Insider Transactions Data Sets
Contents
6.3 U.S.
State/Country Codes and Descriptions.
Under Section 16
of the Securities Exchange Act of 1934, senior executives, directors, and
large-block shareholders are required to make ongoing filings about their
company stock holdings to report any changes. These filings are made on Form 3,
Form 4, and Form 5 and submitted to SEC’s Electronic
Data Gathering, Analysis, and Retrieval (EDGAR) system. The EDGAR Forms 3, 4,
and 5 provide information from corporate
insiders (i.e., company's officers and directors, and any beneficial owners of
more than ten percent of a class of the company's equity securities registered
under Section 12 of the Securities Exchange Act of 1934) file with the SEC a
statement of ownership regarding those securities. The Insider
Transactions data sets are extracted from EDGAR Ownership XML submissions in a
flat file format to assist users in constructing the data for analysis.
The data has been automatically and directly taken from submissions created by
the registrants and provided as-filed. The data will be published
quarterly. Data contained in documents filed after 5:30pm EST on the last business
day of the quarter will be included in the next quarterly posting.
The following table lists the submission types for EDGAR Ownership Forms 3, 4, and 5 filings which are included in the data sets.
|
DOCUMENT TYPE |
DESCRIPTION |
|
Form 3 |
Initial Statement of Beneficial Ownership of Securities |
|
Form 3/A |
Amendment of a previous Form 3 |
|
Form 4 |
Statement of Changes of Beneficial Ownership of Securities |
|
Form 4/A |
Amendment of a previous Form 4 |
|
Form 5 |
Annual Statement of Beneficial Ownership of Securities |
|
Form 5/A |
Amendment of a previous Form 5 |
DISCLAIMER: The Insider Transactions data sets contain information derived from structured data filed with the Commission by individual registrants as well as Commission-generated filing identifiers. Because the data is derived from information provided by individual registrants, we cannot guarantee the accuracy of the data. In addition, it is possible inaccuracies or other errors were introduced into the data during the process of extracting the data and compiling. Finally, the data does not reflect all available information, including certain metadata associated with Commission filings. The data is intended to assist the public in analyzing data contained in Commission filings; however, it is not a substitute for such filings. Investors should review the full Commission filings before making any investment decision.
The Insider Transactions data sets consists of XML data submitted from January 2006 through current period.
Note: EDGAR Technical Specifications provides information on Ownership XML Technical Specifications Document.
Note that the data sets include information "as filed" in EDGAR document submissions including amendments of prior submissions. Data in this submitted form may contain redundancies, inconsistencies, and discrepancies relative to prior submissions and other publication formats. There are up to eight (8) data files. Each quarterly data set is accompanied by a metadata file conforming to the W3C specification for tabular data (https://www.w3.org/TR/2015/REC-tabular-data-model-20151217/) that encodes the following information about the data files and their relationships to each other.
1.
SUBMISSION identifies
the XML submissions, filer and issuer information, with each row having the
primary key ACCESSION_NUMBER.
2.
REPORTINGOWNER provides
details of the reporting owner(s) with each row having ACCESSION_NUMBER and RPTOWNERCIK
as the keys.
3.
NONDERIV_TRANS contains the
non-derivative transaction information reported in Table I with each row having
ACCESSION_NUMBER and NONDERIV_TRANS_SK as the keys.
4.
NONDERIV_HOLDING provides the
non-derivative holding information reported in Table I with each row having ACCESSION_NUMBER and NONDERIV_HOLDING_SK as the keys.
5.
DERIV_TRANS contains the
derivative transaction information reported in Table II with each row having ACCESSION_NUMBER and DERIV_TRANS_SK as the keys.
6.
DERIV_HOLDING provides the
derivative holding information reported in Table II with each row having ACCESSION_NUMBER and DERIV_HOLDING_SK as the keys.
7.
FOOTNOTES provides the
footnotes details for a field with each row having ACCESSION_NUMBER and
FOOTNOTE_ID as the keys.
8.
OWNER_SIGNATURE data contains
the signature information with each row having ACCESSION_NUMBER and OWNERSIGNATURENAME as the keys.
Each of the eight (8) data files provide text format, tab delimited, UTF-8 encoding.
The fields in the tables below provide the following information: field name, description, data format, maximum field size, an indication of whether or not the field may be NULL (yes or no), and key.
The Key field indicates whether the field is part of a unique index on the data. There are two possible values for this field:
· "*" Indicates the field is part of the unique key for the row.
· Empty (nothing in field) means the field is not part of the unique compound key.
|
Field
Name |
Description |
Data
Type |
Nullable |
Key |
|
ACCESSION_NUMBER |
Unique
identifier assigned by the SEC to each EDGAR submission. |
VARCHAR2
(25) |
No |
* |
|
FILING_DATE |
Filing
date with the Commission; sourced from EDGAR in (DD-MON-YYYY) format. |
DATE |
No |
|
|
PERIOD_OF_REPORT |
Date
of event requiring statement in (DD-MON-YYYY) format. |
DATE
|
No |
|
|
DATE_OF_ORIG_SUB |
If
the original form is amended, this field corresponds to the date of original
filing in (DD-MON-YYYY) format. |
DATE
|
Yes |
|
|
NO_SECURITIES_OWNED |
Derived
value on Form 3 based on the number of entries in <nonDerativeTable>
and <DerativeTable> sections of document. True (1) for no securities are
beneficially owned; otherwise false (0). |
VARCHAR
(1) |
Yes |
|
|
NOT_SUBJECT_SEC16 |
In
a Form 4 or Form 5, true (1) for a reporting person not subject to Section 16
and no transaction or holdings reporting in <nonDerativeTable> and
<DerativeTable> sections of document. |
VARCHAR
(1) |
Yes |
|
|
FORM3_HOLDING_REPORTED |
EDGAR
derived value on Form 5 based on the number of <nonDerivativeHolding>
and <derivativeHolding> elements with a <transactionFormType>
value of “3.” If at least one “3” holding is being
reported, EDGAR will set this element to true (1). Otherwise, it will be set
to false (0). |
VARCHAR
(1) |
Yes |
|
|
FORM4_TRANS_REPORTED |
EDGAR
derived value on Form 5 based on the number of
<nonDerivativeTransaction> and <derivativeTransaction> elements
with a <transactionFormType> value of “4.” If at least one “4”
transaction is being reported, EDGAR will set this element to true (1).
Otherwise, it will be set to false (0). |
VARCHAR(1) |
Yes |
|
|
DOCUMENT_TYPE |
Submission
type is either an initial filing Form 3, 4, 5 or an amendment of either 3/A,
4/A or 5/A. |
VARCHAR
(20) |
No |
|
|
ISSUERCIK |
Central
Index Key of issuer. |
VARCHAR2
(10) |
No |
|
|
ISSUERNAME |
Name
of the issuer. |
VARCHAR2
(150) |
No |
|
|
ISSUERTRADINGSYMBOL |
Issuer
trading symbol. |
VARCHAR2
(10) |
No |
|
|
REMARKS |
Remarks
from reporting owner. |
VARCHAR2
(2000) |
Yes |
|
|
Field
Name |
Description |
Data
Type |
Nullable |
Key |
|
ACCESSION_NUMBER |
Unique identifier assigned by the SEC to each EDGAR submission. |
VARCHAR2 (25) |
No |
* |
|
RPTOWNERCIK |
Central Index Key of reporting owner. |
VARCHAR2 (10) |
No |
* |
|
RPTOWNERNAME |
Reporting owner name. |
VARCHAR2 (150) |
No |
|
|
RPTOWNER_RELATIONSHIP |
Reporting owner relationship OFFICER, DIRECTOR, TENPERCENTOWNER,
OTHER. |
VARCHAR2 (100) |
No |
|
|
RPTOWNER_TITLE |
Reporting owner title; required if relationship is
‘DIRECTOR’. |
VARCHAR2 (150) |
Yes |
|
|
RPTOWNER_TXT |
Additional details for reporting owner relationship 'OTHER'. |
VARCHAR2 (50) |
Yes |
|
|
RPTOWNER_STREET1 |
Reporting owner street address first line. |
VARCHAR2 (150) |
No |
|
|
RPTOWNER_STREET2 |
Reporting owner street address second line. |
VARCHAR2 (150) |
Yes |
|
|
RPTOWNER_CITY |
Reporting owner city. |
VARCHAR2 (150) |
No |
|
|
RPTOWNER_STATE |
Reporting owner state or country code. |
VARCHAR2 (2) |
No |
|
|
RPTOWNER_ZIPCODE |
Reporting owner address zip code. |
VARCHAR2 (10) |
No |
|
|
RPTOWNER_STATE_DESC |
Description of reporting owner state. |
VARCHAR2 (150) |
Yes |
|
|
FILE_NUMBER |
File number assigned by the Commission; sourced from EDGAR. |
VARCHAR2 (30) |
Yes |
|
|
Field
Name |
Description |
Data
Type |
Nullable |
Key |
|
ACCESSION_NUMBER |
Unique
identifier assigned by the SEC to each EDGAR submission. |
VARCHAR2
(25) |
No |
* |
|
NONDERIV_TRANS_SK |
Non-derivative
transaction surrogate key. |
NUMBER(38) |
No |
* |
|
SECURITY_TITLE |
Security
title |
VARCHAR2
(60) |
No |
|
|
SECURITY_TITLE_FN |
Security
title footnote id. |
VARCHAR
(150) |
Yes |
|
|
TRANS_DATE |
Transaction
date in (DD-MON-YYYY) format. |
DATE
|
No |
|
|
TRANS_DATE_FN |
Transaction date footnote id. |
VARCHAR
(150) |
Yes |
|
|
DEEMED_EXECUTION_DATE |
Deemed execution date in (DD-MON-YYYY) format. |
DATE
|
Yes |
|
|
DEEMED_EXECUTION_DATE_FN |
Deemed execution date footnote id. |
VARCHAR
(150) |
Yes |
|
|
TRANS_FORM_TYPE |
Transaction form type. |
VARCHAR2
(1) |
Yes |
|
|
TRANS_CODE |
Transaction code (values and descriptions are listed
in the Appendix section 6.2 Trans Code List). |
VARCHAR2
(1) |
Yes |
|
|
EQUITY_SWAP_INVOLVED |
Indicator to show if the transaction involves an
equity swap. |
CHAR(1) |
Yes |
|
|
EQUITY_SWAP_TRANS_CD_FN |
Transaction involving equity swap footnote id. |
VARCHAR
(150) |
Yes |
|
|
TRANS_TIMELINESS |
Transaction timeliness (values and meanings are
listed in the Appendix section 6.1 Trans Timeliness). |
VARCHAR2
(1) |
Yes |
|
|
TRANS_TIMELINESS_FN |
Transaction timeliness footnote id. |
VARCHAR
(150) |
Yes |
|
|
TRANS_SHARES |
Transaction shares reported when Securities Acquired
(A) or Disposed of (D). |
NUMBER(16,2) |
Yes |
|
|
TRANS_SHARES_FN |
Transaction shares reported when Securities Acquired
(A) or Disposed of (D) footnote id. |
VARCHAR
(150) |
Yes |
|
|
TRANS_PRICEPERSHARE |
Price of non-Derivative Transaction Security. |
NUMBER(16,2) |
Yes |
|
|
TRANS_PRICEPERSHARE_FN |
Price of non-Derivative Transaction Security
footnote id. |
VARCHAR
(150) |
Yes |
|
|
TRANS_ACQUIRED_DISP_CD |
Transaction code reported when Securities Acquired
(A) or Disposed of (D). |
VARCHAR2
(1) |
No |
|
|
TRANS_ACQUIRED_DISP_CD_FN |
Transaction code reported when Securities Acquired
(A) or Disposed of (D) footnote id. |
VARCHAR
(150) |
Yes |
|
|
SHRS_OWND_FOLWNG_TRANS |
Shares owned following reported transaction(s). |
NUMBER(16,2) |
Yes |
|
|
SHRS_OWND_FOLWNG_TRANS_FN |
Shares owned following reported transaction(s)
footnote id. |
VARCHAR
(150) |
Yes |
|
|
VALU_OWND_FOLWNG_TRANS |
Value owned following reported transaction(s). |
NUMBER(16,2) |
Yes |
|
|
VALU_OWND_FOLWNG_TRANS_FN |
Value owned following reported transaction(s)
footnote id. |
VARCHAR
(150) |
Yes |
|
|
DIRECT_INDIRECT_OWNERSHIP |
Direct or Indirect ownership. |
VARCHAR(5) |
No |
|
|
DIRECT_INDIRECT_OWNERSHIP_FN |
Direct or Indirect ownership footnote id. |
VARCHAR
(150) |
Yes |
|
|
NATURE_OF_OWNERSHIP |
Nature of ownership. |
VARCHAR2
(100) |
Yes |
|
|
NATURE_OF_OWNERSHIP_FN |
Nature of ownership footnote id. |
VARCHAR
(150) |
Yes |
|
|
Field
Name |
Description |
Data
Type |
Nullable |
Key |
|
ACCESSION_NUMBER |
Unique
identifier assigned by the SEC to each EDGAR submission. |
VARCHAR2
(25) |
No |
* |
|
NONDERIV_HOLDING_SK |
Non-derivative
holding surrogate key. |
NUMBER(38) |
No |
* |
|
SECURITY_TITLE |
Security
title. |
VARCHAR2
(60) |
No |
|
|
SECURITY_TITLE_FN |
Security title footnote id. |
VARCHAR
(150) |
Yes |
|
|
TRANS_FORM_TYPE |
Transaction form type. |
VARCHAR2
(1) |
Yes |
|
|
TRANS_FORM_TYPE_FN |
Transaction form type footnote id. |
VARCHAR
(150) |
Yes |
|
|
SHRS_OWND_FOLWNG_TRANS |
Shares owned following reported transaction(s). |
NUMBER(16,2) |
Yes |
|
|
SHRS_OWND_FOLWNG_TRANS_FN |
Shares owned following transaction(s) footnote id. |
VARCHAR
(150) |
Yes |
|
|
VALU_OWND_FOLWNG_TRANS |
Value owned following reported transaction(s)
footnote id. |
NUMBER(16,2) |
Yes |
|
|
VALU_OWND_FOLWNG_TRANS_FN |
Value owned following transaction(s) footnote id. |
VARCHAR
(150) |
Yes |
|
|
DIRECT_INDIRECT_OWNERSHIP |
Direct or indirect ownership. |
VARCHAR2
(5) |
No |
|
|
DIRECT_INDIRECT_OWNERSHIP_FN |
Direct or indirect ownership footnote id. |
VARCHAR
(150) |
Yes |
|
|
NATURE_OF_OWNERSHIP |
Nature of indirect beneficial ownership. |
VARCHAR2
(100) |
Yes |
|
|
NATURE_OF_OWNERSHIP_FN |
Nature of indirect beneficial ownership footnote id. |
VARCHAR
(150) |
Yes |
|
|
Field
Name |
Description |
Data
Type |
Nullable |
Key |
|
ACCESSION_NUMBER |
Unique
identifier assigned by the SEC to each EDGAR submission. |
VARCHAR2
(25) |
No |
* |
|
DERIV_TRANS_SK |
Derivative
transaction surrogate key. |
NUMBER(38) |
No |
* |
|
SECURITY_TITLE |
Title
of derivative security. |
VARCHAR2
(60) |
No |
|
|
SECURITY_TITLE_FN |
Title
of derivative security footnote id. |
VARCHAR
(150) |
Yes |
|
|
CONV_EXERCISE_PRICE |
Conversion
or exercise price. |
NUMBER(16,2) |
Yes |
|
|
CONV_EXERCISE_PRICE_FN |
Conversion
or exercise price footnote id. |
VARCHAR
(150) |
Yes |
|
|
TRANS_DATE |
Transaction
