Administrative Proceeding File No. 3-17948
Respondents
Khan, Abida
Administrative Proceeding File No. 3-17948 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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| Release Date: | Release Number:34-80889 |
Other Release Numbers:
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Name of Document: Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 |
| Release Date: | Release Number:AP-4856 | Other Release Numbers: | Name of Document: Stay Order |
| Release Date: | Release Number:AP-4833 | Other Release Numbers: | Name of Document: Order to Show Cause |
| Release Date: | Release Number:AP-4801 | Other Release Numbers: | Name of Document: Postponement Order |
| Release Date: | Release Number:AP-4777 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
| Release Date: | Release Number:34-80539 |
Other Release Numbers:
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Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing |