Final Rule
Securities Position Listing Rule
Overview
The Commission is adopting a previously proposed rule requiring clearing agencies to provide securities position listings to issuers whose securities the clearing agency holds in its name or that of its nominee. A securities position listing is a list of the participants in a clearing agency on whose behalf the clearing agency holds the issuer's securities and of their positions in the issuer's securities as of a specified date.
Details
Rule Type
Final
Release Number
34-16443
SEC Issue Date
Dec. 20, 1979