FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 11/05/2003 |
3. Issuer Name and Ticker or Trading Symbol
INFORMATION RESOURCES INC [ IRIC ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 18,508,062(1)(2) | D(1)(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. The reported securities are owned directly by Gingko Acquisition Corp. ("Acquisition Corp."), and indirectly by Gingko Corporation ("Gingko") as the sole shareholder of Acquisition Corp. Special Value Absolute Return Fund, LLC ("SVAR") is the record owner of 39.6% of Gingko. Special Value Bond Fund II, LLC ("Fund II") is the record owner of 21.9% of Gingko, a separate account managed by Tennenbaum Capital Partners, LLC ("TCP") is the record owner of 0.4% of Gingko and Symphony Technology II-A, L.P. ("Symphony") owns 38.1% of Gingko. By reason of (i) the position of TCP as investment advisor to SVAR, Fund II, and the separate account managed by TCP, (ii) the position of Tennenbaum & Co., LLC ("TCO") as managing member of TCP, (iii) the position of Michael E. Tennenbaum as managing member of TCO, (iv) the position of SVIM/MSM II, LLC as managing member of Fund II and (v) SVAR/MM, LLC's position as managing member of SVAR, |
2. (cont'd from footnote 1)... each of TCP, TCO, Mr. Tennenbaum, SVIM/MSM II, LLC and SVAR/MM, LLC may be deemed to share the powers of voting and disposition of 18,508,062 shares of the common stock securities described herein. Symphony's sole general partner is Symphony Technology II GP, LLC ("Symphony GP"). Symphony GP makes all of the investment decisions on behalf of Symphony. Dr. Romesh Wadhwani is the Managing Director of Symphony GP and either has sole authority and discretion to manage and conduct the affairs of Symphony GP or has veto power over the management and conduct of Symphony GP. By reason of these relationships, Dr. Wadhwani may be deemed to share the powers of voting and disposition of 18,508,062 shares of the common stock securities described herein. Each of the reporting persons described above disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein. |
/s/ William Chisholm, Executive Vice President of Gingko Acquisition Corp. | 11/14/2003 | |
/s/ William Chisholm, Executive Vice President of Gingko Corporation | 11/14/2003 | |
/s/ Michael E. Tennenbaum, Managing Member of Tennenbaum & Co., LLC, in its capacity as Managing Member of Tennenbaum Capital Partners, LLC, in its capacity as Managing Member of SVAR/MM, LLC | 11/14/2003 | |
/s/ Michael E. Tennenbaum, Managing Member of Tennenbaum & Co., LLC, in its capacity as Managing Member of SVIM/MSM II, LLC | 11/14/2003 | |
/s/ William Chisholm, Managing Member of Symphony Technology II GP, LLC | 11/14/2003 | |
/s/ William Chisholm, Managing Member of Symphony Technology II GP, LLC, which is the General Partner of Symphony Technology II-A, L.P. | 11/14/2003 | |
/s/ Michael E. Tennenbaum | 11/14/2003 | |
/s/ Michael E. Tennenbaum, Managing Member of Tennenbaum & Co., LLC | 11/14/2003 | |
/s/ Michael E. Tennenbaum, Managing Member of Tennenbaum & Co., LLC, in its capacity as Managing Member of Tennenbaum Capital Partners, LLC | 11/14/2003 | |
/s/ Romesh Wadhwani | 11/14/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |