (https://www.vareximaging.com/legal-information) and is referenced in purchase orders and vendor contractual agreements. In short, the requirements are that vendors adhere to the OECD Guidance, provide a CMRT including a list of smelters, follow up on risk concerns identified by the Company and make efforts to become conflict free. The Conflict Minerals Team planned and executed the due diligence methods necessary to complete a RCOI, determined the risk associated with the use of conflict minerals, established steps to mitigate risks, and reported on supply chain due diligence. To assist in completing these due diligence actions, the Company became a member of the RMI, which is a consortium of companies who are working together to “provide companies with tools and resources to make sourcing decisions that improve regulatory compliance and support responsible sourcing of minerals from conflict-affected and high-risk areas.”

A key element of the RMI RMAP is the research of known SORs, audits of SORs, and publishing the results of this activity in databases that the Company uses to determine country of origin and assess risk in the supply chain. Specifically, the Company looks up country of origin of SORs using RCOI Data and uses data from the SOR Full Database to assess SOR risk. The Company discusses risks associated with vendors directly with each vendor, and the Company discusses risks associated with SORs with the vendors using those SORs.

The Company uses the publicly available RMI Grievance Mechanism (“GM”). Vendors are informed of this GM in the Company’s Conflict Minerals Vendor Training. This GM may be used for complaints against the Company, the RMI, the RMI RMAP, or auditors used by the RMI, or other grievances related to conflict minerals. The grievances, including corrective action, are tracked and monitored by the RMI.

(2)Identify and assess risk in the supply chain
The Company identified 189 vendors as in-scope, based on the probability of 3TG in their products. The Company requested a completed CMRT from all in-scope vendors. The Company received CMRTs from 158 vendors, representing approximately 84% of in-scope vendors, and each vendor identified in its CMRT the names and locations of SORs that process conflict minerals used in components provided by such vendor. The SORs information provided by the vendors allowed the Company to determine the country of origin of the conflict minerals. The Company evaluated the information collected, including subjecting the results to a detailed quality review check sheet. If discrepancies, errors, or omissions were identified, the response for that vendor was deemed unacceptable and was returned for correction by the vendor. Approximately 66% of the CMRTs collected were acceptable as received or successfully corrected by the vendor and accepted by the Company. The Company reviewed and compared the responses with other information in the Company’s possession and, where appropriate, made further inquiries of the Company’s vendors. The Company contacted vendors that did not respond by a specified date and sent reminder emails requesting their responses.

An appropriate risk level was assigned to the 18% of vendors who did not make the corrections requested by the Company. The Company reviewed and compared the responses with other information (including information provided by Company experts) in the Company’s possession and, where appropriate, made further inquiries of the Company’s vendors.

The Company followed a defined escalation process for vendors that did not respond to the request for CMRT data. All in-scope vendors received a CMRT request email. Those not responding in one week



received a reminder email, and those not responding in two weeks received a final reminder email. Internal Company buyers were identified for each vendor, and any vendor not responding to the final reminder email was escalated to the buyer for further action.

The result of this CMRT data collection effort is that the Company received CMRTs from 84% of in-scope vendors. The resulting list of SORs in the Company’s supply chain is found in Appendix A at the end of this document. Since the Company requested company-level CMRTs from its vendors, the resulting SOR list may contain SORs that are not in the Company’s product supply chain.
  
(3)Design and implement a strategy to respond to identified risks.
The Company completes a risk assessment after collecting data from in-scope vendors to identify supply chain risks relevant for the current reporting year. The Company has a process for determining risk using a set of standard risk factors. Supply chain risks include the risk associated with each vendor and the risk associated with each SOR identified by the vendors. LBMA Data, RJC Data, RCOI Data and the SOR Full Database are used extensively to determine appropriate risk mitigation factors.

Each vendor is assessed for risk factors that include whether they have conflict minerals policies, whether they have corrective management systems, whether they have overall conflict minerals management systems, and whether they have risky SORs in their supply chain. An SOR may be deemed a high-risk SOR for one or both of the following reasons: 1) It does not have a valid RMI smelter ID and thus may not be a SOR and/or 2) it is not in conformance with the RMAP standards and not actively pursuing this status.

For each risk factor a possible course of action is determined, and appropriate risk mitigation actions are provided to vendors. Generally, vendors are asked to identify real SORs and to pressure those SORs to pursue RMAP conformance. To mitigate risk factors, the Company’s Procurement Organization puts pressure on vendors to make improvements, which may include qualifying an alternate vendor for the material. The result of these efforts has been year-over-year improvement in vendors identifying actual smelters more accurately.

