Administrative Proceeding File No. 3-16294
Respondents
Murphy, Phillip Dennis
Administrative Proceeding File No. 3-16294 Table
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Release Date
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Release Number
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Other Release Numbers
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Name of Document
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|---|---|---|---|
| Release Date: | Release Number:34-84145 |
Other Release Numbers:
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Name of Document: Order Vacating Municipal Securities Dealer and Transfer Agent Bars |
| Release Date: | Release Number:34-76702 |
Other Release Numbers:
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Name of Document: Order Vacating Nationally Recognized Statistical Rating Organization and Municipal Advisor Bars |
| Release Date: | Release Number:34-73968 |
Other Release Numbers:
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Name of Document: Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 |
| Release Date: | Release Number:AP-2165 | Other Release Numbers: | Name of Document: Stay Order |
| Release Date: | Release Number:AP-2153 | Other Release Numbers: | Name of Document: Order Following Prehearing Conference |
| Release Date: | Release Number:AP-2141 | Other Release Numbers: | Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference |
| Release Date: | Release Number:AP-2091 | Other Release Numbers: | Name of Document: Order Scheduling Hearing and Designating Presiding Judge |
| Release Date: | Release Number:34-73724 |
Other Release Numbers:
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Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing |