National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-81418 | SEC Issue Date:Aug 17, 2017 | File Number:SR-NYSEAMER-2017-06 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Certain Rules Adopted in Connection With the Exchange's Transition to a Fully-Automated Cash Equities Market to the List of Minor Rule Violations in Rule 9217 of the Office Rules See Also - Exhibit 5 |
| Release Number:34-81408 | SEC Issue Date:Aug 16, 2017 | File Number:SR-NYSEAMER-2017-04 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE American Options Fee Schedule See Also - Exhibit 5 |
| Release Number:34-81340 | SEC Issue Date:Aug 8, 2017 | File Number:SR-NYSEAMER-2017-03 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .01 and .02 to NYSE American Rule 5.2E(j)(3) To Provide for the Inclusion of Cash in an Index Underlying a Series of Investment Company Units See Also - Exhibit 5 |
| Release Number:34-81337 | SEC Issue Date:Aug 8, 2017 | File Number:SR-NYSEAMER-2017-02 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change in Connection With Its Recent Name Change From NYSE MKT LLC to NYSE American LLC and the Related Rebranding of NYSE Amex Options to NYSE American Options See Also - Exhibit 5a-5b |
| Release Number:34-81232 | SEC Issue Date:Jul 27, 2017 | File Number:SR-NYSEAMER-2017-01 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection With the September 5, 2017 Compliance Date for the Shortening of the Standard Settlement Cycle From Three Business Days After the Trade Date to Two Business Days After the Trade Date See Also - Exhibit 5 |