A summary of results and identified risks are published in a year-end report for the reporting year, which is presented to key members of the Global Supply Chain Management team. The risk factors identified during this process are subsequently managed by the Company Risk Management System, and appropriately acted upon.

(4)Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain.
The RMI manages an independent third-party audit program for 3TG SORs. The results of these audits are reviewed by the RMI and made publicly available for companies to reference. The Company uses the results of these independent third-party audits to determine the country of origin of SORs and identify which SORs have been audited and are conformant with RMI RMAP standards. In reporting year 2023, the Company found that 98% of SORs were either conformant with the RMAP standards or “active” according to the RMI, meaning such SORs have committed to undergo an RMAP assessment, completed the relevant documents, and scheduled the on-site assessment. The Company also cooperates with other members of the RMI to identify SORs that require additional investigation to determine whether they are an eligible SOR for the audit program, to supplement RCOI Data to determine the country of origin of conflict minerals processed by the SOR, and whether the SOR is RMI RMAP conformant.

(5)Report on supply chain due diligence.



This Conflict Minerals Report constitutes the Company’s annual report on the Company’s 3TG due diligence, is filed with the SEC, and is available on the Company’s website at https://investors.vareximaging.com.

III.Steps to Mitigate Risk
The Company intends to take the following steps to help mitigate the risk that the necessary conflict minerals in our products could finance or benefit armed groups:
(1)Work with vendors that distribute other company’s goods to obtain a list of manufacturers and CMRTs and improve the quality of RCOI data coming from those sources. During reporting year 2023, many of these manufacturers were identified. It is expected that this action will result in improved results next reporting year.
(2)Work with vendors to improve the quality of data.
(3)Continue to improve the response rate of vendors.

IV.Determination
The Company relies on its vendors to obtain complete and accurate conflict minerals information and cannot guarantee the complete accuracy of all data. However, the Company worked in good faith to achieve a reasonable level of accuracy and completeness.

The Company’s due diligence identified 343 SORs that have been identified as SORs by the RMI (see Appendix A). The RMI has performed independent third-party audits on many of these SORs (64% are RMI RMAP conformant) and is pursuing audits for the remaining SORs. The Company is working in coordination with other members of the RMI by providing the RMI the SORs used in the Company’s supply chain which require additional investigation or audit to confirm eligible SORs, country of origin, and conformance status.
Facilities Used to Process Necessary Conflict Minerals Used in In-Scope Products: While the Company has exercised due diligence and worked closely with its vendors to survey its conflict minerals supply chain (as described above), the Company is not able to identify with reasonable certainty all facilities used to process necessary conflict minerals used in in-scope products. However, based on the information acquired through the due diligence process, the Company believes that the facilities that may have been used to process the 3TG necessary to the functionality of production of in-scope products include the smelters and refiners listed in Appendix A. Since the Company requested company-level CMRTs from its vendors, the resulting SOR list may contain SORs whose 3TG is not in the Company’s products, i.e., the SOR list may be overinclusive.
Information About Country of Origin of Necessary Conflict Minerals Used in In-Scope Products: While the Company has exercised due diligence and worked closely with its vendors to survey the supply chain (as described above), the Company is not able to determine with reasonable certainty the countries of origin of the 3TG used in all in-scope products or whether the 3TG in all in-scope products is from recycled or scrap sources.

However, the Company has identified the countries of origin shown in the following table:
















MetalCountries of OriginNotes
GoldChile, Guinea**, Guyana, Papua New Guinea, Philippines, Bolivia (Plurinational State of), Colombia, Ghana**, Nicaragua, Niger, Tanzania, Zimbabwe, Andorra, Antigua and Barbuda, Australia, Austria, Bahamas, Barbados, Belgium, Beralus, Benin, Bosnia and Herzegovina, Brazil**, Bulgaria, Burkina Faso (HR), Canada, Cameroon (HR), Cayman Islands**, China**, Chinese Taipei, Costa Rica, Côte d'Ivoire, Curacao, Czech Republic, Denmark, Dominican Republic**, Egypt**, El Salvador (HR), France, Germany, Greece, Grenada, Guatemala (HR), Honduras (HR), Hong Kong**, Hungary, India**, Indonesia**, Ireland, Israel**, Italy **, Japan, Jordan, Kuwait, Lithuania, Luxembourg, Malaysia**, Mali (HR), Mexico**, Netherlands, New Zealand, Nigeria (HR), Niger (HR), Oman, Panama**, Peru, Poland, Portugal, Puerto Rico (HR), Romania, Saint Kitts and Nevis, Serbia, Senegal, Singapore**, Sint Maarten, Slovakia, Slovenia, South Africa, Republic of Korea, Spain, St Vincent and Grenadines, Sweden, Switzerland, Thailand**, Trinidad and Tobago, Turkey (HR), Turks and Caicos, United Arab Emirates**, United Kingdom**, United States of America, Uruguay, Uzbekistan, Vietnam.All smelters are conformant to RMI.
TungstenBurundi, Tanzania, China, Vietnam, Bolivia, Rwanda, Democratic Republic of the Congo, Myanmar, Brazil, Chinese Taipei, Germany, India, Ireland, Israel, Japan, Malaysia, Netherlands, Republic of Korea, Singapore, Thailand, Turkey, United States of America. The reported tungsten from the DRC and other covered countries came from 7 smelters (CID000004, CID000825, CID000105, CID002542, CID002044, CID002502, CID002543) all of which have been audited and validated as "conformant" by the RMI, which is internationally recognized for managing an independent third-party assessment program in line with the OECD Guidance.









MetalCountries of OriginNotes
TinBurundi, Australia, Laos, Mongolia, Myanmar**, Vietnam, Bolivia**, Democratic Republic of the Congo, Rwanda, Tanzania, Argentina, Austria, Bangladesh, Belarus, Belgium, Brazil, Bulgaria, Canada, Chile, China, Chinese Taipei, Cyprus, Croatia, Czech Republic, Denmark, Egypt, Finland, France, Germany, Greece, Honduras, Hong Kong, Hungary, India, Indonesia, Ireland, Israel, Italy, Japan, Jordan, Latvia, Lithuania, Luxembourg, Malaysia, Malta, Mexico, Morocco, Netherlands, New Zealand, Nigeria, Pakistan, Peru, Philippines, Poland, Portugal, Puerto Rico, Romania, Russia, Saudi Arabia, Serbia, Singapore, Slovakia, Slovenia, South Africa, Republic of Korea, Spain, Sweden, Switzerland, Thailand, Tunisia, Turkey, United Arab Emirates, United Kingdom, United States of America, Uruguay.The reported tin from the DRC and other covered countries came from 9 smelters (CID002773, CID001105, CID000292, CID002036, CID001898, CID002180, CID003387,CID003831,CID004065) all of which have been audited and validated as "conformant" by the RMI, which is internationally recognized for managing an independent third-party assessment program in line with the OECD Guidance.
TantalumAustralia, Brazil**, Madagascar, Nigeria**, Sierra Leone, Spain, Burundi, Democratic Republic of the Congo, Ethiopia**, Rwanda, Mozambique**, Belarus, Canada, China, Chinese Taipei, Czech Republic, El Salvador, Estonia, France, Germany, Hong Kong, India, Indonesia, Israel, Ireland, Japan, Mexico, Russia, Singapore, Republic of Korea, Thailand, United Kingdom of Great Britain and Northern Ireland, United States of America.The reported tantalum from the DRC and other covered countries came from 22 smelters (CID002504, CID002505, CID002558, CID002842, CID002539, CID002548, CID002549, CID002550, CID001891, CID000460, CID002557, CID002492, CID000914, CID000917, CID002506, CID001192, CID001277, CID002544, CID002545, CID001969, CID000616, CID004054) all of which have been audited and validated as "conformant" by the RMI, which is internationally recognized for managing an independent third-party assessment program in line with the OECD Guidance.

** Indicates countries that have been disclosed by some smelters and refiners to be low-risk but disclosed by others to be high-risk.

Information about Efforts to Determine Mine or Location of Origin: The description of the Company’s due diligence exercise set forth above under the heading “Reasonable Country of Origin (“RCOI”) and Due



Diligence Measures” covers the Company’s efforts to determine the mine or location of origin with the greatest possible specificity.

Forward-Looking Statements

Statements relating to due diligence process improvement made in this report, as well as certain other statements made in this report, are forward-looking in nature and are based on the Company’s management’s current expectations or beliefs. These forward-looking statements are not a guarantee of performance and are subject to a number of uncertainties and other factors (such as whether industry organizations and initiatives such as the RMI remain effective as a source of external support to us in the conflict minerals compliance process and whether the results of our efforts to improve the due diligence process will be effective) that may be outside of the Company’s control and that could cause actual events to differ materially from those expressed or implied by the statements made herein.

Documents Incorporated by Reference

Unless otherwise stated herein, any documents, third-party materials or references to websites (including the Company’s) are not incorporated by reference in, or considered to be a part of, this report unless expressly incorporated by reference herein.




Appendix A: Smelter and Refiner List

NumberMetalSmelter NameSmelter IDRemarks
1Gold8853 S.p.A.CID002763Active
2GoldABC Refinery Pty Ltd.CID002920Active
3GoldAbington Reldan Metals, LLCCID002708Conformant
4GoldAdvanced Chemical CompanyCID000015Active
5GoldAfrican Gold RefineryCID003185Active
6GoldAgosi AGCID000035Conformant
7GoldAida Chemical Industries Co., Ltd.CID000019Conformant
8GoldAl Etihad Gold Refinery DMCCCID002560Active
9GoldAlbino Mountinho Lda.CID002760Active
10GoldAlexy MetalsCID003500Active
11GoldAlmalyk Mining and Metallurgical Complex (AMMC)CID000041Conformant
12GoldAngloGold Ashanti Corrego do Sitio MineracaoCID000058Conformant
13GoldArgor-Heraeus S.A.CID000077Conformant
14GoldAsahi Pretec Corp.CID000082Conformant
15GoldAsahi Refining Canada Ltd.CID000924Conformant
16GoldAsahi Refining USA Inc.CID000920Conformant
17GoldAsaka Riken Co., Ltd.CID000090Conformant
18GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.CID000103Active
19GoldAugmont Enterprises Private LimitedCID003461Active
20GoldBoliden RonnskarCID000157Conformant
21GoldCaridadCID000180Active
22GoldCGR Metalloys Pvt Ltd.CID003382Active
23GoldCoimpa Industrial LTDACID004010Conformant
24GoldDaye Non-Ferrous Metals Mining Ltd.CID000343Active
25GoldDegussa Sonne / Mond Goldhandel GmbHCID002867Active
26GoldDijllah Gold Refinery FZCCID003348Active
27GoldDongwu Gold GroupCID003663Active
28GoldDowaCID000233Conformant
29GoldDowaCID000401Conformant
30GoldEco-System Recycling Co., Ltd. North PlantCID003424Conformant
31GoldEco-System Recycling Co., Ltd. West PlantCID003425Conformant
32GoldEM VintoCID002863Active
33GoldEmerald Jewel Industry India Limited (Unit 1)CID003487Active
34GoldEmerald Jewel Industry India Limited (Unit 2)CID003488Active
35GoldEmerald Jewel Industry India Limited (Unit 3)CID003489Active
36GoldEmerald Jewel Industry India Limited (Unit 4)CID003490Active
37GoldFenix MetalsCID000128Conformant
38GoldFidelity Printers and Refiners Ltd.CID002515Active
39GoldFujairah Gold FZCCID002584Active
40GoldGGC Gujrat Gold Centre Pvt. Ltd.CID002852Active
41GoldGold by Gold ColombiaCID003641Conformant
42GoldGold Coast RefineryCID003186Active



NumberMetalSmelter NameSmelter IDRemarks
43GoldGreat Wall Precious Metals Co., Ltd. of CBPMCID001909Active
44GoldGuangdong Jinding Gold LimitedCID002312Active
45GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.CID000651Active
46GoldHangzhou Fuchunjiang Smelting Co., Ltd.CID000671Active
47GoldHeraeus Germany GmbH Co. KGCID000711Conformant
48GoldHunan Chenzhou Mining Co., Ltd.CID000767Active
49GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.CID000773Active
50GoldHwaSeong CJ CO., LTD.CID000778Not active
51GoldIndustrial Refining CompanyCID002587Active
52GoldInternational Precious Metal RefinersCID002562Active
53GoldItalpreziosiCID002765Conformant
54GoldJALAN & CompanyCID002893Active
55GoldJapan MintCID000823Conformant
56GoldJiangxi Copper Co., Ltd.CID000855Conformant
57GoldJiangxi Yaosheng Tungsten Co., Ltd.CID002243Conformant
58GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantCID000927Active
59GoldJSC Novosibirsk RefineryCID000493Active
60GoldJSC UralelectromedCID000929Active
61GoldJX Nippon Mining & Metals Co., Ltd.CID000937Conformant
62GoldK.A. RasmussenCID003497Active
63GoldKaloti Precious MetalsCID002563Active
64GoldKazakhmys Smelting LLCCID000956Active
65GoldKazzincCID000957Conformant
66GoldKennecott Utah Copper LLCCID000969Conformant
67GoldKGETS Co., Ltd.CID000814Conformant
68GoldKGHM Polska Miedz Spolka AkcyjnaCID002511Conformant
69GoldKojima Chemicals Co., Ltd.CID000981Conformant
70GoldKorea Zinc Co., Ltd.CID002605Conformant
71GoldKundan Care Products Ltd.CID003463Active
72GoldKyrgyzaltyn JSCCID001029Active
73GoldKyshtym Copper-Electrolytic Plant ZAOCID002865Active
74GoldL'azurde Company For JewelryCID001032Active
75GoldLingbao Gold Co., Ltd.CID001056Active
76GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.CID001058Active
77GoldL'Orfebre S.A.CID002762Conformant
78GoldLS MnM Inc.CID001078Conformant
79GoldLT Metal Ltd.CID000689Conformant
80GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.CID001093Active
81GoldMarsam MetalsCID002606Active
82GoldMaterionCID001113Conformant
83GoldMatsuda Sangyo Co., Ltd.CID001119Conformant
84GoldMD OverseasCID003548Active
85GoldMetal Concentrators SA (Pty) Ltd.CID003575Conformant
86GoldMetallix Refining Inc.CID003557Active



NumberMetalSmelter NameSmelter IDRemarks
87GoldMetalor Technologies (Hong Kong) Ltd.CID001149Conformant
88GoldMetalor Technologies (Singapore) Pte., Ltd.CID001152Conformant
89GoldMetalor Technologies (Suzhou) Ltd.CID001147Conformant
90GoldMetalor Technologies S.A.CID001153Conformant
91GoldMetalor USA Refining CorporationCID001157Conformant
92GoldMetalurgica Met-Mex Penoles S.A. De C.V.CID001161Conformant
93GoldMineracao Taboca S.A.CID000264Conformant
94GoldMinsurCID000176Conformant
95GoldMitsubishi Materials CorporationCID000185Conformant
96GoldMitsubishi Materials CorporationCID001188Conformant
97GoldMitsubishi Materials CorporationCID002850Active
98GoldMitsui Mining and Smelting Co., Ltd.CID000113Conformant
99GoldMitsui Mining and Smelting Co., Ltd.CID001193Conformant
100GoldMitsui Mining and Smelting Co., Ltd.CID002561Active
101GoldMKS PAMP SACID001352Conformant
102GoldMMTC-PAMP India Pvt., Ltd.CID002509Conformant
103GoldModeltech Sdn BhdCID000801Conformant
104GoldModeltech Sdn BhdCID000807Conformant
105GoldModeltech Sdn BhdCID002857Active
106GoldMorris and WatsonCID002282Active
107GoldMoscow Special Alloys Processing PlantCID001204Active
108GoldNadir Metal Rafineri San. Ve Tic. A.S.CID001220Conformant
109GoldNavoi Mining and Metallurgical CombinatCID001236Conformant
110GoldNH Recytech CompanyCID003189Conformant
111GoldNihon Material Co., Ltd.CID001259Conformant
112GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHCID002779Conformant
113GoldOhura Precious Metal Industry Co., Ltd.CID001325Conformant
114GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)CID001326Active
115GoldPease & CurrenCID002872Not active
116GoldPenglai Penggang Gold Industry Co., Ltd.CID001362Active
117GoldPlanta Recuperadora de Metales SpACID002919Conformant
118GoldPrioksky Plant of Non-Ferrous MetalsCID001386Active
119GoldPT Aneka Tambang (Persero) TbkCID001397Conformant
120GoldPX Precinox S.A.CID001498Conformant
121GoldQG Refining, LLCCID003324Active
122GoldRand Refinery (Pty) Ltd.CID001512Conformant
123GoldRefinery of Seemine Gold Co., Ltd.CID000522Active
124GoldREMONDIS PMR B.V.CID002582Conformant
125GoldResind Industria e Comercio Ltda.CID000359Conformant
126GoldResind Industria e Comercio Ltda.CID000189Active
127GoldRoyal Canadian MintCID001534Conformant
128GoldSAAMPCID002761Active
129GoldSabin Metal Corp.CID001546Not active



NumberMetalSmelter NameSmelter IDRemarks
130GoldSafimet S.p.ACID002973Active
131GoldSAFINA A.S.CID002290Conformant
132GoldSai RefineryCID002853Active
133GoldSam Precious MetalsCID003666Active
134GoldSamduck Precious MetalsCID001555Active
135GoldSamwon Metals Corp.CID001562Not active
136GoldSEMPSA Joyeria Plateria S.A.CID001585Conformant
137GoldShandong Gold Smelting Co., Ltd.CID001916Conformant
138GoldShandong Humon Smelting Co., Ltd.CID002525Active
139GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.CID001619Active
140GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.CID001622Conformant
141GoldShenzhen CuiLu Gold Co., Ltd.CID002750Active
142GoldShenzhen Zhonghenglong Real Industry Co., Ltd.CID002527Active
143GoldShirpur Gold Refinery Ltd.CID002588Active
144GoldSichuan Tianze Precious Metals Co., Ltd.CID001736Conformant
145GoldSingway Technology Co., Ltd.CID002516Active
146GoldSOE Shyolkovsky Factory of Secondary Precious MetalsCID001756Active
147GoldSolar Applied Materials Technology Corp.CID001761Conformant
148GoldSovereign MetalsCID003383Active
149GoldState Research Institute Center for Physical Sciences and TechnologyCID003153Active
150GoldSudan Gold RefineryCID002567Active
151GoldSumitomo Metal Mining Co., Ltd.CID001798Conformant
152GoldSungEel HiMetal Co., Ltd.CID002918Conformant
153GoldSuper Dragon Technology Co., Ltd.CID001810Active
154GoldT.C.A S.p.ACID002580Conformant
155GoldTanaka Kikinzoku Kogyo K.K.CID001875Conformant
156GoldTANIOBIS Smelting GmbH & Co. KGCID000425Conformant
157GoldTANIOBIS Smelting GmbH & Co. KGCID000694Conformant
158GoldTokuriki Honten Co., Ltd.CID001938Conformant
159GoldTongling Nonferrous Metals Group Co., Ltd.CID001947Active
160GoldTOO Tau-Ken-AltynCID002615Conformant
161GoldTorecomCID001955Conformant
162GoldUmicore Precious Metals ThailandCID002314Active
163GoldUmicore S.A. Business Unit Precious Metals RefiningCID001980Conformant
164GoldUnited Precious Metal Refining, Inc.CID001993Conformant
165GoldValcambi S.A.CID002003Conformant
166GoldWEEEREFININGCID003615Conformant
167GoldWestern Australian Mint (T/a The Perth Mint)CID002030Conformant
168GoldWIELAND Edelmetalle GmbHCID002778Conformant
169GoldWolfram Bergbau und Hutten AGCID000707Conformant
170GoldYamakin Co., Ltd.CID002100Conformant
171GoldYokohama Metal Co., Ltd.CID002129Conformant
172GoldYunnan Copper Industry Co., Ltd.CID000197Active



NumberMetalSmelter NameSmelter IDRemarks
173GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationCID002224Conformant
174Tantalum5D Production OUCID003926Active
175TantalumAMG BrasilCID001076Conformant
176TantalumChangsha South Tantalum Niobium Co., Ltd.CID000211Conformant
177TantalumD Block Metals, LLCCID002504Conformant
178TantalumF&X Electro-Materials Ltd.CID000460Conformant
179TantalumFIR Metals & Resource Ltd.CID002505Conformant
180TantalumGlobal Advanced Metals AizuCID002558Conformant
181TantalumGlobal Advanced Metals BoyertownCID002557Conformant
182TantalumHengyang King Xing Lifeng New Materials Co., Ltd.CID002492Conformant
183TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.CID002512Conformant
184TantalumJiangxi Tuohong New Raw MaterialCID002842Conformant
185TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.CID000914Conformant
186TantalumJiujiang Tanbre Co., Ltd.CID000917Conformant
187TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.CID002506Conformant
188TantalumKEMET de MexicoCID002539Conformant
189TantalumMaterion Newton Inc.CID002548Conformant
190TantalumMetallurgical Products India Pvt., Ltd.CID001163Conformant
191TantalumMineracao Taboca S.A.CID001175Conformant
192TantalumMitsui Mining and Smelting Co., Ltd.CID001192Conformant
193TantalumNingxia Orient Tantalum Industry Co., Ltd.CID001277Conformant
194TantalumNPM Silmet ASCID001200Conformant
195TantalumPowerX Ltd.CID004054Conformant
196TantalumQuantumCleanCID001508Conformant
197TantalumResind Industria e Comercio Ltda.CID002707Conformant
198TantalumRFH Yancheng Jinye New Material Technology Co., Ltd.CID003583Conformant
199TantalumSolikamsk Magnesium Works OAOCID001769Active
200TantalumTaki Chemical Co., Ltd.CID001869Conformant
201TantalumTANIOBIS Co., Ltd.CID002544Conformant
202TantalumTANIOBIS GmbHCID002545Conformant
203TantalumTANIOBIS Japan Co., Ltd.CID002549Conformant
204TantalumTANIOBIS Smelting GmbH & Co. KGCID002550Conformant
205TantalumTelex MetalsCID001891Conformant
206TantalumUlba Metallurgical Plant JSCCID001969Conformant
207TantalumXIMEI RESOURCES (GUANGDONG) LIMITEDCID000616Conformant
208TantalumXinXing HaoRong Electronic Material Co., Ltd.CID002508Conformant
209TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.CID001522Conformant
210TinAlphaCID000292Conformant
211TinAn Vinh Joint Stock Mineral Processing CompanyCID002703Active
212TinAurubis BeerseCID002773Conformant
213TinAurubis BerangoCID002774Conformant
214TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.CID000228Conformant
215TinChifeng Dajingzi Tin Industry Co., Ltd.CID003190Conformant
216TinChina Tin Group Co., Ltd.CID001070Conformant



