UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 5.02 – Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On December 7, 2024, the board of directors (the “Board”) of Lumentum Holdings Inc. (the “Company”) appointed Paul Lundstrom to serve as a member of the Board, effective immediately. Concurrent with his appointment to the Board, Mr. Lundstrom was also appointed to serve on the Audit Committee of the Board. Mr. Lundstrom will serve an initial term of office expiring at the Company’s 2025 annual meeting of stockholders and until his successor is duly elected and qualified. The Company announced Mr. Lundstrom’s appointment in a press release, which is attached as Exhibit 99.1.
Mr. Lundstrom, 49, has served as Chief Financial Officer at Copeland, a global leader in sustainable climate solutions, since August 2024. Prior to Copeland, from September 2020 until August 2024, he was the Chief Financial Officer of Flex Ltd., where he was a key member of the team that led the analysis, carve-out and IPO for Nextracker, and he served as a member of the Nextracker Board of Directors until 2024. Prior to Flex, Mr. Lundstrom served as the Chief Financial Officer for Aerojet Rocketdyne Holdings, Inc., a rocket, missile and energetics propulsion manufacturer, from November 2016 until September 2020. Mr. Lundstrom held a number of senior finance leadership roles while at United Technologies (now RTX Corporation) and prior to that he held finance roles at Carrier Corporation and Hamilton Sundstrand. Lundstrom holds a Bachelor of Science degree from Truman State University and a Master of Business Administration degree from Columbia University.
In accordance with the Company’s Outside Director Compensation Policy, the terms of which were described in the Company’s proxy statement for its 2024 annual meeting of stockholders, Mr. Lundstrom is entitled to cash and equity compensation for his service on the Board. Mr. Lundstrom will also enter into the Company’s standard form of indemnification agreement, which has been previously filed with the Securities and Exchange Commission.
There are no arrangements or understandings between Mr. Lundstrom and any other persons pursuant to which he was selected as a member of the Board. There are also no family relationships between Mr. Lundstrom and any director or executive officer of the Company, and he has no direct or indirect material interest in any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K.
Item 9.01 - Financial Statements and Exhibits
| (d) | Exhibits. |
| Exhibit No. |
Description | |
| 99.1 | Press release entitled “Lumentum Appoints New Board Member” dated December 12, 2024. | |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL) | |
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| LUMENTUM HOLDINGS INC. | ||||||
| By: | /s/ Jae Kim | |||||
| Name: | Jae Kim | |||||
| Title: | Senior Vice President, General Counsel and Secretary | |||||
| December 12, 2024 | ||||||