EX-1.01 2 entegrisconflictmineralsre.htm EX-1.01 Document

Exhibit 1.01
Entegris, Inc.
Conflict Minerals Report
For the reporting period from January 1, 2023 to December 31, 2023
1.Introduction
This Conflict Minerals Report (this “Report”) of Entegris, Inc. (herein referred to as the “Company”, “we”, “us”, or “our”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), for the reporting period from January 1, 2023, to December 31, 2023.
The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.
The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products. “Conflict Minerals” are defined as cassiterite, columbite-tantalite (coltan), wolframite, gold and their derivatives, which are limited to tin, tantalum, tungsten, and gold (“3TG”). These requirements apply to registrants whatever the geographic origin of the Conflict Minerals and whether or not they fund armed conflict. The “Covered Countries” for the purposes of the Rule and this Report are the Democratic Republic of the Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.
If any 3TGs are necessary to the functionality or production of a product manufactured by the registrant or contracted by the registrant to be manufactured and are required to be reported in the calendar year covered by the Specialized Disclosure Report on Form SD (the “Form SD”), the registrant must conduct in good faith a reasonable country of origin inquiry (“RCOI”) regarding those 3TGs that is reasonably designed to determine whether any of the 3TGs originated in the Covered Countries or are from recycled or scrap sources.
Based on its RCOI, if the registrant knows that any of its necessary 3TGs originated in the Covered Countries and are not from recycled or scrap sources, or has reason to believe that its necessary 3TGs may have originated in the Covered Countries and has reason to believe that they may not be from recycled or scrap sources, the registrant must exercise due diligence on the source and chain of custody of its 3TGs that conforms to a nationally or internationally recognized due diligence framework. If, as a result of that due diligence, the registrant is unable to determine that its 3TGs did not originate in the Covered Countries or the registrant determines that its 3TGs did come from recycled or scrap sources, the registrant must annually file a Report as an exhibit to its Form SD that includes a description of its due diligence measures on the source and chain of custody of those 3TGs.
This Report has not been audited.
Certain information contained in this Report may constitute forward-looking statements. These forward-looking statements are based on current management expectations only as of the date of the Form SD to which this Report is an Exhibit and involve substantial risks and uncertainties that could cause actual results to differ materially from the results expressed in, or implied by, these forward-looking statements. Statements that include such words as “anticipate,” “believe,” “estimate,” “expect,” “forecast,” “may,” “will,” “should” or the negative thereof and similar expressions as they relate to the Company, or its management are intended to identify such forward-looking statements. These statements are not a guarantee of future performance and involve risks, uncertainties and assumptions that are difficult to predict. These risks include but are not limited



to, our ability to successfully implement the steps indicated in the “Additional Risk Mitigation Steps” section of this Report, our ability to implement such steps in the anticipated timeframe, and other factors. Except as required under the federal securities laws and the rules and regulations of the SEC, we undertake no obligation to update publicly any forward-looking statements contained herein.
1.1.Company Overview
The Company is a leading supplier of mission-critical advanced materials and process solutions for the semiconductor and other high-technology industries. We leverage our unique breadth of capabilities to help our customers improve their productivity, performance and technology in the most advanced manufacturing environments.
Semiconductors, or integrated circuits, are key components in electronic devices that have changed, and that the Company believes will continue to change, the way we live, communicate and work. Products and emerging applications such as smartphones, wearable technology, self-driving vehicles, artificial intelligence, the Internet of Things, gaming and virtual reality, high performance and cloud computing and smart healthcare will require faster, more powerful, more compact and more energy efficient semiconductors. The Company believes these trends, combined with existing applications, will drive long-term secular growth for semiconductors. The Company believes that semiconductor sales will double and reach $1 trillion by 2030, which we expect will create significant opportunities for our products.

Advanced products and applications require improved chip performance, higher chip density and greater energy efficiency. To meet these requirements, semiconductor manufacturing processes have rapidly become increasingly complex, for example, by moving to smaller geometries and adopting new device architectures. These complex processes are enabled by new and innovative materials and the increasing need to ensure materials purity throughout these process steps. The Company believes it offers the industry’s most comprehensive electronic materials portfolio, especially in the areas of material science, materials purity and complementary solutions that enable faster time to yield. The Company believes these capabilities are quickly becoming critical enablers of its customers’ technology roadmaps. These trends are expected to translate to a higher served addressable market for the Company’s products and expanding the Company content per wafer, which the Company believes will allow it to achieve growth that outperforms its markets.

The Company’s business is organized and operated in three operating segments, which align with the key elements of the advanced semiconductor manufacturing ecosystem.

The Materials Solutions, or MS, segment provides materials-based solutions, such as chemical mechanical planarization ("CMP") slurries and pads, deposition materials, process chemistries and gases, formulated cleans, etchants and other specialty materials that enable customers to achieve better device performance and faster time to yield, while providing for lower cost of ownership.
The Microcontamination Control, or MC, segment offers advanced solutions that improve customers’ yield, device reliability and cost by filtering and purifying critical liquid chemistries and gases used in semiconductor manufacturing processes and other high-technology industries.
The Advanced Materials Handling, or AMH, segment develops solutions that improve customers’ yields by protecting critical materials during manufacturing, transportation and storage, including products that monitor, protect, transport and deliver critical liquid chemistries, wafers and other substrates for a broad set of applications in the semiconductor, life sciences and other high-technology industries.

These segments share common business systems and processes, technology centers and technology roadmaps. With the complementary capabilities across these segments, the Company believes it is uniquely positioned to create new, co-optimized and increasingly integrated solutions for the Company’s customers, which should



translate into improved device performance, lower cost of ownership and faster time to market. This capability has been further enhanced with the acquisition of CMC Materials. For example, the Company now develops and provides complementary offerings solving customers’ complex manufacturing challenges across the deposition, CMP process and post-CMP modules with co-optimized products from each of our divisions, such as advanced deposition materials, CMP slurries, pads and post-CMP cleaning chemistries from our MS segment, CMP slurry filters from our MC segment, and CMP slurry high-purity packaging and fluid monitoring systems from our AMH segment.

3TGs are used in the Company’s business units which utilize the following components: solid deposition chemistries, sensors, monitors, valves, control modules, displays, pressure transducers, flow controllers, printed circuit boards, printed wire boards, and cables. Tin (primarily in tin-based solder) and gold (in electronic components) are the predominant materials in use, while tantalum is reported on a minimal level, and tungsten is mainly found in tungsten impregnated graphite and a few specialty chemicals.
In February 2014, the Company adopted a policy relating to Conflict Minerals (the “Conflict Minerals Policy”). This Conflicts Mineral Policy incorporates the standards set forth in the Organization for Economic Cooperation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Materials from Conflict-Affected and High-Risk Areas, third edition (the “OECD Guidance”). Our Conflict Minerals Policy can be found on our Corporate Social Responsibility website at https://www.entegris.com/en/home/about-us/corporate-social-responsibility/policies.html.
1.1.Supply Chain
As a developer, manufacturer and supplier of products and materials to semiconductor and other high-technology industries, the Company is several levels removed from the mining and refining of 3TGs.
The Company does not make purchases of raw ore or unrefined 3TGs and makes no direct purchases in the Covered Countries. As a result, we rely on our suppliers to provide information on the origin of 3TGs that may be contained in components and materials supplied to us.
While negotiating new supply agreements or renewals of existing supply agreements, members of our procurement organization provide the requirements of the Rule and Conflict Minerals Disclosure process to suppliers to increase awareness and educate our suppliers on the Rule’s requirement for cooperation and reporting from sub-suppliers.
We are committed to compliance with the Rule and working toward avoiding the use of 3TGs that directly or indirectly finance or benefit armed groups in the Covered Countries. If we become aware of a supplier whose supply chain includes minerals that are not conflict free, we will take appropriates steps to address the situation in a timely manner, including reassessment of the supplier relationship. We expect our suppliers to take similar measures with their sub-suppliers.
2.Reasonable Country of Origin Inquiry Program
The Company conducted a RCOI regarding the 3TGs in materials, components and finished goods supplied to the Company. With the assistance of our third-party compliance partner Assent Inc. (“Assent”), we contacted all of our suppliers with an automated email describing the compliance requirements and requesting supply chain information be submitted pursuant to version 6.22 or higher of the Responsible Minerals Initiative Conflict Minerals Reporting Template (“CMRT”). Additionally, if a response was not received from the initial contact, follow-up emails were sent to suppliers offering assistance and further information about the requirements of the Rule and its requirements. If, after these outreach efforts, a supplier still did not respond to the survey, the Company’s relevant supplier relationship managers were instructed to contact those suppliers



directly for a response. As of May 20, 2024, the Company had an overall response rate from surveyed suppliers of approximately 92.42%.
The Company utilized a software platform which validated the information submitted on CMRTs. The goal of data validation is to increase the accuracy of submissions and identify any contradictory answers in the CMRT. All submitted forms are accepted and classified as valid or invalid so that, in either event, data is retained. Suppliers were contacted regarding invalid forms and were encouraged to resubmit a valid form. As of May 20, 2024, we had 15 invalid supplier submissions that were not yet corrected.
Assent compared the list of smelters and refiners provided in our suppliers’ responses to the lists of smelters maintained by the RMI and, if a supplier indicated that a facility was certified as conflict-free, confirmed that the facility was listed on RMI’s list of validated conflict free smelters and refiners of 3TGs. Our suppliers identified a total of 353 smelters and refiners that appear on the lists maintained by RMI. Of these, 225 are validated as conflict free by RMI or a cross-recognized initiative, and, based on information provided by RMI, a further 7 have agreed to undergo or are currently undergoing a third-party audit. Most of the CMRTs we received were made on a company or division level basis which did not allow us to identify which smelters or refiners listed by our suppliers processed the 3TGs contained in our products.
2.1.Reasonable Country of Origin Inquiry Results
Based on the responses to our RCOI, the Company is unable to determine that 3TGs necessary to the functionality or production of our products did not originate in the Covered Countries or were not exclusively from recycled or scrap sources. Accordingly, the Company undertook the measures described below to assess the due diligence practices of the smelters and refiners listed on its unique smelter list that were known or reasonably believed to have sourced from the DRC or that had unknown sourcing.

3.Due Diligence
We established a Conflict Minerals compliance program that is designed to conform, in all material respects, to the framework in the OECD Guidance and the related supplements for gold, tin, tantalum and tungsten. The Guidance identifies five steps for due diligence that should be implemented and provides guidance as to how to achieve each step. We developed our due diligence process to address each of these five steps, namely:

1)Establishing strong company management systems regarding Conflict Minerals;
2)Identifying and assessing risks in our supply chain;
3)Designing and implementing a strategy to respond to identified risks in our supply chain;
4)Utilizing independent third-party audits of supply chain diligence; and
5)Publicly reporting on our supply chain due diligence.

We are a downstream supplier, many steps removed from the mining of 3TGs. Many suppliers, through multiple tiers of distribution, supply the components and materials integrated into our products. Furthermore, the Company does not purchase raw ore or unrefined Conflict Minerals or make purchases from the Covered Countries. The origin of the Conflict Minerals cannot be determined with any certainty once the raw ores are smelted, refined and converted to ingots, bullion or other Conflict Mineral containing derivatives. The smelters and refiners consolidate raw ore and represent the best actors in the total supply chain to possess knowledge of the origin of the ores they procure.

The OECD Guidance specifies that the requirements for compliance should reflect a company’s position in the supply chain. The OECD Guidance states that the implementation of due diligence should be tailored to a company’s activities and relationships and that the nature and extent of due diligence may vary based on a company’s size, products, relationships with suppliers and other factors. Due to practical difficulties associated



with supply chain complexities, the OECD Guidance advises that downstream companies exercise due diligence primarily by establishing controls over their immediate suppliers. Accordingly, we rely primarily on our “tier 1” (direct) suppliers to provide information with respect to the origin of the Conflict Minerals contained in the components and materials supplied to us.
3.1.Establish Strong Company Management System
3.1.1. Management System Team
The Company has established a management system with respect to the Rule and the obligations thereof. Our management system includes a cross-functional team, with representatives from Environmental, Health and Safety (“EHS”), Procurement, Product Stewardship, Legal and Internal Audit departments. The Product Stewardship team is responsible for implementing our Conflict Minerals compliance strategy and is led by the Vice President of EHS. Senior management is briefed about the results of the Product Stewardship team’s progress and due diligence efforts on a regular basis.
The Company also uses Assent to assist us with evaluating supply chain information regarding 3TGs, identifying potential risks, and in the development and implementation of additional due diligence steps that we will undertake with suppliers regarding Conflict Minerals.
3.1.2.Conflict Mineral Policy
As described above, in February 2014, the Company adopted the Conflict Minerals Policy incorporating the standards set forth in the then-current version of the OECD Guidance. Our Conflict Minerals Policy can be found on our Corporate Social Responsibility website at https://www.entegris.com/en/home/about-us/corporate-social-responsibility/policies.html.
3.1.3.Control Systems
Internal controls include our on-going initiative of integrating Conflict Minerals related provisions in our supply agreements that require disclosure of 3TGs and Conflict Minerals. In addition, through membership with industry associations like National Association of Environmental Managers (“NAEM”), Semiconductor Equipment and Materials International (“SEMI”) and Responsible Business Alliance (“RBA”), the Company actively monitors best practices used by other manufacturers in the semiconductor and high technology sectors and participates in industry-wide initiatives to control the use of Conflict Minerals. While a portion of our direct suppliers are also Exchange Act registered companies which are subject to and knowledgeable about the Rule, we also have many other suppliers and distributors that are not registered companies that require additional training to understand the requirements of the Rule. In 2023, the Company continued the engagement with Assent to further implement Conflict Mineral surveys, outreach, and tracking best practices.
3.1.4.Supplier Engagement
In accordance with the OECD requirement to strengthen engagement with suppliers, we have made reasonable inquiries to direct suppliers to obtain 3TG data, provided them with requirements of our Conflict Minerals Policy and informed them as to where they may find additional information on the requirements relating to Conflict Minerals disclosure. The Company has provided education and training relating to the Rule and to Conflict Minerals to all in-scope suppliers by providing such suppliers with access to Assent’s Learning Management System training course. This training is tracked and evaluated based on completion. All suppliers are encouraged to complete all modules within this course. Additionally, as identified earlier, our procurement organization continues to integrate Conflict Minerals related requirements language into new supply agreements or renewals of existing supply agreements during negotiations. Accordingly, we are continuing our attempts to identify risks before entering into such agreements, so that steps can be taken to confirm suppliers have implemented processes to identify the origin of 3TGs.



3.1.5.Maintain Records
As part of our EHS Management System, we have developed a record retention requirement for information relating to the management of our Conflict Minerals compliance process. All relevant records will be retained for a period of 5 years.
3.1.6.Grievance Mechanism
Our Business Code of Conduct, which is available on our website at https://www.entegris.com/en/home/about-us/corporate-social-responsibility/policies.html provides details about our grievance mechanisms, such as the details of our dedicated mailbox and hotline, whereby violations of our policies, including our Conflict Minerals Policy, may be reported. Entegris has notified its suppliers of its confidential grievance reporting process, so that suppliers may provide information regarding Conflict Minerals compliance issues.
3.2.Identify and Assess Risk in the Supply Chain
Because of our size, the complexity of our products, and the depth, breadth, and constant evolution of our supply chain, it is difficult for us to identify actors upstream from our direct suppliers. We have determined that seeking information about 3TG smelters and refiners in our supply chain represents the most reasonable effort we can make to determine the mines or locations of origin of the 3TGs in our supply chain. This was done by adopting methodology outlined by the RMI’s joint industry programs and outreach initiatives and requiring our suppliers to conform with the same standards to meet the OECD Guidelines, and report to us using the CMRT. Through this industry joint effort, we made a reasonable determination of the mines or locations of origin of the 3TGs in our supply chain. We also requested that all our suppliers support the initiative by following the sourcing initiative and working to align their declared sources with the lists of sourced metals certified by third party sources as “Known” and “Conflict Free”.
We have identified 2033 direct suppliers. We rely on suppliers whose materials or components contain 3TGs to provide us with information about the source of 3TGs contained in those materials or components. Our direct suppliers similarly rely upon information provided by their suppliers. Many of the largest suppliers either are Exchange Act registrants and subject to the Rule or are suppliers to other Exchange Act registrants that are subject to the Rule.
In accordance with OECD Guidelines, it is important to identify and assess risks associated with Conflict Minerals in the supply chain. Risks were identified by assessing the due diligence practices of smelters and refiners identified in the supply chain by upstream suppliers that listed mineral processing facilities on their CMRT declarations. Assent compared these facilities listed in the responses to the list of smelters and refiners maintained by the RMI to ensure that the facilities met the RMI definition of a 3TG processing facility that was operational during the 2023 calendar year.
To assess the risk that any of these smelters posed to our supply chain, Assent determined if the smelter had been audited against a standard in conformance with the OECD Guidance, such as the Responsible Minerals Assurance Process (“RMAP”). We do not typically have a direct relationship with 3TG smelters and refiners and do not perform or direct audits of these entities within our supply chain. Smelters that have completed an RMAP audit are considered to be DRC-Conflict Free. In cases where the smelter’s due diligence practices have not been audited against the RMAP standard, a potential supply chain risk exists.
As of May 20, 2024, we have validated 353 smelters or refiners and are working to validate the additional smelter/refinery entries from the submitted CMRTs. Due to the provision of primarily supplier-level CMRTs, we cannot definitely determine their connection to the Covered Products.



Each facility that meets the RMI definition of a smelter or refiner of a 3TG mineral is assessed according to red flag indicators defined in the OECD Guidance. Five factors are used to determine the level of risk that each smelter poses to the supply chain:
1)Geographic proximity to the DRC and covered countries;
2)Known mineral source country of origin;
3)Responsible Minerals Assurance Process (RMAP) audit status;
4)Credible evidence of unethical or conflict sourcing; and
5)Peer Assessments conducted by credible third-party sources.

Based on these criteria the following facilities have been identified with red-flag risks in their supply chain:
Tony Goetz NV - CID002587
African Gold Refinery Limited (AGR) - CID003185
Kaloti Precious Metals - CID002563
Sudan Gold Refinery - CID002567
Fidelity Printers – CID002515
JSC Novosibirsk Refinery – CID000493
JSC Ekaterinburg Non-Ferrous Metal Processing Plant – CID000927
JSC Uralelectromed – CID000929
Moscow Special Alloys Processing Plant – CID001204
Novosibirsk Tin Combine – CID001305
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) – CID000493
Prioksky Plant of Non-Ferrous Metals – CID000493
SOE Shyolkovsky Factory of Secondary Precious Metals – CID000493
Solikamsk Magnesium Works OAO – CID000493
Hydrometallurg, JSC – CID000493
Unecha Refractory metals plant – CID000493
Moliren Ltd. – CID000493
Kyshtym Copper-Electrolytic Plant ZAO – CID000493
JSC "Kirovgrad Hard Alloys Plant" – CID000493
NPP Tyazhmetprom LLC – CID000493
Artek LLC – CID000493
OOO “Technolom” 2 – CID000493
OOO “Technolom” 1 – CID000493
LLC Vostok – CID000493
As part of our risk management plan under the OECD Guidance, when these facilities were reported on a CMRT by one of the suppliers surveyed, risk mitigation activities are initiated. Through our Assent Compliance process, submissions that include any of the above facilities immediately produce a response instructing the supplier to take their own risk mitigation actions, including submission of a product specific CMRT to better identify the connection to products that they supply to the Company and action to remove these red flag smelters from their supply chain.
As per the OECD Guidance, risk mitigation will depend on the supplier’s specific context. Suppliers are given clear performance objectives within reasonable timeframes with the goal of progressive elimination of these red flags from the supply chain.
Suppliers are also evaluated on their Conflict Minerals program strength (further assisting in identifying risk in the supply chain). Evaluating and tracking the strength of such Conflict Minerals program can assist in making



key risk mitigation decisions as the program progresses. The criteria used to evaluate the strength of the supplier’s Conflict Minerals program are:
Does the supplier have a Conflict Minerals policy in place that prohibits the procurement of 3TGs from sources that directly or indirectly finance or benefit armed groups in the Covered Countries?
Has the supplier implemented due diligence measures to implement such policy?
Does the supplier verify due diligence information received from its suppliers?
Does the supplier’s verification process include corrective action management?

When suppliers meet or exceed those criteria (Yes to at least A, E, G, H on the CMRT 6.22 or higher), they are deemed to have a strong program. When suppliers do not meet those criteria, they are deemed to have a weak program.
3.3. Design and Implement a Strategy to Respond to Identified Risks
As per the OECD Guidance, risk mitigation will depend on the supplier’s specific role in the supply chain. When a high-risk smelting facility is reported on a CMRT by a supplier surveyed, risk mitigation will include:
Requesting the supplier to submit product specific CMRT to better identify the connection to products that they supply to the Company;
Guiding suppliers to the Assent University learning platform to access educational materials on mitigating the risk of smelters or refiners on the supply chain; and
If necessary, requesting all of our suppliers whom we have reason to believe are supplying us with 3TGs from sources that may directly or indirectly finance or benefit armed groups in the Covered Countries to establish an alternative source of 3TGs that does not support such conflict, as provided in the OECD guidance. To date, we have found no instances where it was necessary to terminate a contract or find a replacement material or supplier for issues relating to Conflict Minerals.

3.4. Third-Party Audit of Supply Chain Due Diligence
As a downstream purchaser of 3TGs, our due diligence process is based on the necessity of relying on data obtained from our direct suppliers. We also rely on information collected and provided by other external audit programs. As such, we have not conducted third-party audits of any smelters or refiners.
Assent also directly contacts smelters and refiners that are not currently enrolled in the RMAP to encourage their participation and gather information regarding each facilities’ sourcing practices on behalf of its compliance partners. The Company is a signatory of this communication in accordance with the requirements of downstream companies detailed in the OECD Guidance.
3.5 Report on Supply Chain Due Diligence
This Conflict Minerals Report is on file with the SEC and is publicly available on our web site at
https://www.entegris.com/en/home/about-us/corporate-social-responsibility/policies.html
4.Due Diligence Results
Attached as Appendix A is a list of all the smelters and refiners listed by our suppliers in their completed CMRTs that appear on the lists of smelters maintained by the RMI. Since many of the CMRTs we received from our suppliers were made on a company or division level basis, rather than on a product-level basis, we are not able to identify which smelters or refiners listed on Appendix A processed the 3TGs contained in our products. Therefore, our list of processing smelters and refiners disclosed in Appendix A may contain more facilities than those that processed the Conflict Minerals contained in our products. The current efforts focus on gathering smelter information via the CMRT and, as the program progresses, requiring full completion of all



necessary smelter identification information which will enable the validation and disclosure of the smelters as well as the tracing of 3TGs to their location of origin. Seeking information about 3TG smelters and refiners in our supply chain represents the most reasonable effort we can make to determine the mines or locations of origin of 3TGs in our supply chain.
Certain of the responses provided by suppliers to the CMRT did include the names of facilities listed by the suppliers as smelters or refiners. We do not typically have a direct relationship with 3TG smelters and refiners and do not perform or direct audits of these entities within our supply chain. Assent Inc., our third-party compliance partner, compared these facilities listed in the responses to the list of smelters maintained by the RMI and, if a supplier indicated that the facility was certified as “RMAP Conformant”, Assent confirmed that the facility was, in fact, listed as such by RMI.
As of May 20, 2024, we have validated 353 smelters or refiners and are working to validate the additional smelter and refinery entries from the submitted CMRTs. The table set forth on Appendix A to this CMR lists the valid smelters identified by suppliers we surveyed. Not all of these facilities have necessarily processed 3TGs contained in our products covered by this Conflict Minerals Report. This is because our suppliers generally provided information via the CMRT at the company or divisional level, and generally did not limit their CMRT responses to information relating to 3TGs in specific products supplied to us.
Based on the information provided by our suppliers in their CMRT’s, we are aware that there are 225 smelters that are certified “Conflict-Free”, and 7 smelters are active in the RMAP third-party audit process. Many suppliers are still unable to provide the smelters or refiners used for materials supplied to us. Furthermore, many of the responses provided at the company or division level indicated an “unknown” status in terms of determining the origin of 3TGs.
Based on our due diligence, the products that we manufacture or contract to manufacture which contain 3TGs are classified as “DRC conflict undeterminable” in 2023 as information on sources remains incomplete at this time.
5.Additional Risk Mitigation Steps
In keeping with our commitment to continual improvement, our Product Stewardship Team performed a review of our internal program in the first quarter of 2024. Observations and recommendations have been summarized and integrated in the Conflict Minerals Action Plan for the remainder of the year.
The Company intends to take the following steps to improve the RCOI and due diligence conducted to further identify and mitigate the risk that our products contain Conflict Minerals from sources that support conflict in the Covered Countries:
Further collaboration with our third-party compliance partner, Assent, to raise supplier survey response rates, as well as implement best practice supplier education and engagement initiatives.
Increase the response rate from our suppliers to 95%.
Engage, as needed, with suppliers and direct them to training resources to increase knowledge, increase response rates, and improve the reliability of responses.
Continue to work with the company supply chain managers to increase their understanding of the program and the need for continuous improvement.
If applicable, upon learning of a supplier found to be supplying 3TGs from sources that support conflict in the Covered Countries, establish an alternative source that does not support such conflict.
Continue to monitor the OECD and relevant trade associations to incorporate best practices to improve our processes and leverage our supply chain in accordance with OECD Guidance.
Investigate and act on recommendations from our internal review process.




Appendix A
MetalStandard Smelter NameSmelter Facility LocationSmelter IDRMI Audit Status
TungstenA.L.M.T. Corp.JapanCID000004Conformant
GoldAdvanced Chemical CompanyUnited States Of AmericaCID000015Active
GoldAida Chemical Industries Co., Ltd.JapanCID000019Conformant
GoldAgosi AGGermanyCID000035Conformant
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UzbekistanCID000041Conformant
GoldAngloGold Ashanti Corrego do Sitio MineracaoBrazilCID000058Conformant
GoldArgor-Heraeus S.A.SwitzerlandCID000077Conformant
GoldAsahi Pretec Corp.JapanCID000082Conformant
GoldAsaka Riken Co., Ltd.JapanCID000090Conformant
TungstenKennametal HuntsvilleUnited States Of AmericaCID000105Conformant
GoldAurubis AGGermanyCID000113Conformant
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PhilippinesCID000128Conformant
GoldBoliden ABSwedenCID000157Conformant
GoldC. Hafner GmbH + Co. KGGermanyCID000176Conformant
GoldCCR Refinery - Glencore Canada CorporationCanadaCID000185Conformant
GoldCendres + Metaux S.A.SwitzerlandCID000189Non Conformant
TungstenGuangdong Xianglu Tungsten Co., Ltd.ChinaCID000218Conformant
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.ChinaCID000228Conformant
GoldChimet S.p.A.ItalyCID000233Conformant
TungstenChongyi Zhangyuan Tungsten Co., Ltd.ChinaCID000258Conformant
GoldChugai MiningJapanCID000264Conformant
TinAlphaUnited States Of AmericaCID000292Conformant
GoldDSC (Do Sung Corporation)Korea, Republic OfCID000359Conformant
GoldDowaJapanCID000401Conformant
TinDowaJapanCID000402Conformant
GoldEco-System Recycling Co., Ltd. East PlantJapanCID000425Conformant
TinEM VintoBolivia (Plurinational State Of)CID000438Conformant
TinEstanho de Rondonia S.A.BrazilCID000448Conformant
TantalumF&X Electro-Materials Ltd.ChinaCID000460Conformant
TinFenix MetalsPolandCID000468Conformant
TinGejiu Non-Ferrous Metal Processing Co., Ltd.ChinaCID000538Conformant
TinGejiu Zili Mining And Metallurgy Co., Ltd.ChinaCID000555Non Conformant
TungstenGlobal Tungsten & Powders LLCUnited States Of AmericaCID000568Conformant
TantalumXIMEI RESOURCES (GUANGDONG) LIMITEDChinaCID000616Conformant



GoldLT Metal Ltd.Korea, Republic OfCID000689Conformant
GoldHeimerle + Meule GmbHGermanyCID000694Conformant
GoldHeraeus Metals Hong Kong Ltd.ChinaCID000707Conformant
GoldHeraeus Germany GmbH Co. KGGermanyCID000711Conformant
TungstenHunan Jintai New Material Co., Ltd.ChinaCID000769Non Conformant
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.ChinaCID000801Conformant
GoldIshifuku Metal Industry Co., Ltd.JapanCID000807Conformant
GoldIstanbul Gold RefineryTurkeyCID000814Conformant
GoldJapan MintJapanCID000823Conformant
TungstenJapan New Metals Co., Ltd.JapanCID000825Conformant
GoldJiangxi Copper Co., Ltd.ChinaCID000855Conformant
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.ChinaCID000914Conformant
TantalumJiujiang Tanbre Co., Ltd.ChinaCID000917Conformant
GoldAsahi Refining USA Inc.United States Of AmericaCID000920Conformant
GoldAsahi Refining Canada Ltd.CanadaCID000924Conformant
GoldJX Nippon Mining & Metals Co., Ltd.JapanCID000937Conformant
GoldKazzincKazakhstanCID000957Conformant
TungstenKennametal FallonUnited States Of AmericaCID000966Conformant
GoldKennecott Utah Copper LLCUnited States Of AmericaCID000969Conformant
GoldKojima Chemicals Co., Ltd.JapanCID000981Conformant
TinChina Tin Group Co., Ltd.ChinaCID001070Conformant
TantalumAMG BrasilBrazilCID001076Conformant
GoldLS-NIKKO Copper Inc.Korea, Republic OfCID001078Conformant
TinMalaysia Smelting Corporation (MSC)MalaysiaCID001105Conformant
GoldMaterionUnited States Of AmericaCID001113Conformant
GoldMatsuda Sangyo Co., Ltd.JapanCID001119Conformant
TinMetallic Resources, Inc.United States Of AmericaCID001142Conformant
GoldMetalor Technologies (Suzhou) Ltd.ChinaCID001147Conformant
GoldMetalor Technologies (Hong Kong) Ltd.ChinaCID001149Conformant
GoldMetalor Technologies (Singapore) Pte., Ltd.SingaporeCID001152Conformant
GoldMetalor Technologies S.A.SwitzerlandCID001153Conformant
GoldMetalor USA Refining CorporationUnited States Of AmericaCID001157Conformant
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MexicoCID001161Conformant
TantalumMetallurgical Products India Pvt., Ltd.IndiaCID001163Conformant
TinMineracao Taboca S.A.BrazilCID001173Conformant
TantalumMineracao Taboca S.A.BrazilCID001175Conformant
TinMinsurPeruCID001182Conformant
GoldMitsubishi Materials CorporationJapanCID001188Conformant
TinMitsubishi Materials CorporationJapanCID001191Conformant
TantalumMitsui Mining and Smelting Co., Ltd.JapanCID001192Conformant



GoldMitsui Mining and Smelting Co., Ltd.JapanCID001193Conformant
TantalumNPM Silmet ASEstoniaCID001200Conformant
GoldNadir Metal Rafineri San. Ve Tic. A.S.TurkeyCID001220Conformant
TinJiangxi New Nanshan Technology Ltd.ChinaCID001231Conformant
GoldNavoi Mining and Metallurgical CombinatUzbekistanCID001236Conformant
GoldNihon Material Co., Ltd.JapanCID001259Conformant
TantalumNingxia Orient Tantalum Industry Co., Ltd.ChinaCID001277Conformant
TinO.M. Manufacturing (Thailand) Co., Ltd.ThailandCID001314Conformant
GoldOhura Precious Metal Industry Co., Ltd.JapanCID001325Conformant
TinOperaciones Metalurgicas S.A.Bolivia (Plurinational State Of)CID001337Conformant
GoldMKS PAMP SASwitzerlandCID001352Conformant
GoldPT Aneka Tambang (Persero) TbkIndonesiaCID001397Conformant
TinPT Artha Cipta LanggengIndonesiaCID001399Conformant
TinPT Babel Surya Alam LestariIndonesiaCID001406Conformant
TinPT Mitra Stania PrimaIndonesiaCID001453Conformant
TinPT Prima Timah UtamaIndonesiaCID001458Conformant
TinPT Refined Bangka TinIndonesiaCID001460Conformant
TinPT Stanindo Inti PerkasaIndonesiaCID001468Conformant
TinPT Timah Tbk KundurIndonesiaCID001477Conformant
TinPT Timah Tbk MentokIndonesiaCID001482Conformant
TinPT Tinindo Inter NusaIndonesiaCID001490Conformant
GoldPX Precinox S.A.SwitzerlandCID001498Conformant
TantalumQuantumCleanUnited States Of AmericaCID001508Conformant
GoldRand Refinery (Pty) Ltd.South AfricaCID001512Conformant
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.ChinaCID001522Conformant
GoldRoyal Canadian MintCanadaCID001534Conformant
TinRui Da HungTaiwan, Province Of ChinaCID001539Conformant
GoldSamduck Precious MetalsKorea, Republic OfCID001555Non Conformant
GoldSEMPSA Joyeria Plateria S.A.SpainCID001585Conformant
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.ChinaCID001622Conformant
GoldSichuan Tianze Precious Metals Co., Ltd.ChinaCID001736Conformant
GoldSolar Applied Materials Technology Corp.Taiwan, Province Of ChinaCID001761Conformant
GoldSumitomo Metal Mining Co., Ltd.JapanCID001798Conformant
TantalumTaki Chemical Co., Ltd.JapanCID001869Conformant
GoldTanaka Kikinzoku Kogyo K.K.JapanCID001875Conformant
TantalumTelex MetalsUnited States Of AmericaCID001891Conformant
TinThaisarcoThailandCID001898Conformant
GoldTokuriki Honten Co., Ltd.JapanCID001938Conformant
GoldTorecomKorea, Republic OfCID001955Conformant
TantalumUlba Metallurgical Plant JSCKazakhstanCID001969Conformant



