National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-100129 | SEC Issue Date:May 14, 2024 | File Number:SR-CboeBZX-2024-032 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 11.28(a) to Add Four Additional Market-on-Close Cut-off Times to Cboe Market Close See Also - Exhibit 5 Submit a Comment on SR-CboeBZX-2024-032
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| Release Number:34-100115 | SEC Issue Date:May 13, 2024 | File Number:SR-CboeBZX-2024-007 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs |
| Release Number: 34-100090 | SEC Issue Date:May 9, 2024 | File Number:SR-CboeBZX-2024-034 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5 |
| Release Number:34-100065 | SEC Issue Date:May 6, 2024 | File Number:SR-CboeBZX-2023-087 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Invesco Galaxy Ethereum ETF under BZX Rule 14.11(e)(4), Commodity-Based Trus |
| Release Number:34-100038 | SEC Issue Date:Apr 26, 2024 | File Number:SR-CboeBZX-2024-006 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BZX Post Only Orders at Prices Below $1.00 Comments Due: 21 days after publication in the Federal Register. Rebuttal Comments due 35 days after publication in the Federal Register. Submit a Comment on SR-CboeBZX-2024-006 - Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BZX Post Only Orders at Prices Below $1.00 |
| Release Number: 34-100034 | SEC Issue Date:Apr 25, 2024 | File Number:SR-CboeBZX-2024-026 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of a Proposed Rule Change to Expand BZX Rule 14.11(l) to Permit the Generic Listing and Trading of Multi-class ETF Shares Comments Due: May 22, 2024 View Received Comments See Also - Exhibit 5 |
| Release Number:34-100032 | SEC Issue Date:Apr 25, 2024 | File Number:SR-CboeBZX-2023-062 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Disapproving a Proposed Rule Change to Amend the Initial Period After Commencement of Trading of a Series of Exchange-Traded Fund Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Holders, as Provided in Excha |
| Release Number:34-100013 | SEC Issue Date:Apr 23, 2024 | File Number:SR-CboeBZX-2024-030 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: May 20, 2024 View Received Comments See Also - Exhibit 5 |
| Release Number:34-100015 | SEC Issue Date:Apr 23, 2024 | File Number:SR-CboeBZX-2024-018 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Franklin Ethereum ETF, a Series of the Franklin Ethereum Trust, under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares |
| Release Number:34-100005 | SEC Issue Date:Apr 22, 2024 | File Number:SR-CboeBZX-2024-027 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: May 17, 2024 View Received Comments See Also - Exhibit 5 |