Administrative Proceeding File No. 3-18098
Respondents
Teran, Alfred C.
Administrative Proceeding File No. 3-18098 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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|---|---|---|---|
| Release Date: | Release Number:34-86886 |
Other Release Numbers:
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Name of Document: Order Making Findings and Imposing Disgorgement and Prejudgment Interest Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Section 9(b) of the Investment Company Act of 1940 as to Alfred C. Teran |
| Release Date: | Release Number:AP-6608 | Other Release Numbers: | Name of Document: Order Staying Proceeding |
| Release Date: | Release Number:AP-6588 | Other Release Numbers: | Name of Document: Order Deferring Decision On Summary Disposition Motion and Directing Supplemental Filings |
| Release Date: | Release Number:AP-6504 | Other Release Numbers: | Name of Document: Order Redesignating Presiding Judge |
| Release Date: | Release Number:AP-6451 | Other Release Numbers: | Name of Document: Second Order Extending Deadlines |
| Release Date: | Release Number:AP-6436 | Other Release Numbers: | Name of Document: Order Extending Deadlines |
| Release Date: | Release Number:AP-6396 | Other Release Numbers: | Name of Document: Order Following Settlement |
| Release Date: | Release Number:34-84794 |
Other Release Numbers:
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Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Section 9(b) of the Investment Company Act of 1940 as to Alfred C. Teran and Ordering Addi\ tional Proceedings |
| Release Date: | Release Number:AP-6296 | Other Release Numbers: | Name of Document: Order Setting Briefing Schedule |
| Release Date: | Release Number:AP-6259 | Other Release Numbers: | Name of Document: Order Lifting Stay and Scheduling Prehearing Conference |
| Release Date: | Release Number:AP-6202 | Other Release Numbers: | Name of Document: Order for Status Report |
| Release Date: | Release Number:AP-6102 | Other Release Numbers: | Name of Document: Order for Status Report |
| Release Date: | Release Number:AP-5955 | Other Release Numbers: | Name of Document: Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC |
| Release Date: | Release Number:AP-5954 | Other Release Numbers: | Name of Document: Notice from the Chief Administrative Law Judge |
| Release Date: | Release Number:AP-5919 | Other Release Numbers: | Name of Document: Notice of Extension of Stay |
| Release Date: | Release Number:AP-5852 | Other Release Numbers: | Name of Document: Notice of Stay |
| Release Date: | Release Number:AP-5581 | Other Release Numbers: | Name of Document: Order Ratifying Prior Actions and Staying Proceeding |
| Release Date: | Release Number:AP-5435 | Other Release Numbers: | Name of Document: Order Regarding Respondent's Email Submission |
| Release Date: | Release Number:AP-5350 | Other Release Numbers: | Name of Document: Order Following Ratification of Appointment and Modifying Prehearing Schedule |
| Release Date: | Release Number:AP-5198 | Other Release Numbers: | Name of Document: Order Extending Deadlines |
| Release Date: | Release Number:AP-5147 | Other Release Numbers: | Name of Document: Scheduling Order |
| Release Date: | Release Number:AP-5112 | Other Release Numbers: | Name of Document: Order Finding Service and Scheduling Prehearing Conference |
| Release Date: | Release Number:AP-5000 | Other Release Numbers: | Name of Document: Order Postponing Hearing and Directing Parties to Suggest a Prehearing Conference Date |
| Release Date: | Release Number:AP-4949 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
| Release Date: | Release Number:34-81308 |
Other Release Numbers:
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Name of Document: Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing |