THE SECURITIES ACT OF 1933 |
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Pre-Effective Amendment No. |
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Post-Effective Amendment No. 782 |
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THE INVESTMENT COMPANY ACT OF 1940 |
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Amendment No. 783 |
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Alan P. Goldberg Stradley Ronon Stevens & Young LLP 191 North Wacker Drive, Suite 1601 Chicago, Illinois 60606 |
Eric S. Purple Stradley Ronon Stevens & Young LLP 2000 K Street, NW, Suite 700 Washington, DC 20006 |
It is proposed that this filing will become effective (check appropriate box) | |
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immediately upon filing pursuant to paragraph (b) |
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on (date) pursuant to paragraph (b) |
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60 days after filing pursuant to paragraph (a) |
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on (date) pursuant to paragraph (a) |
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75 days after filing pursuant to paragraph (a)(2) |
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on (date) pursuant to paragraph (a)(2) of rule 485 |
If appropriate, check the following box: | |
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This post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
Prospectus |
|||||
Invesco Exchange-Traded Fund Trust II | |||||
QVML |
Invesco S&P 500 QVM Multi-factor ETF |
NYSE Arca, Inc. |
Management Fees |
|
Other Expenses (1) |
|
Total Annual Fund Operating Expenses |
|
1 Year |
3 Years |
$ |
$ |
Name |
Title with Adviser/Trust |
Date Began Managing the Fund |
Peter Hubbard |
Head of Equities and Director of Portfolio Management of the Adviser; Vice President of the Trust |
June 2021 |
Michael Jeanette |
Senior Portfolio Manager of the Adviser |
June 2021 |
Pratik Doshi |
Portfolio Manager of the Adviser |
June 2021 |
Tony Seisser |
Portfolio Manager of the Adviser |
June 2021 |
Call: |
Invesco Distributors, Inc. at 1-800-983-0903 Monday through Friday 8:00 a.m. to 5:00 p.m. Central Time |
Write: |
Invesco Exchange-Traded Fund Trust II c/o Invesco Distributors, Inc. 11 Greenway Plaza, Suite 1000 Houston, Texas 77046-1173 |
Visit: |
www.invesco.com/ETFs |
Invesco Exchange-Traded Fund Trust II |
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3500 Lacey Road, Suite 700 |
www.invesco.com/ETFs | |
Downers Grove, IL 60515 |
P-QVML-PRO-1 |
800.983.0903 @InvescoETFs |
Prospectus |
June 25, 2021 | |
Invesco Exchange-Traded Fund Trust II |
||
QVMM Invesco S&P MidCap 400 QVM Multi-factor ETF |
NYSE Arca, Inc. |
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Management Fees |
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Other Expenses (1) |
|
Total Annual Fund Operating Expenses |
|
1 Year |
3 Years |
$ |
$ |
Name |
Title with Adviser/Trust |
Date Began Managing the Fund |
Peter Hubbard |
Head of Equities and Director of Portfolio Management of the Adviser; Vice President of the Trust |
June 2021 |
Michael Jeanette |
Senior Portfolio Manager of the Adviser |
June 2021 |
Pratik Doshi |
Portfolio Manager of the Adviser |
June 2021 |
Tony Seisser |
Portfolio Manager of the Adviser |
June 2021 |
Call: |
Invesco Distributors, Inc. at 1-800-983-0903 Monday through Friday 8:00 a.m. to 5:00 p.m. Central Time |
Write: |
Invesco Exchange-Traded Fund Trust II c/o Invesco Distributors, Inc. 11 Greenway Plaza, Suite 1000 Houston, Texas 77046-1173 |
Visit: |
www.invesco.com/ETFs |
Invesco Exchange-Traded Fund Trust II |
||
3500 Lacey Road, Suite 700 |
www.invesco.com/ETFs | |
Downers Grove, IL 60515 |
P-QVMM-PRO-1 |
800.983.0903 @InvescoETFs |
|
Prospectus |
June 25, 2021 |
Invesco Exchange-Traded Fund Trust II |
||
QVMS Invesco S&P SmallCap 600 QVM Multi-factor ETF |
NYSE Arca, Inc. |
Management Fees |
|
Other Expenses (1) |
|
Total Annual Fund Operating Expenses |
|
1 Year |
3 Years |
$ |
$ |
Name |
Title with Adviser/Trust |
Date Began Managing the Fund |
Peter Hubbard |
Head of Equities and Director of Portfolio Management of the Adviser; Vice President of the Trust |
June 2021 |
Michael Jeanette |
Senior Portfolio Manager of the Adviser |
June 2021 |
Pratik Doshi |
Portfolio Manager of the Adviser |
June 2021 |
Tony Seisser |
Portfolio Manager of the Adviser |
June 2021 |
Call: |
Invesco Distributors, Inc. at 1-800-983-0903 Monday through Friday 8:00 a.m. to 5:00 p.m. Central Time |
Write: |
Invesco Exchange-Traded Fund Trust II c/o Invesco Distributors, Inc. 11 Greenway Plaza, Suite 1000 Houston, Texas 77046-1173 |
Visit: |
www.invesco.com/ETFs |
Invesco Exchange-Traded Fund Trust II |
| |
3500 Lacey Road, Suite 700 |
|
www.invesco.com/ETFs |
Downers Grove, IL 60515 |
P-QVMS-PRO-1 |
800.983.0903 @InvescoETFs |
Fund |
Principal U.S. Listing Exchange |
Ticker | ||
Invesco S&P 500 QVM Multi-factor ETF |
NYSE Arca, Inc. |
QVML | ||
Invesco S&P MidCap 400 QVM Multi-factor ETF |
NYSE Arca, Inc. |
QVMM | ||
Invesco S&P SmallCap 600 QVM Multi-factor ETF |
NYSE Arca, Inc. |
QVMS |
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A-1 |
Name, Address and Year of Birth of Independent Trustees |
Position(s) Held with Trust |
Term of Office and Length of Time Served* |
Principal Occupation(s) During Past 5 Years |
Number of Portfolios in Fund Complex Overseen by Independent Trustees |
Other Directorships Held by Independent Trustees During the Past 5 Years | |||||
Ronn R. Bagge—1958 c/o Invesco Capital Management LLC 3500 Lacey Road, Suite 700 Downers Grove, IL 60515 |
Vice Chairman of the Board; Chairman of the Nominating and Governance Committee and Trustee |
Vice Chairman since 2018; Chairman of the Nominating and Governance Committee and Trustee since 2007 |
Founder and Principal, YQA Capital Management LLC (1998-Present); formerly, Owner/CEO of Electronic Dynamic Balancing Co., Inc. (high-speed rotating equipment service provider). |
231 |
Trustee and Investment Oversight Committee member, Mission Aviation Fellowship (2017- Present). | |||||
Todd J. Barre—1957 c/o Invesco Capital Management LLC 3500 Lacey Road, Suite 700 Downers Grove, IL 60515 |
Trustee |
Since 2010 |
Assistant Professor of Business, Trinity Christian College (2010-2016); formerly, Vice President and Senior Investment Strategist (2001-2008), Director of Open Architecture and Trading (2007-2008), Head of Fundamental Research (2004-2007) and Vice President and Senior Fixed Income Strategist (1994-2001), BMO Financial Group/Harris Private Bank. |
231 |
None |
Name, Address and Year of Birth of Independent Trustees |
Position(s) Held with Trust |
Term of Office and Length of Time Served* |
Principal Occupation(s) During Past 5 Years |
Number of Portfolios in Fund Complex Overseen by Independent Trustees |
Other Directorships Held by Independent Trustees During the Past 5 Years | |||||
Edmund P. Giambastiani, Jr.—1948 c/o Invesco Capital Management LLC 3500 Lacey Road, Suite 700 Downers Grove, IL 60515 |
Trustee |
Since 2019 |
President, Giambastiani Group LLC (national security and energy consulting) (2007-Present); Director, The Boeing Company (2009-Present); Director, First Eagle Alternative Credit LLC (2020-Present); Advisory Board Member, Massachusetts Institute of Technology Lincoln Laboratory (federally-funded research development) (2010-Present); Defense Advisory Board Member, Lawrence Livermore National Laboratory (2013-Present); formerly, Trustee, MITRE Corporation (federally- funded research development) (2008- Present);2020); Director, THL Credit, Inc. (alternative credit investment manager (2016-2020); Chairman (2015-2016), Lead Director (2011-2015) and Director (2008-2011), Monster Worldwide, Inc. (career services); United States Navy, career nuclear submarine officer (1970-2007); Seventh Vice Chairman of the Joint Chiefs of Staff (2005-2007); first NATO Supreme Allied Commander Transformation (2003-2005); Commander, U.S. Joint Forces Command (2002-2005). |
231 |
Trustee, U.S. Naval Academy Foundation Athletic & Scholarship Program (2010-Present); formerly, Trustee, certain funds of the Oppenheimer Funds complex (2013-2019); Advisory Board Member, Maxwell School of Citizenship and Public Affairs of Syracuse University (2012-2016). |
Name, Address and Year of Birth of Independent Trustees |
Position(s) Held with Trust |
Term of Office and Length of Time Served* |
Principal Occupation(s) During Past 5 Years |
Number of Portfolios in Fund Complex Overseen by Independent Trustees |
Other Directorships Held by Independent Trustees During the Past 5 Years | |||||
Victoria J. Herget—1951 c/o Invesco Capital Management LLC 3500 Lacey Road, Suite 700 Downers Grove, IL 60515 |
Trustee |
Since 2019 |
Formerly, Managing Director (1993-2001), Principal (1985-1993), Vice President (1978-1985) and Assistant Vice President (1973-1978), Zurich Scudder Investments (investment adviser) (and its predecessor firms). |
231 |
Trustee (2000-Present) and Chair (2010-2017), Newberry Library; Trustee, Mather LifeWays (2001- Present); Trustee, Chikaming Open Lands (2014-Present); formerly, Trustee, certain funds in the Oppenheimer Funds complex (2012-2019); Board Chair (2008-2015) and Director (2004-2018), United Educators Insurance Company; Independent Director, First American Funds (2003-2011); Trustee (1992-2007), Chair of the Board of Trustees (1999-2007), Investment Committee Chair (1994-1999) and Investment Committee member (2007-2010), Wellesley College; Trustee, BoardSource (2006-2009); Trustee, Chicago City Day School (1994-2005). | |||||
Marc M. Kole—1960 c/o Invesco Capital Management LLC 3500 Lacey Road, Suite 700 Downers Grove, IL 60515 |
Chairman of the Audit Committee and Trustee |
Chairman of the Audit Committee since 2008; Trustee since 2007 |
Managing Director of Finance (2020-Present) and Senior Director of Finance (2015-2020), By The Hand Club for Kids (not-for-profit); |
231 |
Formerly, Treasurer (2018- 2021), Finance Committee Member (2015-2021) and Audit Committee Member (2015), Thornapple Evangelical Covenant Church; Board and Finance Committee Member (2009-2017) and Treasurer (2010-2015, 2017), NorthPointe Christian Schools. |
Name, Address and Year of Birth of Independent Trustees |
Position(s) Held with Trust |
Term of Office and Length of Time Served* |
Principal Occupation(s) During Past 5 Years |
Number of Portfolios in Fund Complex Overseen by Independent Trustees |
Other Directorships Held by Independent Trustees During the Past 5 Years | |||||
Yung Bong Lim—1964 c/o Invesco Capital Management LLC 3500 Lacey Road, Suite 700 Downers Grove, IL 60515 |
Chairman of the Investment Oversight Committee and Trustee |
Chairman of the Investment Oversight Committee since 2014; Trustee since 2013 |
Managing Partner, RDG Funds LLC (real estate) (2008-Present); formerly, Managing Director, Citadel LLC (1999-2007). |
231 |
Board Director, Beacon Power Services, Corp. (2019-Present); formerly, Advisory Board Member, Performance Trust Capital Partners, LLC (2008-2020). | |||||
Joanne Pace—1958 c/o Invesco Capital Management LLC 3500 Lacey Road, Suite 700 Downers Grove, IL 60515 |
Trustee |
Since 2019 |
Formerly, Senior Advisor, SECOR Asset Management, LP (2010-2011); Managing Director and Chief Operating Officer, Morgan Stanley Investment Management (2006-2010); Partner and Chief Operating Officer, FrontPoint Partners, LLC (alternative investments) (2005-2006); Managing Director (2003-2005), Global Head of Human Resources and member of Executive Board and Operating Committee (2004-2005), Global Head of Operations and Product Control (2003-2004), Credit Suisse (investment banking); Managing Director (1997-2003), Controller and Principal Accounting Officer (1999-2003), Chief Financial Officer (temporary assignment) for the Oversight Committee, Long Term Capital Management (1998-1999), Morgan Stanley. |
231 |
Board Director, Horizon Blue Cross Blue Shield of New Jersey (2012-Present); Advisory Board Director, The Alberleen Group LLC (2012-Present); Governing Council Member (2016- Present) and Chair of Education Committee (2017-Present), Independent Directors Council (IDC); Board Member, 100 Women in Finance (2015-2020); Trustee, certain funds in the Oppenheimer Funds complex (2012-2019); Lead Independent Director and Chair of the Audit and Nominating Committee of The Global Chartist Fund, LLC, Oppenheimer Asset Management (2011-2012); Board Director, Managed Funds Association (2008-2010); Board Director (2007-2010) and Investment Committee Chair (2008-2010), Morgan Stanley Foundation. |
Name, Address and Year of Birth of Independent Trustees |
Position(s) Held with Trust |
Term of Office and Length of Time Served* |
Principal Occupation(s) During Past 5 Years |
Number of Portfolios in Fund Complex Overseen by Independent Trustees |
Other Directorships Held by Independent Trustees During the Past 5 Years | |||||
Gary R. Wicker—1961 c/o Invesco Capital Management LLC 3500 Lacey Road, Suite 700 Downers Grove, IL 60515 |
