Other
Information for Certain Types of Transactions and Filers
Feb. 4, 2020
Beneficial Ownership Reporting
The links below will take you to an index from which you may select the desired item. The descriptions on this page include, in brackets, the specific citation to look for in the index.
Item |
Description |
|---|---|
| Regulation 13D-G | Securities ownership [17 CFR 240.13d-1 - 240.13d-102] |
| Schedule 13D | Statement of beneficial ownership [17 CFR 240.13d-101] |
| Schedule 13G | Statement of beneficial ownership [17 CFR 240.13d-102] |
Going Private Transactions
The links below will take you to an index from which you may select the desired item. The descriptions on this page include, in brackets, the specific citation to look for in the index.
Item |
Description |
|---|---|
| Regulation M-A | Mergers and acquisitions [17 CFR 229.1000 - 229.1016] |
| Rule 13e-1 | Purchase of securities by issuer thereof [17 CFR 240.13e-1] |
| Rule 13e-3 | Going private transactions [17 CFR 240.13e-3] |
| Schedule 13E-3 | Rule 13e-3 transaction statement under Section 13(e) of the Exchange Act [17 CFR 240.13e-100] |
Proxy Solicitations
The links below will take you to an index from which you may select the desired item. The descriptions on this page include, in brackets, the specific citation to look for in the index.
Item |
Description |
|---|---|
| Regulation M-A | Mergers and acquisitions [17 CFR 229.1000 - 229.1016] |
| Regulation 14A | Solicitation of proxies [17 CFR 240.14a-1 - 240.14b-2] |
| Schedule 14A | Proxy statement pursuant to Section 14(a) of the Exchange Act [17 CFR 240.14a-101] |
| Regulation 14C | Distribution of information pursuant to Section 14(c) of the Exchange Act [17 CFR 240.14c-1 - 240.14c-101] |
| Schedule 14C | Information statement pursuant to Section 14(c) of the Exchange Act [17 CFR 240.14c-101] |
Tender Offers
Most of the links below will take you to an index from which you may select the desired item. In those cases, the descriptions on this page include, in brackets, the specific citation to look for in the index.
Item |
Description |
|---|---|
| Regulation M-A | Mergers and acquisitions [17 CFR 229.1000 - 229.1016] |
| Rules 800, 801, 802 | Exemptions for cross-border rights offerings, exchange offers and business combinations [17 CFR 230.800 - 17 CFR 230.802] |
| Rule 13e-4 | Tender offers by issuers [17 CFR 240.13e-4] |
| Regulation 14D | Disclosure requirements and minimum time for tender offers [17 CFR 240.14d-1 - 240.14d-103] |
| Regulation 14E | Tender offer rules [17 CFR 240.14e-1 - 240.14f-1] |
| Schedule 14D-9 | Solicitation/recommendation statement under Section 14(d)(4) of the Exchange Act [17 CFR 240.14d-101] |
| Schedule TO | Tender offer statement under Section 14(d)(1) or 13(e)(1) of the Exchange Act [17 CFR 240.14d-100] |
| Form CB | Tender offer/rights offering notification form |