National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-49418 | SEC Issue Date:Mar 15, 2004 | File Number:SR-PCX-2004-18 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Bid-Ask Differentials |
| Release Number:34-49276 | SEC Issue Date:Feb 19, 2004 | File Number:SR-PCX-2003-70 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. To Amend PCXE Rule 7.40 To Provide for the Dissemination of a Closing Price and Closing Volume View Received Comments |
| Release Number:34-48888 | SEC Issue Date:Dec 5, 2003 | File Number:SR-PCX-2003-46 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Order Approving a Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to Transmission of Identity Orders View Received Comments See Also - Rel. No. 34-48598 |
| Release Number:34-48735 | SEC Issue Date:Oct 31, 2003 | File Number:SR-PCX-2003-50 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the Pacific Exchange, Inc. Relating to its Shareholder Approval Policy for Its Listed Companies Regarding Stock Option Plans and Other Equity Compensation Arrangements |
| Release Number:34-48598 | SEC Issue Date:Oct 7, 2003 | File Number:SR-PCX-2003-46 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Transmission of Identity Orders View Received Comments See Also - Rel. No. 34-48888 |
| Release Number:34-48351 | SEC Issue Date:Aug 15, 2003 | File Number:SR-PCX-2003-34 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Pacific Exchange, Inc., and Amendment No. 1 Thereto, Relating to its Arbitration Program View Received Comments |
| Release Number:34-48333 | SEC Issue Date:Aug 13, 2003 | File Number:SR-PCX-2003-37 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 by the Pacific Exchange, Inc. Relating to a One-Year Extension of the Automatic Opening Rotation Pilot Program |
| Release Number:34-47838 | SEC Issue Date:May 13, 2003 | File Number:SR-PCX-2002-36 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Order Granting Accelerated Approval to Amendments No. 2 and 3 to the Proposed Rule Change by the Pacific Exchange, Inc. Relating to the Exchange's New Trading Platform for Options, PCX Plus View Received Comments See Also - Rel. No. 34-46803, and comment letters |
| Release Number:34-47734 | SEC Issue Date:Apr 24, 2003 | File Number:SR-PCX-2003-13 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Pacific Exchange, Inc. Relating to its Arbitration Program View Received Comments |
| Release Number:34-47577 | SEC Issue Date:Mar 26, 2003 | File Number:SR-PCX-2003-03 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. To Amend the Regulatory Fees Portion of Its Schedule of Fees and Charges To Add a Designated Options Examining Authority Fee for Member Firms That Conduct a Public Options Business View Received Comments |