4 1 seguejune.htm STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP FORM 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

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OMB Number: 3235-0287

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b)

(Print or Type Responses)

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility

Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940

  

1. Name and Address of Reporting Person*

Simons James H.

2. Issuer Name and Ticker or Trading Symbol

Segue Software Inc. (SEGU)

6. Relationship of Reporting Person(s) to Issuer

(Check all applicable)

X _ Director X 10% Owner

Officer (give title Other (specify
below) below)

___________________________________

(Last) (First) (Middle)

Renaissance Technologies Corp.

800 Third Avenue
  1. IRS Identification
    Number of Reporting Person, if an entity
    (Voluntary)

    2.  
  • Statement for
    Month/Year

    • May 2001

    (Street)

    New York New York 10022

    5. If Amendment,
    Date of Original
    (Month/Year)
  • Individual or Joint/ Group Filing (Check applicable line)

    • _X__ Form filed by One Reporting Person

    ____ Form filed by More than One Reporting Person

    (City) (State) (Zip)

    Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

    1. Title of Security
    (Instr. 3)

    2. Trans-
    action
    date

    (Month/

    Day/
    Year)

    3. Trans-
    action
    Code
    (Instr. 8)

    4. Securities Acquired (A)
    or Disposed of (D)
    (Instr. 3, 4 and 5)

    5. Amount of Securities Beneficially Owned at End of Month
    (Instr. 3 and 4)

    6. Ownership Form:
    Direct (D) or Indirect (I)
    (Instr. 4)

    7. Nature of Indirect Beneficial Ownership
    (Instr. 4)

    Code

    V

    Amount

    (A) or (D)

    Price

    Common Stock

    5/2/01

    P

    		  

    14,400

    A

    $2.676

    		  

    D

    		  

    Common Stock

    5/4/01

    P

    		  

    13,800

    A

    2.987

    		  

    D

    		  

    Common Stock

    5/10/01

    P

    		  

    2,500

    A

    3.00

    		  

    D

    		  

    Common Stock

    5/11/01

    P

    		  

    7,700

    A

    3.00

    		  

    D

    		  

    Common Stock

    5/14/01

    P

    		  

    7,000

    A

    2.953

    		  

    D

    		  

    Common Stock

    5/15/01

    P

    		  

    11,000

    A

    3.00

    		  

    D

    		  

    Common Stock

    5/21/01

    P

    		  

    2,300

    A

    2.996

    		  

    D

    		  

    Common Stock

    5/29/01

    P

    		  

    9,400

    A

    3.00

    254,766

    D

    		  
                 

    806,973

    I

    By Trust**

    Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

    *If the form is filed by more than one reporting person, see Instruction 4(b)(v)

    **Beneficially owned by Bermuda Trust Company Limited, as trustee of the Lord Jim Trust. Mr. Simons disclaims beneficial ownership of these shares.

    Potential persons who are to respond to the collection of information contained in this form are not (Over)
    required to respond unless the form displays a currently valid OMB control number.     SEC 1473 (3/99)

    FORM 4 (continued) Table II Derivative Securities Acquired, Disposed of, or Beneficially Owned
    (e.g., puts, calls, warrants, options, convertible securities)

    1. Title of Derivative Security
    (Instr. 3)

    2. Conver-
    sion or Exercise Price of Deriv-
    ative Security

    3. Trans-
    action
    Date

    (Month/
    Day/
    Year)

    4. Transac-
    tion Code
    (Instr. 8)

    5. Number of Derivative Securities Acquired (A) or Disposed of (D)
    (Instr. 3, 4, and 5)

    6. Date Exer-
    cisable and Expiration Date
    (Month/Day/
    Year)

    7. Title and Amount of
    Underlying Securities
    (Instr. 3 and 4)

    8. Price
    of Derivative Security
    (Instr. 5)

    9. Number of Deriv-
    ative Securities Bene-
    ficially Owned at
    End of
    Month
    (Instr. 4)

    10. Owner-
    ship
    Form
    of De-
    rivative
    Secu-
    rity:
    Direct
    (D) or Indi-
    rect (I)
    (Instr. 4)

    11. Nature of Indirect Beneficial Owner-
    ship
    (Instr. 4)

    Date Exer-
    cisable

    Expira-
    tion Date

    Title

    Amount or
    Number of Shares

    Code

    V

    (A)

    (D)

    NQSO

    $22.25

    Immed.

    4/2/06

    Common Stock

    4,000

    4,000

    D

    NQSO

    9.50

    Immed.

    4/2/07

    Common Stock

    4,000

    4,000

    D

    NQSO

    14.563

    Immed.

    4/2/08

    Common Stock

    4,000

    4,000

    D

    NQSO

    9.313

    Immed.

    4/2/09

    Common Stock

    4,000

    4,000

    D

    NQSO

    12.313

    10/2/00

    4/3/10

    Common Stock

    2,000

    D

    NQSO

    12.313

    1/2/01

    4/3/10

    Common Stock

    1,000

    D

    NQSO

    12.313

    4/2/01

    4/3/10

    Common Stock

    1,000

    4,000

    D

    NQSO

    5.093

    10/2/01

    4/2/11

    Common Stock

    2,000

    D

    NQSO

    5.093

    1/2/02

    4/2/11

    Common Stock

    1,000

    D

    NQSO

    5.093

    4/2/02

    4/2/11

    Common Stock

    1,000

    4,000

    D

    Explanation of Responses:

     

    /s/James H. Simons Date: June 5, 2001

    *Intentional misstatements or omissions of facts constitute Federal Criminal Violations. **Signature of Reporting Person

    See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

    Note: File three copies of this Form, one of which must be manually signed.

    If space is insufficient, see Instruction 6 for procedure.

    Potential persons who are to respond to the collection of information contained in this form are not
    required to respond unless the form displays a currently valid OMB control number.

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