Respondents

Fouke, Herbert Steven

Administrative Proceeding File No. 3-15830 Table

Release Date
Release Number
Other Release Numbers
Name of Document
Release Date: Release Number:660 Other Release Numbers: Name of Document: Initial Decision of Default
Release Date: Release Number:AP-1683 Other Release Numbers: Name of Document: Order Taking Official Notice of Material Facts Pursuant to 17 C.F.R. § 201.323
Release Date: Release Number:AP-1425 Other Release Numbers: Name of Document: Order Following Prehearing Conference, Finding Respondent in Default, and Directing a Motion for Sanctions
Release Date: Release Number:AP-1393 Other Release Numbers: Name of Document: Order Postponing Hearing and Scheduling Prehearing Conference
Release Date: Release Number:AP-1367 Other Release Numbers: Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Release Number:34-71908 Other Release Numbers:
  • IA-3814
 Name of Document: Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing