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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (date of earliest event reported): December 19, 2024 

 

Hennessy Capital Investment Corp. VI

(Exact name of Registrant as specified in its charter)

 

Delaware   001-40846   86-1626937
(State of incorporation)   (Commission File Number)   (IRS Employer
Identification No.)

 

195 US HWY 50, Suite 309
Zephyr Cove, NV
  89448
(Address of principal executive offices)   (Zip Code)

 

(775) 339-1671

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class   Trading Symbol(s)   Name of Each Exchange on Which Registered
Shares of Class A common stock, par value $0.0001 per share   HCVI   The Nasdaq Stock Market LLC
Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50   HCVIW   The Nasdaq Stock Market LLC
Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant   HCVIU   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 

 

 

Item 8.01. Other Events

 

As previously reported, on October 1, 2024, Hennessy Capital Investment Corp. VI (the “Company”) received a written notice from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company has failed to comply with Nasdaq Listing Rule IM-5101-2, which requires that a special purpose acquisition company must complete one or more business combinations within 36 months of the effectiveness of its initial public offering registration statement. The Company requested a hearing to appeal this determination before the Nasdaq Hearings Panel (the “Panel”), which hearing was held on November 19, 2024.

 

On December 19, 2024, the Company received written notification (the “Letter”) from Nasdaq notifying the Company of the Panel’s decision to grant the Company’s request to continue its listing on The Nasdaq Stock Market until March 31, 2025, subject to the Company’s compliance with the conditions outlined in the Letter.

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

HENNESSY CAPITAL INVESTMENT CORP. VI
     
By: /s/ Nicholas Geeza  
Name:  Nicholas Geeza  
Title:

Executive Vice President,
Chief Financial Officer and Secretary
(Principal Financial and Accounting Officer)

 

 

Dated: December 20, 2024

 

 

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