Trustee |
Since 2013 |
Senior Vice President of Global Finance and Chief Financial Officer, RBC Ministries (publishing company) (2013-Present); formerly, Executive Vice President and Chief Financial Officer, Zondervan Publishing (a division of Harper Collins/NewsCorp) (2007-2012); Senior Vice President and Group Controller (2005- 2006), Senior Vice President and Chief Financial Officer (2003-2004), Chief Financial Officer (2001-2003), Vice President, Finance and Controller (1999-2001) and Assistant Controller (1997-1999), divisions of The Thomson Corporation (information services provider); Senior Audit Manager (1994-1997), PricewaterhouseCoopers LLP. |
231 |
Board Member and Treasurer, Our Daily Bread Ministries Canada (2015- Present); Board and Finance Committee Member, West Michigan Youth For Christ (2010-Present). |
Name, Address and Year of Birth of Independent Trustees |
Position(s) Held with Trust |
Term of Office and Length of Time Served* |
Principal Occupation(s) During Past 5 Years |
Number of Portfolios in Fund Complex Overseen by Independent Trustees |
Other Directorships Held by Independent Trustees During the Past 5 Years | |||||
Donald H. Wilson—1959 c/o Invesco Capital Management LLC 3500 Lacey Road, Suite 700 Downers Grove, IL 60515 |
Chairman of the Board and Trustee |
Chairman since 2012; Trustee since 2007 |
Chairman, President and Chief Executive Officer, McHenry Bancorp Inc. and McHenry Savings Bank (subsidiary) (2018- Present); formerly, Chairman and Chief Executive Officer, Stone Pillar Advisors, Ltd. (2010-2017); President and Chief Executive Officer, Stone Pillar Investments, Ltd. (advisory services to the financial sector) (2016- 2018); Chairman, President and Chief Executive Officer, Community Financial Shares, Inc. and Community Bank— Wheaton/Glen Ellyn (subsidiary) (2013-2015); Chief Operating Officer, AMCORE Financial, Inc. (bank holding company) (2007-2009); Executive Vice President and Chief Financial Officer, AMCORE Financial, Inc. (2006-2007); Senior Vice President and Treasurer, Marshall & Ilsley Corp. (bank holding company) (1995-2006). |
231 |
Director, Penfield Children’s Center (2004-Present); Board Chairman, Gracebridge Alliance, Inc. (2015-Present). |
* |
This is the date the Independent Trustee began serving the Trust. Each Independent Trustee serves an indefinite term, until his or her successor is elected. |
Name, Address and Year of Birth of Independent Trustees |
Position(s) Held with Trust |
Term of Office and Length of Time Served* |
Principal Occupation(s) During Past 5 Years |
Number of Portfolios in Fund Complex Overseen by Interested Trustee |
Other Directorships Held by Interested Trustee During the Past 5 Years | |||||
Kevin M. Carome—1956 Invesco Ltd. Two Peachtree Pointe 1555 Peachtree St., N.E., Suite 1800 Atlanta, GA 30309 |
Trustee |
Since 2010 |
Senior Managing Director, Secretary and General Counsel, Invesco Ltd. (2007-Present); Director, Invesco Advisers, Inc. (2009-Present); Director (2006-Present) and Executive Vice President (2008-Present), Invesco North American Holdings, Inc.; Executive Vice President (2008-Present), Invesco Investments (Bermuda) Ltd.; Manager, Horizon Flight Works LLC; and Executive Vice President (2014-Present), INVESCO Asset Management (Bermuda) Ltd.; formerly, Director and Secretary (2012-2020), Invesco Services (Bahamas) Private Limited; Director, Invesco Finance PLC (2011-2019); Director, INVESCO Asset Management (Bermuda) Ltd. (2014-2019); Director and Executive Vice President, Invesco Finance, Inc. (2011-2018); |
231 |
None | |||||
Director (2006-2018) and Executive Vice President (2008-2018), Invesco Group Services, Inc., Invesco Holding Company (US), Inc.; Director, Invesco Holding Company Limited (2007- 2019); Director and Chairman, INVESCO Funds Group, Inc., Senior Vice President, Secretary and General Counsel, Invesco Advisers, Inc. (2003-2006); Director, Invesco Investments (Bermuda) Ltd. (2008-2016); Senior Vice President and General Counsel, Liberty Financial Companies, Inc. (2000-2001); General Counsel of certain investment management subsidiaries of Liberty Financial Companies, Inc. (1998-2000); Associate General Counsel, Liberty Financial Companies, Inc. (1993-1998); Associate, Ropes & Gray LLP |
* |
This is the date the Interested Trustee began serving the Trust. The Interested Trustee serves an indefinite term, until his successor is elected. |
Name, Address and Year of Birth of Executive Officer |
Position(s) Held with Trust |
Term of Office and Length of Time Served* |
Principal Occupation(s) During at Least the Past 5 Years | |||
Anna Paglia—1974 Invesco Capital Management LLC 3500 Lacey Road Suite 700 Downers Grove, IL 60515 |
President and Principal Executive Officer |
Since 2020 |
President and Principal Executive Officer, Invesco Exchange- Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Commodity Fund Trust and Invesco Exchange-Traded Self-Indexed Fund Trust (2020-Present); Managing Director and Global Head of ETFs and Indexed Strategies, Chief Executive Officer and Principal Executive Officer, Invesco Capital Management LLC (2020-Present); Chief Executive Officer, Manager and Principal Executive Officer, Invesco Specialized Products, LLC (2020-Present); Authorized Person, Accretive Asset Management LLC (2018-Present); Vice President, Invesco Indexing LLC (2020-Present); formerly, Secretary, Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust and Invesco Actively Managed Exchange-Traded Fund Trust (2011-2020), Invesco Actively Managed Exchange-Traded Commodity Fund Trust (2014-2020) and Invesco Exchange-Traded Self-Indexed Fund Trust (2015-2020); Head of Legal (2010-2020) and Secretary (2015-2020), Invesco Capital Management LLC; Manager and Assistant Secretary, Invesco Indexing LLC (2017-2020); Head of Legal and Secretary, Invesco Specialized Products, LLC (2018-2020); Partner, K&L Gates LLP (formerly, Bell Boyd & Lloyd LLP) (2007-2010); and Associate Counsel at Barclays Global Investors Ltd. (2004-2006). | |||
Adrien Deberghes—1967 Invesco Capital Management LLC, 11 Greenway Plaza Suite 1000 Houston, TX 77046 |
Vice President |
Since 2020 |
Vice President, Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Commodity Fund Trust and Invesco Exchange-Traded Self-Indexed Fund Trust (2020-Present); Head of the Fund Office of the CFO and Fund Administration, Invesco Advisers, Inc. (2020-Present); Principal Financial Officer, Treasurer and Vice President, The Invesco Funds (2020-Present); Vice President, Invesco Advisers, Inc. (2020-Present); formerly, Senior Vice President and Treasurer, Fidelity Investments (2008-2020). | |||
Kelli Gallegos—1970 Invesco Capital Management LLC, 11 Greenway Plaza Suite 1000 Houston, TX 77046 |
Vice President and Treasurer |
Since 2018 |
Vice President, Invesco Advisers, Inc. (2020-Present); Principal Financial and Accounting Officer- Pooled Investments, Invesco Specialized Products, LLC (2018-Present); Vice President and Treasurer, Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Commodity Fund Trust and Invesco Exchange-Traded Self-Indexed Fund Trust (2018-Present); Principal Financial and Accounting Officer- Pooled Investments, Invesco Capital Management LLC (2018- Present); Vice President, Principal Financial Officer (2016- 2020) and Assistant Treasurer (2008-2020), The Invesco Funds; formerly, Assistant Treasurer, Invesco Specialized Products, LLC (2018); Assistant Treasurer, Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust and Invesco Actively Managed Exchange-Traded Fund Trust (2012-2018), Invesco Actively Managed Exchange-Traded Commodity Fund Trust (2014-2018) and Invesco Exchange-Traded Self-Indexed Fund Trust (2016-2018); Assistant Treasurer, Invesco Capital Management LLC (2013-2018); and Principal Financial Officer (2016-2020) and Assistant Vice President (2008-2016), The Invesco Funds. |
Name, Address and Year of Birth of Executive Officer |
Position(s) Held with Trust |
Term of Office and Length of Time Served* |
Principal Occupation(s) During at Least the Past 5 Years | |||
Adam Henkel—1980 Invesco Capital Management LLC 3500 Lacey Road Suite 700 Downers Grove, IL 60515 |
Secretary |
Since 2020 |
Head of Legal and Secretary, Invesco Capital Management LLC and Invesco Specialized Products, LLC (2020-present); Secretary, Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Commodity Fund Trust and Invesco Exchange-Traded Self-Indexed Fund Trust (2020-Present); Head of Legal and Secretary, Invesco Capital Management LLC (2020- Present); Assistant Secretary, Invesco Capital Markets, Inc. (2020-Present); Manager and Assistant Secretary, Invesco Indexing LLC (2020-Present); Assistant Secretary, Invesco Investment Advisers LLC (2020-Present); formerly, Assistant Secretary of Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Fund Trust and Invesco Actively Managed Exchange-Traded Commodity Fund Trust (2014-2020); Chief Compliance Officer of Invesco Capital Management LLC (2017); Chief Compliance Officer of Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Fund Trust and Invesco Actively Managed Exchange-Traded Commodity Fund Trust (2017);Senior Counsel, Invesco, Ltd. (2013-2020); Assistant Secretary, Invesco Specialized Products, LLC (2018-2020). | |||
Peter Hubbard—1981 Invesco Capital Management LLC 3500 Lacey Road Suite 700 Downers Grove, IL 60515 |
Vice President |
Since 2009 |
Vice President, Invesco Specialized Products, LLC (2018-Present); Vice President, Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange- Traded Fund Trust, Invesco Actively Managed Exchange-Traded Fund Trust (2009-Present), Invesco Actively Managed Exchange-Traded Commodity Fund Trust (2014-Present) and Invesco Exchange-Traded Self-Indexed Fund Trust (2016-Present); Vice President and Director of Portfolio Management, Invesco Capital Management LLC (2010-Present); formerly, Vice President of Portfolio Management, Invesco Capital Management LLC (2008- 2010); Portfolio Manager, Invesco Capital Management LLC (2007-2008); Research Analyst, Invesco Capital Management LLC (2005-2007); Research Analyst and Trader, Ritchie Capital, a hedge fund operator (2003-2005). | |||
Michael McMaster—1962 Invesco Capital Management LLC, 11 Greenway Plaza Suite 1000 Houston, TX 77046 |
Chief Tax Officer |
Since 2020 |
Vice President and Head of Global Fund Services Tax, Invesco Advisers, Inc. (2020-Present); Chief Tax Officer, Vice President and Assistant Treasurer, The Invesco Funds (2020-Present); Assistant Treasurer, Invesco Capital Management LLC (2020-Present); Chief Tax Officer and Assistant Treasurer, Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Fund Trust Invesco Actively Managed Exchange-Traded Commodity Fund Trust and Invesco Exchange-Traded Self-Indexed Fund Trust (2020-Present); Assistant Treasurer, Invesco Specialized Products, LLC (2020- Present); formerly, Senior Vice President, Managing Director of Tax Services, U.S. Bank Global Fund Services (GFS) (2007- 2020). |
Name, Address and Year of Birth of Executive Officer |
Position(s) Held with Trust |
Term of Office and Length of Time Served* |
Principal Occupation(s) During at Least the Past 5 Years | |||
Sheri Morris—1964 Invesco Capital Management LLC, 11 Greenway Plaza Suite 1000 Houston, TX 77046 |
Vice President |
Since 2012 |
Head of Global Fund Services, Invesco Ltd. (2019-Present); Vice President, OppenheimerFunds, Inc. (2019-Present); President and Principal Executive Officer, The Invesco Funds (2016-Present); Treasurer, The Invesco Funds (2008-Present); Senior Vice President, Invesco Advisers, Inc. (formerly known as Invesco Institutional (N.A.), Inc.) (registered investment adviser) (2020-Present) and Vice President, Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Fund Trust (2012-Present), Invesco Actively Managed Exchange-Traded Commodity Fund Trust (2014-Present) and Invesco Exchange-Traded Self-Indexed Fund Trust (2016-Present); formerly, Vice President and Principal Financial Officer, The Invesco Funds (2008-2016); Treasurer, Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust and Invesco Actively Managed Exchange-Traded Fund Trust (2011-2013); Vice President, Invesco Aim Advisers, Inc., Invesco Aim Capital Management, Inc. and Invesco Aim Private Asset Management, Inc.; Treasurer, Assistant Vice President and Assistant Treasurer, The Invesco Funds and Assistant Vice President, Invesco Advisers, Inc., Invesco Aim Capital Management, Inc. and Invesco Aim Private Asset Management, Inc.; .; Vice President, Invesco Advisers, Inc. (2009-2020). | |||
Rudolf E. Reitmann—1971 Invesco Capital Management LLC 3500 Lacey Road Suite 700 Downers Grove, IL 60515 |
Vice President |
Since 2013 |
Head of Global Exchange Traded Funds Services, Invesco Specialized Products, LLC (2018-Present); Vice President, Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Fund Trust (2013-Present), Invesco Actively Managed Exchange-Traded Commodity Fund Trust (2014-Present) and Invesco Exchange-Traded Self-Indexed Fund Trust (2016-Present); Head of Global Exchange Traded Funds Services, Invesco Capital Management LLC (2013- Present); Vice President, Invesco Capital Markets, Inc. (2018- Present). | |||