date in (DD-MON-YYYY) format. |
DATE
|
No |
|
|
TRANS_DATE_FN |
Transaction
date footnote id. |
VARCHAR
(150) |
Yes |
|
|
DEEMED_EXECUTION_DATE |
Deemed
execution date in (DD-MON-YYYY) format. |
DATE
|
Yes |
|
|
DEEMED_EXECUTION_DATE_FN |
Deemed
execution date footnote id. |
VARCHAR
(150) |
Yes |
|
|
TRANS_FORM_TYPE |
Transaction
form type. |
VARCHAR2
(1) |
Yes |
|
|
TRANS_CODE |
Transaction code (values and descriptions are listed
in the Appendix section 6.2 Trans Code List). |
VARCHAR2
(1) |
Yes |
|
|
EQUITY_SWAP_INVOLVED |
Indicator to show if the transaction involves an
equity swap. |
CHAR(1) |
Yes |
|
|
EQUITY_SWAP_TRANS_CD_FN |
Transaction involving equity swap footnote id. |
VARCHAR
(150) |
Yes |
|
|
TRANS_TIMELINESS |
Transaction timeliness (values and meanings are
listed in the Appendix section 6.1 Trans Timeliness). |
VARCHAR2
(1) |
Yes |
|
|
TRANS_TIMELINESS_FN |
Transaction
timeliness footnote id. |
VARCHAR
(150) |
Yes |
|
|
TRANS_SHARES |
Transaction
shares reported when Securities Acquired (A) or Disposed of (D). |
NUMBER(16,2) |
Yes |
|
|
TRANS_SHARES_FN |
Transaction
shares reported when Securities Acquired (A) or Disposed of (D) footnote id. |
VARCHAR
(150) |
Yes |
|
|
TRANS_TOTAL_VALUE |
Transaction
total value reported when Securities Acquired (A) or Disposed of (D). |
NUMBER(16,2) |
Yes |
|
|
TRANS_TOTAL_VALUE_FN |
Transaction
total value reported when Securities Acquired (A) or Disposed of (D) footnote
id. |
VARCHAR
(150) |
Yes |
|
|
TRANS_PRICEPERSHARE |
Price
of Derivative Security. |
NUMBER(16,2) |
Yes |
|
|
TRANS_PRICEPERSHARE_FN |
Price
of Derivative Security footnote id. |
VARCHAR
(150) |
Yes |
|
|
TRANS_ACQUIRED_DISP_CD |
Transaction
code reported when Securities Acquired (A) or Disposed of (D). |
VARCHAR2
(1) |
No |
|
|
TRANS_ACQUIRED_DISP_CD_FN |
Transaction
code reported when Securities Acquired (A) or Disposed of (D) footnote id. |
VARCHAR
(150) |
Yes |
|
|
EXCERCISE_DATE |
Date
exercisable in (DD-MON-YYYY) format. |
DATE
|
Yes |
|
|
EXCERCISE_DATE_FN |
Date
exercisable footnote id. |
VARCHAR
(150) |
Yes |
|
|
EXPIRATION_DATE |
Expiration
date in (DD-MON-YYYY) format. |
DATE
|
Yes |
|
|
EXPIRATION_DATE_FN |
Expiration
date footnote id |
VARCHAR
(150) |
Yes |
|
|
UNDLYNG_SEC_TITLE |
Title
of underlying securities. |
VARCHAR2
(50) |
No |
|
|
UNDLYNG_SEC_TITLE_FN |
Title
of underlying securities footnote id. |
VARCHAR
(150) |
Yes |
|
|
UNDLYNG_SEC_SHARES |
Number
of shares owned of underlying securities. |
NUMBER(16,2) |
No |
|
|
UNDLYNG_SEC_SHARES_FN |
Number
of shares owned of underlying securities footnote id. |
VARCHAR
(150) |
Yes |
|
|
UNDLYNG_SEC_VALUE |
Value
of underlying securities. |
NUMBER(16,2) |
Yes |
|
|
UNDLYNG_SEC_VALUE_FN |
Value
of underlying securities footnote id. |
VARCHAR
(150) |
Yes |
|
|
SHRS_OWND_FOLWNG_TRANS |
Shares owned following reported transaction(s). |
NUMBER(16,2) |
Yes |
|
|
SHRS_OWND_FOLWNG_TRANS_FN |
Shares owned following reported transaction(s)
footnote id. |
VARCHAR
(150) |
Yes |
|
|
VALU_OWND_FOLWNG_TRANS |
Value owned following reported transaction(s). |
NUMBER(16,2) |
Yes |
|
|
VALU_OWND_FOLWNG_TRANS_FN |
Value owned following reported transaction(s)
footnote id. |
VARCHAR
(150) |
Yes |
|
|
DIRECT_INDIRECT_OWNERSHIP |
Direct
or indirect ownership. |
VARCHAR2
(5) |
No |
|
|
DIRECT_INDIRECT_OWNERSHIP_FN |
Direct
or indirect ownership footnote id. |
VARCHAR
(150) |
Yes |
|
|
NATURE_OF_OWNERSHIP |
Nature
of ownership. |
VARCHAR2
(100) |
Yes |
|
|
NATURE_OF_OWNERSHIP_FN |
Nature
of ownership footnote id. |
VARCHAR
(150) |
Yes |
|
|
Field
Name |
Description |
Data
Type |
Nullable |
Key |
|
ACCESSION_NUMBER |
Unique
identifier assigned by the SEC to each EDGAR submission. |
VARCHAR2
(25) |
No |
* |
|
DERIV_HOLDING_SK |
Derivative
holding surrogate key. |
NUMBER(38) |
No |
* |
|
SECURITY_TITLE |
Title
of derivative security. |
VARCHAR2
(60) |
No |
|
|
SECURITY_TITLE_FN |
Title of derivative security footnote id. |
VARCHAR
(150) |
Yes |
|
|
CONV_EXERCISE_PRICE |
Conversion or exercise price. |
NUMBER(16,2) |
Yes |
|
|
CONV_EXERCISE_PRICE_FN |
Conversion or exercise price footnote id. |
VARCHAR
(150) |
Yes |
|
|
TRANS_FORM_TYPE |
Transaction form type. |
VARCHAR2
(1) |
Yes |
|
|
TRANS_FORM_TYPE_FN |
Transaction form type footnote id. |
VARCHAR
(150) |
Yes |
|
|
EXERCISE_DATE |
Date exercisable in (DD-MON-YYYY) format. |
DATE
|
Yes |
|
|
EXERCISE_DATE_FN |
Date exercisable footnote id. |
VARCHAR
(150) |
Yes |
|
|
EXPIRATION_DATE |
Expiration date in (DD-MON-YYYY) format. |
DATE
|
Yes |
|
|
EXPIRATION_DATE_FN |
Expiration date footnote id. |
VARCHAR
(150) |
Yes |
|
|
UNDLYNG_SEC_TITLE |
Title of underlying securities. |
VARCHAR2
(20) |
No |
|
|
UNDLYNG_SEC_TITLE_FN |
Title of underlying securities footnote id. |
VARCHAR
(150) |
Yes |
|
|
UNDLYNG_SEC_SHARES |
Number of shares reported of underlying securities. |
NUMBER(16,2) |
Yes |
|
|
UNDLYNG_SEC_SHARES_FN |
Number of shares reported of underlying securities
footnote id. |
VARCHAR
(150) |
Yes |
|
|
UNDLYNG_SEC_VALUE |
Amount of underlying securities value. |
NUMBER(16,2) |
Yes |
|
|
UNDLYNG_SEC_VALUE_FN |
Amount of underlying securities value footnote id. |
VARCHAR
(150) |
Yes |
|
|
SHRS_OWND_FOLWNG_TRANS |
Shares owned following reported transaction(s). |
NUMBER(16,2) |
Yes |
|
|
SHRS_OWND_FOLWNG_TRANS_FN |
Shares owned following reported transaction(s)
footnote id. |
VARCHAR
(150) |
Yes |
|
|
VALU_OWND_FOLWNG_TRANS |
Value owned following reported transaction(s). |
NUMBER(16,2) |
Yes |
|
|
VALU_OWND_FOLWNG_TRANS_FN |
Value owned following reported transaction(s) footnote
id. |
VARCHAR
(150) |
Yes |
|
|
DIRECT_INDIRECT_OWNERSHIP |
Ownership Form: Direct or Indirect |
VARCHAR2
(5) |
No |
|
|
DIRECT_INDIRECT_OWNERSHIP_FN |
Ownership Form: Direct or Indirect footnote id |
VARCHAR
(150) |
Yes |
|
|
NATURE_OF_OWNERSHIP |
Nature of ownership. |
VARCHAR2
(100) |
Yes |
|
|
NATURE_OF_OWNERSHIP_FN |
Nature of ownership footnote id. |
VARCHAR
(150) |
Yes |
|
|
Field Name |
Description |
Data Type |
Nullable |
Key |
|
ACCESSION_NUMBER |
Unique identifier
assigned by the SEC to each EDGAR submission. |
VARCHAR2 (25) |
No |
* |
|
FOOTNOTE_ID |
Footnote identifier. |
VARCHAR2 (10) |
No |
* |
|
FOOTNOTE_TXT |
Footnote text. |
VARCHAR2 (2000) |
No |
|
|
Field Name |
Description |
Data Type |
Nullable |
Key |
|
ACCESSION_NUMBER |
Unique identifier
assigned by the SEC to each EDGAR submission |
VARCHAR2 (25) |
No |
* |
|
OWNERSIGNATURENAME |
Reporting owner
signature name |
VARCHAR2 (255) |
No |
* |
|
OWNERSIGNATUREDATE |
Reporting owner
signature date
in (DD-MON-YYYY) format |
DATE |
No |
|
|
Value |
Meaning |
|
E |
Early |
|
L |
Late |
|
Empty |
On-time |
|
Value |
Meaning |
|
A |
Grant, award or other acquisition pursuant to Rule 16b-3(d) |
|
C |
Conversion of derivative security |
|
D |
Disposition to the issuer of issuer equity securities pursuant
to Rule 16b-3(e) |
|
E |
Expiration of short derivative position |
|
F |
Payment of exercise price or tax liability by delivering or
withholding securities incident to the receipt, exercise or vesting of a
security issued in accordance with Rule 16b-3 |
|
G |
Bona fide gift |
|
H |
Expiration (or cancellation) of long derivative position with
value received |
|
I |
Discretionary transaction in accordance with Rule 16b-3(f)
resulting in acquisition or disposition of issuer securities |
|
J |
Other acquisition or disposition (describe transaction) |
|
L |
Small acquisition under Rule 16a-6 |
|
M |
Exercise or conversion of derivative security exempted pursuant
to Rule 16b-3 |
|
O |
Exercise of out-of-the-money derivative security |
|
P |
Open market or private purchase of non-derivative or derivative
security |
|
S |
Open market or private sale of non-derivative or derivative
security |
|
U |
Disposition pursuant to a tender of shares in a change of
control transaction |
|
W |
Acquisition or disposition by will or the laws of descent and
distribution |
|
X |
Exercise of in-the-money or at-the-money derivative security |
|
Z |
Deposit into or withdrawal from voting trust |
AL ALABAMA
AK ALASKA
AZ ARIZONA
AR ARKANSAS
CA CALIFORNIA
CO COLORADO
CT CONNECTICUT
DE DELAWARE
DC DISTRICT OF COLUMBIA
FL FLORIDA
GA GEORGIA
GU GUAM
HI HAWAII
ID IDAHO
IL ILLINOIS
IN INDIANA
IA IOWA
KS KANSAS
KY KENTUCKY
LA LOUISIANA
ME MAINE
MD MARYLAND
MA MASSACHUSETTS
MI MICHIGAN
MN MINNESOTA
MS MISSISSIPPI
MO MISSOURI
MT MONTANA
NE NEBRASKA
NV NEVADA
NH NEW HAMPSHIRE
NJ NEW JERSEY
NM NEW MEXICO
NY NEW YORK
NC NORTH CAROLINA
ND NORTH DAKOTA
OH OHIO
OK OKLAHOMA
OR OREGON
PA PENNSYLVANIA
RI RHODE ISLAND
SC SOUTH CAROLINA
SD SOUTH DAKOTA
TN TENNESSEE
TX TEXAS
UT UTAH
VT VERMONT
VA VIRGINIA
WA WASHINGTON
WV WEST VIRGINIA
WI WISCONSIN
WY WYOMING
PR PUERTO RICO
VI VIRGIN ISLANDS, U.S.
A0 ALBERTA, CANADA
A1 BRITISH COLUMBIA, CANADA
Z4 CANADA (FEDERAL LEVEL)
A2 MANITOBA, CANADA
A3 NEW BRUNSWICK, CANADA
A4 NEWFOUNDLAND, CANADA
A5 NOVA SCOTIA, CANADA
A6 ONTARIO, CANADA
A7 PRINCE EDWARD ISLAND, CANADA
A8 QUEBEC, CANADA
A9 SASKATCHEWAN, CANADA
B0 YUKON, CANADA
B2 AFGHANISTAN
Y6 ALAND ISLANDS
B3 ALBANIA
B4 ALGERIA
B5 AMERICAN SAMOA
B6 ANDORRA
B7 ANGOLA
1A ANGUILLA
B8 ANTARCTICA
B9 ANTIGUA AND BARBUDA
C1 ARGENTINA
1B ARMENIA
1C ARUBA
C3 AUSTRALIA
C4 AUSTRIA
1D AZERBAIJAN
C5 BAHAMAS
C6 BAHRAIN
C7 BANGLADESH
C8 BARBADOS
1F BELARUS
C9 BELGIUM
D1 BELIZE
G6 BENIN
D0 BERMUDA
D2 BHUTAN
D3 BOLIVIA
1E BOSNIA AND HERZEGOVINA
B1 BOTSWANA
D4 BOUVET ISLAND
D5 BRAZIL
D6 BRITISH INDIAN OCEAN TERRITORY
D9 BRUNEI DARUSSALAM
E0 BULGARIA
X2 BURKINA FASO
E2 BURUNDI
E3 CAMBODIA
E4 CAMEROON
E8 CAPE VERDE
E9 CAYMAN ISLANDS
F0 CENTRAL AFRICAN REPUBLIC
F2 CHAD
F3 CHILE
F4 CHINA
F6 CHRISTMAS ISLAND
F7 COCOS (KEELING) ISLANDS
F8 COLOMBIA
F9 COMOROS
G0 CONGO
Y3 CONGO, THE DEMOCRATIC REPUBLIC OF THE
G1 COOK ISLANDS
G2 COSTA RICA
L7 COTE D'IVOIRE
1M CROATIA
G3 CUBA
G4 CYPRUS
2N CZECH REPUBLIC
G7 DENMARK
1G DJIBOUTI
G9 DOMINICA
G8 DOMINICAN REPUBLIC
H1 ECUADOR
H2 EGYPT
H3 EL SALVADOR
H4 EQUATORIAL GUINEA
1J ERITREA
1H ESTONIA
H5 ETHIOPIA
H7 FALKLAND ISLANDS (MALVINAS)
H6 FAROE ISLANDS
H8 FIJI
H9 FINLAND
I0 FRANCE
I3 FRENCH GUIANA
I4 FRENCH POLYNESIA
2C FRENCH SOUTHERN TERRITORIES
I5 GABON
I6 GAMBIA
2Q GEORGIA
2M GERMANY
J0 GHANA
J1 GIBRALTAR
J3 GREECE
J4 GREENLAND
J5 GRENADA
J6 GUADELOUPE
J8 GUATEMALA
Y7 GUERNSEY
J9 GUINEA
S0 GUINEA-BISSAU
K0 GUYANA
K1 HAITI
K4 HEARD ISLAND AND MCDONALD ISLANDS
X4 HOLY SEE (VATICAN CITY STATE)
K2 HONDURAS
K3 HONG KONG
K5 HUNGARY
K6 ICELAND
K7 INDIA