GoldUmicore S.A. Business Unit Precious Metals RefiningBelgiumCID001980Conformant
GoldUnited Precious Metal Refining, Inc.United States Of AmericaCID001993Conformant
GoldValcambi S.A.SwitzerlandCID002003Conformant
GoldWestern Australian Mint (T/a The Perth Mint)AustraliaCID002030Conformant
TinWhite Solder Metalurgia e Mineracao Ltda.BrazilCID002036Conformant
TungstenWolfram Bergbau und Hutten AGAustriaCID002044Conformant
TungstenXiamen Tungsten Co., Ltd.ChinaCID002082Conformant
GoldYamakin Co., Ltd.JapanCID002100Conformant
GoldYokohama Metal Co., Ltd.JapanCID002129Conformant
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.ChinaCID002158Conformant
TinTin Smelting Branch of Yunnan Tin Co., Ltd.ChinaCID002180Conformant
GoldSAFINA A.S.CzechiaCID002290Conformant
GoldUmicore Precious Metals ThailandThailandCID002314Non Conformant
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.ChinaCID002315Conformant
TungstenJiangxi Yaosheng Tungsten Co., Ltd.ChinaCID002316Conformant
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.ChinaCID002317Conformant
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.ChinaCID002318Conformant
TungstenMalipo Haiyu Tungsten Co., Ltd.ChinaCID002319Conformant
TungstenXiamen Tungsten (H.C.) Co., Ltd.ChinaCID002320Conformant
TungstenJiangxi Gan Bei Tungsten Co., Ltd.ChinaCID002321Conformant
TinMagnu's Minerais Metais e Ligas Ltda.BrazilCID002468Conformant
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.ChinaCID002492Conformant
TungstenGanzhou Seadragon W & Mo Co., Ltd.ChinaCID002494Conformant
TungstenAsia Tungsten Products Vietnam Ltd.Viet NamCID002502Conformant
TinPT ATD Makmur Mandiri JayaIndonesiaCID002503Conformant
TantalumD Block Metals, LLCUnited States Of AmericaCID002504Conformant
TantalumFIR Metals & Resource Ltd.ChinaCID002505Conformant
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.ChinaCID002506Conformant
TantalumXinXing HaoRong Electronic Material Co., Ltd.ChinaCID002508Conformant
GoldMMTC-PAMP India Pvt., Ltd.IndiaCID002509Conformant
GoldKGHM Polska Miedz Spolka AkcyjnaPolandCID002511Conformant
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.ChinaCID002512Conformant
TungstenHunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products BranchChinaCID002513Conformant
GoldSingway Technology Co., Ltd.Taiwan, Province Of ChinaCID002516Non Conformant
TinO.M. Manufacturing Philippines, Inc.PhilippinesCID002517Conformant



TantalumKEMET de MexicoMexicoCID002539Conformant
TungstenH.C. Starck Tungsten GmbHGermanyCID002541Conformant
TungstenTANIOBIS Smelting GmbH & Co. KGGermanyCID002542Conformant
TungstenMasan High-Tech MaterialsViet NamCID002543Conformant
TantalumTANIOBIS Co., Ltd.ThailandCID002544Conformant
TantalumTANIOBIS GmbHGermanyCID002545Conformant
TantalumMaterion Newton Inc.United States Of AmericaCID002548Conformant
TantalumTANIOBIS Japan Co., Ltd.JapanCID002549Conformant
TantalumTANIOBIS Smelting GmbH & Co. KGGermanyCID002550Conformant
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.ChinaCID002551Conformant
TantalumGlobal Advanced Metals BoyertownUnited States Of AmericaCID002557Conformant
TantalumGlobal Advanced Metals AizuJapanCID002558Conformant
GoldAl Etihad Gold Refinery DMCCUnited Arab EmiratesCID002560Non Conformant
GoldEmirates Gold DMCCUnited Arab EmiratesCID002561Non Conformant
GoldT.C.A S.p.AItalyCID002580Conformant
GoldREMONDIS PMR B.V.NetherlandsCID002582Conformant
TungstenNiagara Refining LLCUnited States Of AmericaCID002589Conformant
GoldKorea Zinc Co., Ltd.Korea, Republic OfCID002605Conformant
GoldTOO Tau-Ken-AltynKazakhstanCID002615Conformant
TinResind Industria e Comercio Ltda.BrazilCID002706Conformant
TantalumResind Industria e Comercio Ltda.BrazilCID002707Conformant
GoldSAAMPFranceCID002761Non Conformant
GoldL'Orfebre S.A.AndorraCID002762Conformant
Gold8853 S.p.A.ItalyCID002763Non Conformant
GoldItalpreziosiItalyCID002765Conformant
TinAurubis BeerseBelgiumCID002773Conformant
TinAurubis BerangoSpainCID002774Conformant
GoldWIELAND Edelmetalle GmbHGermanyCID002778Conformant
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAustriaCID002779Conformant
TungstenPhilippine Chuangxin Industrial Co., Inc.PhilippinesCID002827Conformant
TungstenACL Metais EireliBrazilCID002833Non Conformant
TinPT Menara Cipta MuliaIndonesiaCID002835Conformant
TantalumJiangxi Tuohong New Raw MaterialChinaCID002842Conformant
TinHuiChang Hill Tin Industry Co., Ltd.ChinaCID002844Conformant
GoldBangalore RefineryIndiaCID002863Active
GoldSungEel HiMetal Co., Ltd.Korea, Republic OfCID002918Conformant
GoldPlanta Recuperadora de Metales SpAChileCID002919Conformant
GoldSafimet S.p.AItalyCID002973Non Conformant
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.ChinaCID003116Conformant
GoldNH Recytech CompanyKorea, Republic OfCID003189Conformant
TinChifeng Dajingzi Tin Industry Co., Ltd.ChinaCID003190Conformant
TinPT Bangka SerumpunIndonesiaCID003205Conformant



TinTin Technology & RefiningUnited States Of AmericaCID003325Conformant
TinMa'anshan Weitai Tin Co., Ltd.ChinaCID003379Non Conformant
TinPT Rajawali Rimba PerkasaIndonesiaCID003381Conformant
TinLuna Smelter, Ltd.RwandaCID003387Conformant
TungstenLianyou Metals Co., Ltd.Taiwan, Province Of ChinaCID003407Conformant
TungstenHubei Green Tungsten Co., Ltd.ChinaCID003417Conformant
GoldEco-System Recycling Co., Ltd. North PlantJapanCID003424Conformant
GoldEco-System Recycling Co., Ltd. West PlantJapanCID003425Conformant
TinPT Mitra Sukses GlobalindoIndonesiaCID003449Conformant
TungstenCronimet Brasil LtdaBrazilCID003468Conformant
TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBrazilCID003486Conformant
TinCRM SynergiesSpainCID003524Conformant
GoldMetal Concentrators SA (Pty) Ltd.South AfricaCID003575Conformant
TinFabrica Auricchio Industria e Comercio Ltda.BrazilCID003582Conformant
TantalumRFH Yancheng Jinye New Material Technology Co., Ltd.ChinaCID003583Conformant
TungstenFujian Xinlu Tungsten Co., Ltd.ChinaCID003609Conformant
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.TurkeyCID000103Outreach Required
GoldCaridadMexicoCID000180Outreach Required
GoldYunnan Copper Industry Co., Ltd.ChinaCID000197Outreach Required
TungstenCNMC (Guangxi) PGMA Co., Ltd.ChinaCID000281Outreach Required
TinPT Aries Kencana SejahteraIndonesiaCID000309Conformant
TinPT Premium Tin IndonesiaIndonesiaCID000313Conformant
GoldDaye Non-Ferrous Metals Mining Ltd.ChinaCID000343Outreach Required
GoldRefinery of Seemine Gold Co., Ltd.ChinaCID000522Outreach Required
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.ChinaCID000651Outreach Required
GoldHangzhou Fuchunjiang Smelting Co., Ltd.ChinaCID000671Outreach Required
TungstenHunan Chenzhou Mining Co., Ltd.ChinaCID000766Conformant
GoldHunan Chenzhou Mining Co., Ltd.ChinaCID000767Outreach Required
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.ChinaCID000773Outreach Required
GoldHwaSeong CJ CO., LTD.Korea, Republic OfCID000778Communication Suspended - Not Interested
TinGejiu Kai Meng Industry and Trade LLCChinaCID000942Non Conformant
GoldKazakhmys Smelting LLCKazakhstanCID000956Outreach Required
GoldKyrgyzaltyn JSCKyrgyzstanCID001029Non Conformant
GoldL'azurde Company For JewelrySaudi ArabiaCID001032RMI Due Diligence Review - Unable to Proceed



GoldLingbao Gold Co., Ltd.ChinaCID001056Outreach Required
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.ChinaCID001058Outreach Required
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.ChinaCID001093Outreach Required
GoldPenglai Penggang Gold Industry Co., Ltd.ChinaCID001362Outreach Required
TinPT Babel Inti PerkasaIndonesiaCID001402Conformant
TinPT Bangka Tin IndustryIndonesiaCID001419Active
TinPT Belitung Industri SejahteraIndonesiaCID001421Conformant
TinPT Bukit TimahIndonesiaCID001428Conformant
TinPT Panca Mega PersadaIndonesiaCID001457Outreach Required
TinPT Sariwiguna BinasentosaIndonesiaCID001463Conformant
TinPT Timah NusantaraIndonesiaCID001486Conformant
TinPT Tommy UtamaIndonesiaCID001493Conformant
GoldSabin Metal Corp.United States Of AmericaCID001546Communication Suspended - Not Interested
GoldSamwon Metals Corp.Korea, Republic OfCID001562Communication Suspended - Not Interested
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.ChinaCID001619Outreach Required
GoldSuper Dragon Technology Co., Ltd.Taiwan, Province Of ChinaCID001810Outreach Required
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.ChinaCID001908Non Conformant
GoldGreat Wall Precious Metals Co., Ltd. of CBPMChinaCID001909Outreach Required
GoldShandong Gold Smelting Co., Ltd.ChinaCID001916Conformant
GoldTongling Nonferrous Metals Group Co., Ltd.ChinaCID001947Outreach Required
TinVQB Mineral and Trading Group JSCViet NamCID002015Outreach Required
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationChinaCID002224Conformant
GoldGold Refinery of Zijin Mining Group Co., Ltd.ChinaCID002243Conformant
GoldMorris and WatsonNew ZealandCID002282Outreach Required
GoldGuangdong Jinding Gold LimitedChinaCID002312Outreach Required
TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.ChinaCID002313Communication Suspended - Not Interested
TinCV Venus Inti PerkasaIndonesiaCID002455Conformant
TinPT Tirus Putra MandiriIndonesiaCID002478Communication Suspended - Not Interested
TinMelt Metais e Ligas S.A.BrazilCID002500Non Conformant



GoldShandong Humon Smelting Co., Ltd.ChinaCID002525Outreach Required
GoldShenzhen Zhonghenglong Real Industry Co., Ltd.ChinaCID002527Outreach Required
GoldInternational Precious Metal RefinersUnited Arab EmiratesCID002562Outreach Required
GoldKaloti Precious MetalsUnited Arab EmiratesCID002563RMI Due Diligence Review - Unable to Proceed
GoldSudan Gold RefinerySudanCID002567Outreach Required
TinCV Ayi JayaIndonesiaCID002570Conformant
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyViet NamCID002572Non Conformant
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyViet NamCID002573Outreach Required
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyViet NamCID002574Outreach Required
GoldFujairah Gold FZCUnited Arab EmiratesCID002584Outreach Required
GoldIndustrial Refining CompanyBelgiumCID002587Non Conformant
GoldShirpur Gold Refinery Ltd.IndiaCID002588Outreach Required
GoldMarsam MetalsBrazilCID002606Non Conformant
TungstenChina Molybdenum Tungsten Co., Ltd.ChinaCID002641Conformant
TinPT Cipta Persada MuliaIndonesiaCID002696Conformant
TinAn Vinh Joint Stock Mineral Processing CompanyViet NamCID002703Outreach Required
GoldAbington Reldan Metals, LLCUnited States Of AmericaCID002708Conformant
GoldShenzhen CuiLu Gold Co., Ltd.ChinaCID002750Outreach Required
TinSuper LigasBrazilCID002756Conformant
GoldAlbino Mountinho Lda.PortugalCID002760Outreach Required
TinPT Bangka Prima TinIndonesiaCID002776Conformant
TinPT Sukses Inti MakmurIndonesiaCID002816Conformant
GoldAU Traders and RefinersSouth AfricaCID002850Non Conformant
GoldGGC Gujrat Gold Centre Pvt. Ltd.IndiaCID002852Non Conformant
GoldSai RefineryIndiaCID002853Outreach Required
GoldModeltech Sdn BhdMalaysiaCID002857Non Conformant
TinModeltech Sdn BhdMalaysiaCID002858Non Conformant
GoldDegussa Sonne / Mond Goldhandel GmbHGermanyCID002867Outreach Required
GoldPease & CurrenUnited States Of AmericaCID002872Communication Suspended - Not Interested
GoldJALAN & CompanyIndiaCID002893Outreach Required
GoldABC Refinery Pty Ltd.AustraliaCID002920Outreach Required
GoldState Research Institute Center for Physical Sciences and TechnologyLithuaniaCID003153Outreach Required
GoldGold Coast RefineryGhanaCID003186Outreach Required
TinPongpipat Company LimitedMyanmarCID003208Outreach Required