Melanie Zimdars—1976 Invesco Capital Management LLC 3500 Lacey Road Suite 700 Downers Grove, IL 60515 |
Chief Compliance Officer |
Since 2017 |
Chief Compliance Officer, Invesco Specialized Products, LLC (2018-Present); Chief Compliance Officer, Invesco Capital Management LLC (2017-Present); Chief Compliance Officer, Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Commodity Fund Trust and Invesco Exchange-Traded Self-Indexed Fund Trust (2017-Present); formerly, Vice President and Deputy Chief Compliance Officer, ALPS Holding, Inc. (2009-2017); Mutual Fund Treasurer/ Chief Financial Officer, Wasatch Advisors, Inc. (2005-2008); Compliance Officer, U.S. Bancorp Fund Services, LLC (2001-2005). |
* |
This is the date the Officer began serving the Trust in their current position. Each Officer serves an indefinite term, until his or her successor is elected. |
Name of Trustee |
Aggregate Compensation from the Trust (1) |
Pension or Retirement Benefits Accrued as Part of Fund Expenses |
Total Compensation Paid from Fund Complex (2) |
|||||||||
Independent Trustees |
||||||||||||
Ronn R. Bagge |
$99,763 |
N/A |
$340,000 |
|||||||||
Todd J. Barre |
$93,894 |
N/A |
$320,000 |
|||||||||
Edmund P. Giambastiani, Jr. |
$93,894 |
N/A |
$320,000 |
|||||||||
Victoria J. Herget |
$93,894 |
N/A |
$320,000 |
|||||||||
Marc M. Kole |
$104,164 |
N/A |
$355,000 |
|||||||||
Yung Bong Lim |
$99,763 |
N/A |
$340,000 |
|||||||||
Joanne Pace |
$93,894 |
N/A |
$320,000 |
|||||||||
Gary R. Wicker |
$93,894 |
N/A |
$320,000 |
|||||||||
Donald H. Wilson |
$129,105 |
N/A |
$440,000 |
|||||||||
Interested Trustee |
||||||||||||
Kevin M. Carome |
N/A |
N/A |
N/A |
(1) |
Because the Funds had not commenced operations as of August 31, 2020, the Funds did not pay any portion of the amounts shown in this table. |
(2) |
The amounts shown in this column represent the aggregate compensation paid by all funds of the trusts in the Fund Family for the twelve months ended August 31, 2020, before deferral by the Trustee under the DC Plan. During the twelve months ended August 31, 2020, Mr. Lim deferred 100% of his compensation, which amounts are reflected in the above table. |
Fund |
Advisory Fee | |
Invesco S&P 500 QVM Multi-factor ETF |
0.11% | |
Invesco S&P MidCap 400 QVM Multi-factor ETF |
0.15% | |
Invesco S&P SmallCap 600 QVM Multi-factor ETF |
0.15% |
Fund |
Underlying Index | |
Invesco S&P 500 QVM Multi-factor ETF |
S&P 500 ® Quality, Value & Momentum Top 90% Multi-factor Index | |
Invesco S&P MidCap 400 QVM Multi-factor ETF |
S&P MidCap 400 ® Quality, Value & Momentum Top 90% Multi-factor Index | |
Invesco S&P SmallCap 600 QVM Multi-factor ETF |
S&P Small Cap 600 ® Quality, Value & Momentum Top 90% Multi-factor Index |
Fund |
Base Administrative Fee (Payable to BNYM) |
Maximum Administrative Fee (Payable To BNYM) |
||||||
Invesco S&P 500 QVM Multi-factor ETF |
$900 |
$ |
3,600 |
|||||
Invesco S&P MidCap 400 QVM Multi-factor ETF |
$800 |
$ |
3,200 |
|||||
Invesco S&P SmallCap 600 QVM Multi-factor ETF |
$ |
1,100 |
$ |
4,400 |
• |
Distribution Requirement—the Fund must distribute an amount equal to the sum of at least 90% of its investment company taxable income and 90% of its net tax-exempt income, if any, for the tax year (certain distributions made by the Fund after the close of its tax year are considered distributions attributable to the previous tax year for purposes of satisfying this requirement). |
• |
Income Requirement—the Fund must derive at least 90% of its gross income from dividends, interest, certain payments with respect to securities loans, and gains from the sale or other disposition of stock, securities or foreign currencies, or other income (including, but not limited to, gains from options, futures or forward contracts) derived from its business of investing in such stock, securities or currencies and net income derived from qualified publicly traded partnerships (“QPTPs”). |
• |
Asset Diversification Test—the Fund must satisfy the following asset diversification test at the close of each quarter of the Fund’s tax year: (1) at least 50% of the value of the Fund’s assets must consist of cash and cash items, U.S. Government Securities, securities of other regulated investment companies, and securities of other issuers (as to which the Fund has not invested more than 5% of the value of the Fund’s total assets in securities of an issuer and as to which the Fund does not hold more than 10% of the outstanding voting securities of the issuer); and (2) no more than 25% of the value of the Fund’s total assets may be invested in the securities of any one issuer (other than U.S. Government Securities or securities of other regulated investment companies) or of two or more issuers which the Fund controls and which are engaged in the same or similar trades or businesses, or, collectively, in the securities of QPTPs. |
• |
provide your correct Social Security or taxpayer identification number; |
• |
certify that this number is correct; |
• |
certify that you are not subject to backup withholding; and |
• |
certify that you are a U.S. person (including a U.S. resident alien). |
• |
exempt-interest dividends paid by a Fund from its net interest income earned on municipal securities; |
• |
capital gain dividends paid by a Fund from its net long-term capital gains (other than those from disposition of a U.S. real property interest), unless you are a nonresident alien present in the United States for a period or periods aggregating 183 days or more during the calendar year; and |
• |
interest-related dividends paid by a Fund from its qualified net interest income from U.S. sources and short-term capital gain dividends. |
A-2 |
||||
A-2 |
||||
A-2 |
||||
A-3 |
||||
A-3 |
||||
A-3 |
||||
A-4 |
||||
A-4 |
||||
A-5 |
||||
A-5 |
||||
A-6 |
||||
A-7 |
||||
A-8 |
||||
A-8 |
||||
A-8 |
||||
A-8 |
||||
A-10 |
||||
A-11 |
||||
A-12 |
||||
A-13 |
I. |
Introduction |
II. |
Global Proxy Voting Operational Procedures |
• |
In accordance with the US Securities and Exchange Commission regulations, Invesco will file a record of all proxy voting activity for the prior 12 months ending June 30th for each U.S. registered fund. That filing is made on or before August 31st of each year. Each year, the proxy voting records are made available on Invesco’s website here . Moreover, and to the extent applicable, the U.S. Employee Retirement Income Security Act of 1974, as amended (“ERISA”), including Department of Labor regulations and guidance thereunder, provide that the named fiduciary generally should be able to review not only the investment manager’s voting procedure with respect to plan-owned stock, but also to review the actions taken in individual proxy voting situations. In the case of institutional and sub-advised Clients, Clients may contact their client service representative to request information about how Invesco voted proxies on their behalf. Absent specific contractual guidelines, such requests may be made on a semi-annual basis. |
• |
In the UK and Europe, Invesco publicly discloses our proxy votes monthly in compliance with the UK Stewardship Code and for the European Shareholder Rights Directive annually here . |
• |
In Canada, Invesco publicly discloses our annual proxy votes each year here by August 31st, covering the 12-month period ending June 30th in compliance with the National Instrument 81-106 Investment Fund Continuous Disclosure. |
• |
In Japan, Invesco publicly discloses our proxy votes annually in compliance with the Japan Stewardship Code. |
• |
In India, Invesco publicly discloses our proxy votes quarterly in compliance with The Securities and Exchange Board of India (“SEBI”) Circular on stewardship code for all mutual funds and all categories of Alternative Investment Funds in relation to their investment in listed equities. SEBI has implemented principles on voting for Mutual Funds through circulars dated March 15, 2010 and March 24, 2014, which prescribed detailed mandatory requirements for Mutual Funds in India to disclose their voting policies and actual voting by Mutual Funds on different resolutions of investee companies. |
• |
In Hong Kong, Invesco Hong Kong Limited will provide proxy voting records upon request in compliance with the Securities and Futures Commission (“SFC”) Principles of Responsible Ownership. |
• |
In Taiwan, Invesco publicly discloses our proxy voting policy and proxy votes annually in compliance with Taiwan’s Stewardship Principles for Institutional Investors. |
• |
In some countries the exercise of voting rights imposes temporary transfer restrictions on the related securities (“share blocking”). Invesco generally refrains from voting proxies in share blocking countries unless Invesco determines that the benefit to the client(s) of voting a specific proxy outweighs the client’s temporary inability to sell the security. |
• |
Some companies require a representative to attend meetings in person to vote a proxy, additional documentation or the disclosure of beneficial owner details to vote. Invesco may determine that the costs of sending a representative, signing a power-of-attorney |
• |
Invesco may not receive proxy materials from the relevant fund or client custodian with sufficient time and information to make an informed independent voting decision. |
• |
Invesco held shares on the record date but has sold them prior to the meeting date. |
• |
In the United States, as required by law, proportional voting applies. |
• |
Shares of an Invesco-sponsored fund held by other Invesco funds will be voted in the same proportion as the votes of external shareholders of the underlying fund, where required by law. |
• |
Shares of an unaffiliated registered fund held by one or more Invesco funds will be voted in the same proportion as the votes of external shareholders of the underlying fund where the thresholds are met as required by federal securities law or any exemption therefrom. |
• |
To the extent proportional voting is required by law, but not operationally possible, Invesco will not vote the shares. |
• |
For US fund of funds where proportional voting is not required by law, Invesco will still apply proportional voting. In the event this is not operationally possible, Invesco will vote in line with our internally developed voting guidelines (as defined below). |
• |
For non-US fund of funds Invesco will vote in line with our above-mentioned firm-level conflicts of interest process unless we have local policies in place as per Exhibit A. |
III. |
Our Good Governance Principles |
• |
We will generally vote against the incumbent audit committee chair, or nearest equivalent, where the non-audit fees paid to the independent auditor exceed audit fees for two consecutive years or other problematic accounting practices are identified such as fraud, misapplication of audit standards or persistent material weaknesses/deficiencies in internal controls over financial reporting. |
• |
We will generally not support the ratification of the independent auditor and/or ratification of their fees payable if non-audit fees exceed audit and audit related fees or there are significant auditing controversies or questions regarding the independence of the external auditor. We will consider an auditor’s length of service as a company’s independent auditor in applying this policy. |
• |
We generally do not support proposals that establish or perpetuate dual classes of voting shares, double voting rights or other means of differentiated voting or disproportionate board nomination rights. |
• |
We generally support proposals to decommission differentiated voting rights. |
• |
Where unequal voting rights are established, we expect these to be accompanied by reasonable safeguards to protect minority shareholders’ interests. |
• |
We generally will not support proposals to adopt antitakeover devices such as poison pills. Exceptions may be warranted at entities without significant operations and to preserve the value of net operating losses carried forward or where the applicability of the pill is limited in scope and duration. |
• |
In addition, we will generally not support capital authorizations or amendments to corporate articles or bylaws at operating companies that may be utilized for antitakeover purposes, for example, the authorization of classes of shares of preferred stock with unspecified voting, dividend, conversion or other rights (“blank check” authorizations). |
• |
Adoption of proxy access rights |
• |
Rights to call special meetings |
• |
Rights to act by written consent |
• |
Reduce supermajority vote requirements |
• |
Remove antitakeover provisions |
• |
Requirement that directors are elected by a majority vote |
• |
We will generally vote against the lead independent director and/or the incumbent chair of the governance committee, or nearest equivalent, in cases where the board has not adequately responded to items receiving significant voting opposition from shareholders at an annual or extraordinary general meeting. |
• |
We will generally vote against the lead independent director and/or incumbent chair of the governance committee, or nearest equivalent, where the board has not adequately responded to a shareholder proposal which has received significant support from shareholders. |
• |
We will generally vote against the incumbent chair of the compensation committee if there are significant ongoing concerns with a company’s compensation practices that have not been addressed by the committee or egregious concerns with the company’s compensation practices for two years consecutively. |
• |
In addition, we will generally vote against the incumbent compensation committee chair where there are ongoing concerns with a company’s compensation practices and there is no opportunity to express dissatisfaction by voting against an advisory vote on executive compensation, remuneration report (or policy) or nearest equivalent. |
• |
We will generally support proposals requesting that directors stand for election annually. |
• |
We will generally vote against the incumbent governance committee chair or lead independent director if a company has a declassified board structure that is not being phased out. This policy will not apply in regions where market practice is for directors to stand for election on a staggered basis or for boards that do not oversee significant commercial operations. |
• |
When a board is presented for election as a slate (i.e., shareholders are unable to vote against individual nominees and must vote for or against the entire nominated slate of directors) and this approach is not aligned with local market practice, we will generally vote against the slate in cases where we otherwise would vote against an individual nominee. |
• |
Where market practice is to elect directors as a slate we will generally support the nominated slate unless there are governance concerns with several of the individuals included on the slate or we have broad concerns with the composition of the board such as a lack independence. |
• |
We will generally vote against one or more non-independent directors when a board is less than majority independent, but we will take into account local market practice with regards to board independence in limited circumstances where this standard is not appropriate. |
• |
We will generally vote against non-independent directors serving on the audit committee. |
• |
We will generally vote against non-independent directors serving on the compensation committee. |
• |
We will generally vote against non-independent directors serving on the nominating committee. |
• |
In relation to the board, compensation committee and nominating committee we will consider the appropriateness of significant shareholder representation in applying this policy. This exception will generally not apply to the audit committee. |
• |
We will generally vote against the incumbent nominating committee chair where the board chair is not independent unless a lead independent or senior director is appointed. |
• |
We will generally support shareholder proposals requesting that the board chair be an independent director. |
• |
We will generally not vote against a CEO or executive serving as board chair solely on the basis of this issue, however, we may do so in instances where we have significant concerns regarding a company’s corporate governance, capital allocation decisions and/or compensation practices. |
• |
We will generally vote against directors who do not attend 75% of their meetings unless there are extenuating circumstances such as health matters or family emergencies. |
• |
We will generally vote against directors who have more than four total mandates at public operating companies. We apply a lower threshold for directors with significant commitments such as executive positions and chairmanships. |
• |
We will generally vote against the incumbent nominating committee chair of a board where women constitute less than two board members or 25% of the board, whichever is lower, for two or more consecutive years, unless incremental improvements are being made to diversity practices. |
• |
In addition, we will consider a company’s performance on broader types of diversity which may include diversity of skills, non-executive director tenure, ethnicity or other factors where appropriate and reasonably determinable. We will generally vote against the incumbent nominating committee chair if there are multiple concerns on diversity issues. |
• |
We generally believe that an individual board’s nominating committee is best positioned to determine whether director term limits would be an appropriate measure to help achieve these goals and, if so, the nature of such limits. Invesco generally opposes proposals to limit the tenure of outside directors through mandatory retirement ages. |
• |
We will generally support proposals to approve different types of restructurings that provide the necessary financing to save the company from involuntary bankruptcy. |
• |
We will generally support proposals to enact corporate name changes and other proposals related to corporate transactions that we believe are in shareholders’ best interests. |
• |
We will generally support reincorporation proposals, provided that management have provided a compelling rationale for the change in legal jurisdiction and provided further that the proposal will not significantly adversely impact shareholders’ rights. |
• |
With respect to contested director elections, we consider the following factors, among others, when evaluating the merits of each list of nominees: the long term performance of the company relative to its industry, management’s track record, any relevant background information related to the contest, the qualifications of the respective lists of director nominees, the strategic merits of the approaches proposed by both sides including the likelihood that the proposed goals can be met, positions of stock ownership in the company. |
i. |
significant bribery, corruption or ethics violations; |
ii. |
events causing significant environmental degradation; |
iii. |
significant health and safety incidents; or |
iv. |
failure to ensure the protection of human rights. |
• |
Where Invesco finds significant gaps in terms of management and disclosure of environmental, social and governance risk policies, we will generally vote against the annual reporting and accounts or an equivalent resolution. |