NumberMetalSmelter NameSmelter IDRemarks
217TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaCID003486Conformant
218TinCRM SynergiesCID003524Conformant
219TinCV Ayi JayaCID002570Conformant
220TinCV Venus Inti PerkasaCID002455Conformant
221TinDongguan CiEXPO Environmental Engineering Co., Ltd.CID003356Active
222TinDowaCID000402Conformant
223TinDS MyanmarCID003831Conformant
224TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyCID002572Active
225TinEM VintoCID000438Conformant
226TinEstanho de Rondonia S.A.CID000448Conformant
227TinFabrica Auricchio Industria e Comercio Ltda.CID003582Conformant
228TinFenix MetalsCID000468Conformant
229TinGejiu City Fuxiang Industry and Trade Co., Ltd.CID003410Active
230TinGejiu Kai Meng Industry and Trade LLCCID000942Active
231TinGejiu Non-Ferrous Metal Processing Co., Ltd.CID000538Conformant
232TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.CID001908Active
233TinGejiu Zili Mining And Metallurgy Co., Ltd.CID000555Active
234TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.CID003116Conformant
235TinJiangxi New Nanshan Technology Ltd.CID001231Conformant
236TinLuna Smelter, Ltd.CID003387Conformant
237TinMagnu's Minerais Metais e Ligas Ltda.CID002468Conformant
238TinMalaysia Smelting Corporation (MSC)CID001105Conformant
239TinMelt Metais e Ligas S.A.CID002500Active
240TinMetallic Resources, Inc.CID001142Conformant
241TinMineracao Taboca S.A.CID001173Conformant
242TinMining Minerals Resources SARLCID004065Conformant
243TinMinsurCID001182Conformant
244TinMitsubishi Materials CorporationCID001191Conformant
245TinModeltech Sdn BhdCID002858Active
246TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyCID002573Active
247TinNovosibirsk Tin CombineCID001305Active
248TinO.M. Manufacturing (Thailand) Co., Ltd.CID001314Conformant
249TinO.M. Manufacturing Philippines, Inc.CID002517Conformant
250TinOperaciones Metalurgicas S.A.CID001337Conformant
251TinPongpipat Company LimitedCID003208Active
252TinPrecious Minerals and Smelting LimitedCID003409Active
253TinPT Aries Kencana SejahteraCID000309Conformant
254TinPT Artha Cipta LanggengCID001399Conformant
255TinPT ATD Makmur Mandiri JayaCID002503Conformant
256TinPT Babel Inti PerkasaCID001402Conformant
257TinPT Babel Surya Alam LestariCID001406Conformant
258TinPT Bangka Prima TinCID002776Conformant



