Final Rule
Covered Securities of Bats Exchange, Inc.
Overview
The Securities and Exchange Commission ("SEC' or "Commission') is adopting an amendment to Rule 146 under Section 18 of the Securities Act of 1933, as amended, ("Securities Act') to designate certain securities listed, or authorized for listing, on BATS Exchange, Inc. ("BATS' or "Exchange') as covered securities for purposes of Section 18 of the Securities Act. Covered securities under Section 18 of the Securities Act are exempt from state law registration requirements. The Commission also is making corrections to the rule text to reflect name changes.
Prior Actions
Proposed Rule (33-9251)
Release Number
33-9251
SEC Issue Date
Aug. 8, 2011
Federal Register Publish Date
Aug. 11, 2011
Document Citation
76 FR 49698
RIN
3235-AL20
Resources
Details
File Number
S7-31-11
Rule Type
Final
Release Number
33-9295
SEC Issue Date
Jan. 20, 2012
Effective Date
February 24, 2012
Federal Register Publish Date
Jan. 25, 2012
Document Citation
77 FR 3590
RIN
3235-AL20