GoldQG Refining, LLCUnited States Of AmericaCID003324Outreach Required
GoldDijllah Gold Refinery FZCUnited Arab EmiratesCID003348Outreach Required
TinDongguan CiEXPO Environmental Engineering Co., Ltd.ChinaCID003356Non Conformant
GoldCGR Metalloys Pvt Ltd.IndiaCID003382Outreach Required
GoldSovereign MetalsIndiaCID003383Outreach Required
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.ChinaCID003397Conformant
TinPrecious Minerals and Smelting LimitedIndiaCID003409Active
TinGejiu City Fuxiang Industry and Trade Co., Ltd.ChinaCID003410Outreach Required
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.BrazilCID003427Non Conformant
GoldAugmont Enterprises Private LimitedIndiaCID003461Non Conformant
GoldKundan Care Products Ltd.IndiaCID003463Outreach Required
GoldEmerald Jewel Industry India Limited (Unit 1)IndiaCID003487Outreach Required
GoldEmerald Jewel Industry India Limited (Unit 2)IndiaCID003488Outreach Required
GoldEmerald Jewel Industry India Limited (Unit 3)IndiaCID003489Outreach Required
GoldEmerald Jewel Industry India Limited (Unit 4)IndiaCID003490Outreach Required
GoldK.A. RasmussenNorwayCID003497Outreach Required
GoldAlexy MetalsUnited States Of AmericaCID003500Non Conformant
GoldMD OverseasIndiaCID003548Outreach Required
GoldMetallix Refining Inc.United States Of AmericaCID003557Outreach Required
GoldWEEEREFININGFranceCID003615Conformant
GoldGold by Gold ColombiaColombiaCID003641Conformant
TungstenYUDU ANSHENG TUNGSTEN CO., LTD.ChinaCID003662Outreach Required
GoldDongwu Gold GroupChinaCID003663Outreach Required
TinDS MyanmarMyanmarCID003831Conformant
TinPT Putera Sarana Shakti (PT PSS)IndonesiaCID003868Conformant
Tantalum5D Production OUEstoniaCID003926Outreach Required
TungstenHANNAE FOR T Co., Ltd.Korea, Republic OfCID003978Outreach Required
TungstenTungsten Vietnam Joint Stock CompanyViet NamCID003993Conformant
GoldCoimpa Industrial LTDABrazilCID004010Conformant
TantalumPowerX Ltd.RwandaCID004054Conformant
TungstenDONGKUK INDUSTRIES CO., LTD.Korea, Republic OfCID004060Outreach Required



TinMining Minerals Resources SARLCongo, Democratic Republic Of TheCID004065Conformant
TantalumSolikamsk Magnesium Works OAORussian FederationCID001769RMI Due Diligence Review - Unable to Proceed
TungstenHydrometallurg, JSCRussian FederationCID002649RMI Due Diligence Review - Unable to Proceed
TungstenUnecha Refractory metals plantRussian FederationCID002724Non Conformant
TungstenMoliren Ltd.Russian FederationCID002845RMI Due Diligence Review - Unable to Proceed
TungstenJSC "Kirovgrad Hard Alloys Plant"Russian FederationCID003408RMI Due Diligence Review - Unable to Proceed
TungstenNPP Tyazhmetprom LLCRussian FederationCID003416RMI Due Diligence Review - Unable to Proceed
TungstenOOO “Technolom” 2Russian FederationCID003612RMI Due Diligence Review - Unable to Proceed
TungstenOOO “Technolom” 1Russian FederationCID003614RMI Due Diligence Review - Unable to Proceed
GoldJSC Novosibirsk RefineryRussian FederationCID000493RMI Due Diligence Review - Unable to Proceed
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRussian FederationCID000927RMI Due Diligence Review - Unable to Proceed
GoldJSC UralelectromedRussian FederationCID000929RMI Due Diligence Review - Unable to Proceed
GoldMoscow Special Alloys Processing PlantRussian FederationCID001204RMI Due Diligence Review - Unable to Proceed
TinNovosibirsk Tin CombineRussian FederationCID001305RMI Due Diligence Review - Unable to Proceed
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)Russian FederationCID001326RMI Due Diligence Review - Unable to Proceed
GoldPrioksky Plant of Non-Ferrous MetalsRussian FederationCID001386RMI Due Diligence Review - Unable to Proceed
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRussian FederationCID001756RMI Due Diligence Review - Unable to Proceed
GoldFidelity Printers and Refiners Ltd.ZimbabweCID002515RMI Due Diligence Review - Unable to Proceed
GoldKyshtym Copper-Electrolytic Plant ZAORussian FederationCID002865RMI Due Diligence Review - Unable to Proceed
GoldAfrican Gold RefineryUgandaCID003185RMI Due Diligence Review - Unable to Proceed
TungstenArtek LLCRussian FederationCID003553RMI Due Diligence Review - Unable to Proceed
TungstenLLC VostokRussian FederationCID003643RMI Due Diligence Review - Unable to Proceed
TantalumGuangdong Rising Rare Metals-EO Materials Ltd.ChinaCID000291Conformant
GoldPT Rajehan AriqIndonesiaCID002593Conformant
GoldSam Precious MetalsUnited Arab EmiratesCID003666Outreach Required
TungstenNam Viet Cromit Joint Stock CompanyViet NamCID004034Outreach Required
TungstenLianyou Resources Co., Ltd.Taiwan, Province Of ChinaCID004397Conformant
TungstenShinwon Tungsten (Fujian Shanghang) Co., Ltd.ChinaCID004430Conformant
TinMalaysia Smelting Corporation Berhad (Port Klang)MalaysiaCID004434In Communication
GoldGG Refinery Ltd.Tanzania, United Republic OfCID004506Active
TungstenKenee Mining Corporation VietnamViet NamCID004619Active
TinTakehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD.JapanCID004403Active
GoldAttero Recycling Pvt LtdCID004697Outreach Required
GoldSHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD.CID004435Outreach Required