Administrative Proceeding File No. 3-20531
Respondents
Horter Investment Management, LLC and Drew K. Horter
Administrative Proceeding File No. 3-20531 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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| Release Date: | Release Number:IA-6572 | Other Release Numbers: | Name of Document: Order Extending Time to Issue Decision |
| Release Date: | Release Number:IA-6295 | Other Release Numbers: | Name of Document: Horter Investment Management, LLC and Drew K. Horter |
| Release Date: | Release Number:1414 | Other Release Numbers: | Name of Document: Initial Decision |
| Release Date: | Release Number:AP-6888 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6878 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:IA-6182 | Other Release Numbers: | Name of Document: Order Making Findings and Imposing a Cease-and-Desist Order Pursuant to Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Ordering Continuation of Proceedings |
| Release Date: | Release Number:AP-6873 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6864 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6849 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6848 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6846 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:AP-6843 | Other Release Numbers: | Name of Document: Order Designating Presiding Judge |
| Release Date: | Release Number:34-94725 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:IA-5969 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:IA-5953 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:IA-5925 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:IA-5897 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:IA-5890 | Other Release Numbers: | Name of Document: Protective Order |
| Release Date: | Release Number:IA-5871 | Other Release Numbers: | Name of Document: Order |
| Release Date: | Release Number:IA-5861 | Other Release Numbers: | Name of Document: Order Regarding Service |
| Release Date: | Release Number:IA-5853 | Other Release Numbers: | Name of Document: Order Instituting Administrative and Cease and Desist Proceedings Pursuant to Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940 and Notice of Hearing |