National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-93011 | SEC Issue Date:Sep 15, 2021 | File Number:SR-BX-2021-037 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 17, To Decommission the Exchange's Quote Removal Kill Switch Functionality Comments Due: October 12, 2021 See Also - Exhibit 5 Submit a Comment on SR-BX-2021-037
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| Release Number:34-92987 | SEC Issue Date:Sep 15, 2021 | File Number:SR-BX-2021-038 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate BX Options 4 Rules By Reference to Nasdaq ISE, LLC Options 4 Rules Comments Due: October 12, 2021 |
| Release Number:34-92972 | SEC Issue Date:Sep 14, 2021 | File Number:SR-BX-2021-039 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Equity 5 Series of the Exchange's Rulebook Comments Due: October 12, 2021 See Also - Exhibit 5 |
| Release Number:34-92737 | SEC Issue Date:Aug 24, 2021 | File Number:SR-BX-2021-035 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 9, Section 51, Research Analysts Comments Due: September 20, 2021 See Also - Exhibit 5 |
| Release Number:34-92664 | SEC Issue Date:Aug 13, 2021 | File Number:SR-BX-2021-034 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Expiration Timeframe of Long-Term Index Options Series Comments Due: September 9, 2021 See Also - Exhibit 5 |
| Release Number:34-92535 | SEC Issue Date:Jul 30, 2021 | File Number:SR-BX-2021-032 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Options 4 Listing Rules Comments Due: August 26, 2021 See Also - Exhibit 5 |
| Release Number:34-92470 | SEC Issue Date:Jul 22, 2021 | File Number:SR-BX-2021-031 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2 at Section 4, Obligations of Market Makers and Lead Market Makers and Section 5, Market Maker Quotations Comments Due: August 18, 2021 See Also - Exhibit 5 |
| Release Number:34-92409 | SEC Issue Date:Jul 14, 2021 | File Number:SR-BX-2021-030 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4703 Comments Due: August 10, 2021 See Also - Exhibit 5 |
| Release Number:34-92243 | SEC Issue Date:Jun 23, 2021 | File Number:SR-BX-2021-029 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 9, Section 18, Payments for Market Making Comments Due: July 20, 2021 See Also - Exhibit 5 |
| Release Number:34-92230 | SEC Issue Date:Jun 22, 2021 | File Number:SR-BX-2021-028 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees, at Equity 7, Section 118(e) Comments Due: July 19, 2021 See Also - Exhibit 5 |