NumberMetalSmelter NameSmelter IDRemarks
259TinPT Bangka SerumpunCID003205Conformant
260TinPT Bangka Tin IndustryCID001419Active
261TinPT Belitung Industri SejahteraCID001421Conformant
262TinPT Bukit TimahCID001428Conformant
263TinPT Cipta Persada MuliaCID002696Conformant
264TinPT Menara Cipta MuliaCID002835Conformant
265TinPT Mitra Stania PrimaCID001453Conformant
266TinPT Mitra Sukses GlobalindoCID003449Conformant
267TinPT Panca Mega PersadaCID001457Active
268TinPT Premium Tin IndonesiaCID000313Conformant
269TinPT Prima Timah UtamaCID001458Conformant
270TinPT Putera Sarana Shakti (PT PSS)CID003868Conformant
271TinPT Rajawali Rimba PerkasaCID003381Conformant
272TinPT Refined Bangka TinCID001460Conformant
273TinPT Sariwiguna BinasentosaCID001463Conformant
274TinPT Stanindo Inti PerkasaCID001468Conformant
275TinPT Sukses Inti Makmur (SIM)CID002816Conformant
276TinPT Timah NusantaraCID001486Conformant
277TinPT Timah Tbk KundurCID001477Conformant
278TinPT Timah Tbk MentokCID001482Conformant
279TinPT Tinindo Inter NusaCID001490Conformant
280TinPT Tirus Putra MandiriCID002478Not active
281TinPT Tommy UtamaCID001493Conformant
282TinResind Industria e Comercio Ltda.CID002706Conformant
283TinRui Da HungCID001539Conformant
284TinSuper LigasCID002756Conformant
285TinThaisarcoCID001898Conformant
286TinTin Smelting Branch of Yunnan Tin Co., Ltd.CID002180Conformant
287TinTin Technology & RefiningCID003325Conformant
288TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyCID002574Active
289TinVQB Mineral and Trading Group JSCCID002015Active
290TinWhite Solder Metalurgia e Mineracao Ltda.CID002036Conformant
291TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.CID002158Conformant
292TinYunnan Yunfan Non-ferrous Metals Co., Ltd.CID003397Conformant
293TungstenA.L.M.T. Corp.CID000004Conformant
294TungstenACL Metais EireliCID002833Active
295TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.CID003427Active
296TungstenArtek LLCCID003553Active
297TungstenAsia Tungsten Products Vietnam Ltd.CID002502Conformant
298TungstenChina Molybdenum Tungsten Co., Ltd.CID002641Conformant
299TungstenChongyi Zhangyuan Tungsten Co., Ltd.CID000258Conformant
300TungstenCNMC (Guangxi) PGMA Co., Ltd.CID000281Active
301TungstenCronimet Brasil LtdaCID003468Conformant



NumberMetalSmelter NameSmelter IDRemarks
302TungstenDONGKUK INDUSTRIES CO., LTD.CID004060Active
303TungstenFujian Xinlu Tungsten Co., Ltd.CID003609Conformant
304TungstenGanzhou Haichuang Tungsten Co., Ltd.CID002645Not active
305TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.CID002315Conformant
306TungstenGanzhou Seadragon W & Mo Co., Ltd.CID002494Conformant
307TungstenGlobal Tungsten & Powders LLCCID000568Conformant
308TungstenGuangdong Xianglu Tungsten Co., Ltd.CID000218Conformant
309TungstenH.C. Starck Tungsten GmbHCID002541Conformant
310TungstenHANNAE FOR T Co., Ltd.CID003978Active
311TungstenHubei Green Tungsten Co., Ltd.CID003417Conformant
312TungstenHunan Chenzhou Mining Co., Ltd.CID000766Conformant
313TungstenHunan Jintai New Material Co., Ltd.CID000769Active
314TungstenHunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products BranchCID002513Conformant
315TungstenHydrometallurg, JSCCID002649Active
316TungstenJapan New Metals Co., Ltd.CID000825Conformant
317TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.CID002551Conformant
318TungstenJiangxi Gan Bei Tungsten Co., Ltd.CID002321Conformant
319TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.CID002313Not active
320TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.CID002318Conformant
321TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.CID002317Conformant
322TungstenJiangxi Yaosheng Tungsten Co., Ltd.CID002316Conformant
323TungstenJSC "Kirovgrad Hard Alloys Plant"CID003408Active
324TungstenKennametal FallonCID000966Conformant
325TungstenKennametal HuntsvilleCID000105Conformant
326TungstenLianyou Metals Co., Ltd.CID003407Conformant
327TungstenLLC VostokCID003643Active
328TungstenMalipo Haiyu Tungsten Co., Ltd.CID002319Conformant
329TungstenMasan High-Tech MaterialsCID002543Conformant
330TungstenMoliren Ltd.CID002845Active
331TungstenNam Viet Cromit Joint Stock CompanyCID004034Active
332TungstenNiagara Refining LLCCID002589Conformant
333TungstenNPP Tyazhmetprom LLCCID003416Active
334TungstenOOO “Technolom” 1CID003614Active
335TungstenOOO “Technolom” 2CID003612Active
336TungstenPhilippine Chuangxin Industrial Co., Inc.CID002827Conformant
337TungstenTANIOBIS Smelting GmbH & Co. KGCID002542Conformant
338TungstenTungsten Vietnam Joint Stock CompanyCID003993Conformant
339TungstenUnecha Refractory metals plantCID002724Active
340TungstenWolfram Bergbau und Hutten AGCID002044Conformant
341TungstenXiamen Tungsten (H.C.) Co., Ltd.CID002320Conformant
342TungstenXiamen Tungsten Co., Ltd.CID002082Conformant
343TungstenYUDU ANSHENG TUNGSTEN CO., LTD.CID003662Active