• |
We generally do not support resolutions where insufficient information has been provided in advance of the vote or a lack of disclosure inhibits our ability to make fully informed voting decisions. |
• |
We will generally support shareholder resolutions requesting that companies provide additional information on material environmental, social and governance risks facing their businesses, provided that such requests are not unduly burdensome or duplicative with a company’s existing reporting. These may include but are not limited to the following: gender pay gap reporting requests, political contributions and lobbying disclosure, information on data security, privacy, and internet practices, and reporting on climate change risks. |
i. |
there is an unmitigated misalignment between executive pay and company performance for at least two consecutive years; |
ii. |
there are problematic compensation practices which may include among others incentivizing excessive risk taking or circumventing alignment between management and shareholders’ interests via repricing of underwater options; |
iii. |
vesting periods for long term incentive awards are less than three years; |
iv. |
the company “front loads” equity awards; |
v. |
there are inadequate risk mitigating features in the program such as clawback provisions; |
vi. |
excessive, discretionary one-time equity grants are awarded to executives; |
vii. |
less than half of variable pay is linked to performance targets, except where prohibited by law. |
* |
Invesco entities with specific proxy voting guidelines |
1 |
Invesco entities with specific conflicts of interest policies |
Exhibit Number |
Description | ||
(a) |
(1) |
(a) |
|
|
|
(b) |
|
(b) |
|
|
|
(c) |
(1) |
|
|
|
(2) |
|
|
(d) |
(1) |
(a) |
|
|
|
(b) |
|
|
(2) |
(a) |
|
|
|
(b) |
|
|
(3) |
(a) |
|
|
|
(b) |
|
|
|
(c) |
|
|
(4) |
(a) |
|
|
|
(b) |
|
|
(5) |
|
|
|
(6) |
|
|
|
(7) |
(a) |
|
|
|
(b) |
|
(e) |
(1) |
(a) |
|
|
|
(b) |
|
|
|
(c) |
|
(f) |
|
|
Not applicable. |
(g) |
(1) |
(a) |
Exhibit Number |
Description | ||
|
|
(b) |
|
|
(2) |
|
|
(h) |
(1) |
(a) |
|
|
|
(b) |
|
|
|
(c) |
|
|
(2) |
(a) |
|
|
|
(b) |
|
|
(3) |
|
|
|
(4) |
|
|
(i) |
|
|
|
(j) |
|
|
Consent of Independent Registered Public Accounting Firm. – None |
(k) |
|
|
Not applicable. |
(l) |
|
|
Not applicable. |
(m) |
|
|
Not applicable. |
(n) |
|
|
Not applicable. |
(o) |
|
|
Not applicable. |
(p) |
|
|
|
(q) |
|
|
|
101.INS |
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101.SCH |
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XBRL Taxonomy Extension Schema Document |
101.CAL |
|
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XBRL Taxonomy Extension Calculation Linkbase Document |
101.DEF |
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XBRL Taxonomy Extension Definition Linkbase Document |
101.LAB |
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XBRL Taxonomy Extension Labels Linkbase Document |
101.PRE |
|
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XBRL Taxonomy Extension Presentation Linkbase Document |
NAME AND PRINCIPAL BUSINESS ADDRESS* |
POSITIONS AND OFFICES WITH REGISTRANT |
POSITIONS AND OFFICES WITH UNDERWRITER |
John McDonough |
None |
Director and Chief Executive Officer |
Clint Harris |
None |
President |
Ben Utt |
None |
Executive Vice President |
Mark W. Gregson |
None |
Chief Financial Officer and Financial and Operations Principal |
Trisha B. Hancock |
None |
Chief Compliance Officer and Senior Vice President |
Rocco Benedetto |
None |
Senior Vice President |
Paul Blease |
None |
Senior Vice President |
David Borrelli |
None |
Senior Vice President |
Ken Brodsky |
None |
Senior Vice President |
George Fahey |
None |
Senior Vice President |
Jay Fortuna |
None |
Senior Vice President |
John Hoffman |
None |
Senior Vice President |
Eliot Honaker |
None |
Senior Vice President |
Brian Kiley |
None |
Senior Vice President |
Brian Levitt |
None |
Senior Vice President |
Kevin Neznek |
None |
Senior Vice President |
Tony Oh |
None |
Senior Vice President |
Adam Rochlin |
None |
Senior Vice President |
Benjamin Stewart |
None |
Senior Vice President |
Paul E. Temple |
None |
Senior Vice President |
Gary K. Wendler |
None |
Senior Vice President, Director, Marketing Research & Analysis |
Donna White |
None |
Senior Vice President |
Jeffrey H. Kupor |
Chief Legal Officer |
Secretary |
Annette Janecka Lege |
None |
Treasurer |
Crissie Wisdom |
Anti-Money Laundering Compliance Officer |
Anti-Money Laundering Compliance Officer |
John M. Zerr |
None |
Senior Vice President |
1. |
Invesco Exchange-Traded Fund Trust II 3500 Lacey Road, Suite 700 Downers Grove, Illinois 60515 |
2. |
Invesco Capital Management LLC 3500 Lacey Road, Suite 700 Downers Grove, Illinois 60515 |
3. |
The Bank of New York Mellon 240 Greenwich Street New York, New York 10286 |
Invesco Exchange-Traded Fund Trust II | |
By: |
/s/ Anna Paglia |
|
Anna Paglia |
Title: |
President |
SIGNATURE |
TITLE |
DATE |
/s/ Anna Paglia |
President |
June 25, 2021 |
Anna Paglia |
|
|
/s/ Kelli Gallegos |
Treasurer |
June 25, 2021 |
Kelli Gallegos |
|
|
/s/ Adam Henkel |
Secretary |
June 25, 2021 |
Adam Henkel |
|
|
*/s/ Ronn R. Bagge |
Vice Chairman and Trustee |
June 25, 2021 |
Ronn R. Bagge |
|
|
*/s/ Todd J. Barre |
Trustee |
June 25, 2021 |
Todd J. Barre |
|
|
*/s/ Kevin M. Carome |
Trustee |
June 25, 2021 |
Kevin M. Carome |
|
|
*/s/ Edmund P. Giambastiani, Jr. |
Trustee |
June 25, 2021 |
Edmund P. Giambastiani, Jr. |
|
|
*/s/ Victoria J. Herget |
Trustee |
June 25, 2021 |
Victoria J. Herget |
|
|
*/s/ Marc M. Kole |
Trustee |
June 25, 2021 |
Marc M. Kole |
|
|
*/s/ Yung Bong Lim |
Trustee |
June 25, 2021 |
Yung Bong Lim |
|
|
*/s/ Joanne Pace |
Trustee |
June 25, 2021 |
Joanne Pace |
|
|
*/s/ Gary R. Wicker |
Trustee |
June 25, 2021 |
Gary R. Wicker |
|
|
*/s/ Donald H. Wilson |
Chairman and Trustee |
June 25, 2021 |
Donald H. Wilson |
|
|
*By: /s/ Adam Henkel |
|
June 25, 2021 |
Adam Henkel |
|
|
Attorney-In-Fact |
|
|
(i) |
Opinion and Consent of Counsel |
|
|
101.INS |
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101.SCH |
XBRL Taxonomy Extension Schema Document |
101.CAL |
XBRL Taxonomy Extension Calculation Linkbase Document |
101.DEF |
XBRL Taxonomy Extension Definition Linkbase Document |
101.LAB |
XBRL Taxonomy Extension Labels Linkbase Document |
101.PRE |
XBRL Taxonomy Extension Presentation Linkbase Document |