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Release Number	SEC Issue Date Sort ascending	File Number	Details
Release Number:34-100155, IA-6604, IC-35193	SEC Issue Date: May 16, 2024	File Number:S7-05-23	Details: Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information View Received Comments See Also - Fact Sheet, Press Release
Release Number:IA-6578	SEC Issue Date: March 27, 2024	File Number:S7-13-23	Details: Exemption for Certain Investment Advisers Operating Through the Internet View Received Comments See Also - Fact Sheet Federal Register version
Release Number:34-99778, IC-35157	SEC Issue Date: March 19, 2024	File Number:S7-21-21	Details: Final Rule, Technical Amendment View Received Comments Federal Register version
Release Number:33-11277, 34-99752, 39-2554, IC-35155	SEC Issue Date: March 18, 2024	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version
Release Number:34-99679	SEC Issue Date: March 6, 2024	File Number:S7-29-22	Details: Disclosure of Order Execution Information View Received Comments See Also - Fact Sheet Federal Register version
Release Number:33-11275, 34-99678	SEC Issue Date: March 6, 2024	File Number:S7-10-22	Details: The Enhancement and Standardization of Climate-Related Disclosures for Investors View Received Comments See Also - Order Issuing Stay, Fact Sheet, Press Release No. 2024-31 Federal Register version (89 FR 21668)
Release Number:34-99582	SEC Issue Date: Feb. 22, 2024	File Number:S7-02-23	Details: Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission View Received Comments See Also - Press Release Federal Register version
Release Number:IA-6546	SEC Issue Date: Feb. 8, 2024	File Number:S7-22-22	Details: Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers View Received Comments See Also - Fact Sheet, Press Release Federal Register version (17 CFR Parts 275 and 279 )
Release Number:34-99477	SEC Issue Date: Feb. 6, 2024	File Number:S7-12-22	Details: Further Definition of “As a Part of a Regular Business” View Received Comments See Also - Fact Sheet Federal Register version (17 CFR Part 240)
Release Number:33-11265, 34-99418, IC-35096	SEC Issue Date: Jan. 24, 2024	File Number:S7-13-22	Details: Special Purpose Acquisition Companies, Shell Companies, and Projections View Received Comments See Also - Press Release, Fact Sheet Federal Register version
Release Number:33-11259, 34-99193, 39-2553, IC-35068	SEC Issue Date: Dec. 18, 2023	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (89 FR 4545)
Release Number:34-99149	SEC Issue Date: Dec. 13, 2023	File Number:S7-23-22	Details: Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities View Received Comments See Also - Fact Sheet, Press Release Federal Register version
Release Number:33-11254	SEC Issue Date: Nov. 27, 2023	File Number:S7-01-23	Details: Prohibition Against Conflicts of Interest in Certain Securitizations View Received Comments See Also - Fact Sheet, Press Release, Small Entity Compliance Guide Federal Register version
Release Number:34-98959	SEC Issue Date: Nov. 16, 2023	File Number:S7-21-22	Details: Clearing Agency Governance and Conflicts of Interest View Received Comments See Also - Fact Sheet, Press Release Federal Register version
Release Number:34-98845	SEC Issue Date: Nov. 2, 2023	File Number:S7-14-22	Details: Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities View Received Comments See Also - Press Release, Fact Sheet Federal Register version
Release Number:34-98738	SEC Issue Date: Oct. 13, 2023	File Number:S7-08-22	Details: Short Position and Short Activity Reporting by Institutional Investment Managers *Comments Due:* April 26, 2022 View Received Comments See Also - Notice of the Text of the Amendment to the National Market System Plan Governing the Consolidated Audit Trail for Purposes of Short Sale-Related Data Collection, Fact Sheet: Enhancing Short Sale Disclosure, Press Release 2023-221 Federal Register version (88 FR 75100)
Release Number:34-98737	SEC Issue Date: Oct. 13, 2023	File Number:S7-18-21	Details: Reporting of Securities Loans View Received Comments See Also - Fact Sheet: Reporting of Securities Loans, Press Release 2023-220 Federal Register version (88 FR 75644)
Release Number:33-11253, 34-98704	SEC Issue Date: Oct. 10, 2023	File Number:S7-06-22	Details: Modernization of Beneficial Ownership Reporting View Received Comments See Also - Fact Sheet: Modernization of Beneficial Ownership Reporting, Press Release 2023-219 Federal Register version (88 FR 76896)
Release Number:34-98437, PA-60	SEC Issue Date: Sept. 20, 2023	File Number:S7-03-23	Details: The Commission’s Privacy Act Regulations View Received Comments See Also - SEC Press Release Federal Register version
Release Number:33-11238A, 34-98438A, IC-35000A	SEC Issue Date: Sept. 20, 2023	File Number:S7-16-22	Details: Investment Company Names View Received Comments See Also - Fact Sheet, 33-11238A Correction, Federal Register Version of 33-11238A Correction, Small Entity Compliance Guide Federal Register version (88 FR 70436)
Release Number:33-11235, 34-98419, 39-2552, IC-34998	SEC Issue Date: Sept. 18, 2023	File Number:	Details: Adoption of Updated EDGAR Filer Manual
Release Number:IA-6383	SEC Issue Date: Aug. 23, 2023	File Number:S7-03-22	Details: Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews *Comments Due:* October 16, 2023 View Received Comments See Also - Fact Sheet, Small entity compliance guide Federal Register version
Release Number:34-98202	SEC Issue Date: Aug. 23, 2023	File Number:S7-05-15	Details: Exemption for Certain Exchange Members View Received Comments See Also - Fact Sheet, Press Release 2023-154 Federal Register version
Release Number:33-11216	SEC Issue Date: July 26, 2023	File Number:S7-09-22	Details: Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure *Comments Due:* May 9, 2022 View Received Comments See Also - Press Release 2023-139, Fact Sheet, Small entity compliance guide Federal Register version (2023-16194)
Release Number:33-11211, 34-97876, IA-6344, IC-34959	SEC Issue Date: July 12, 2023	File Number:S7-22-21	Details: Money Market Fund Reforms; Form PF Reporting Requirements for Large Liquidity Fund Advisers; Technical Amendments to Form N-CSR and Form N-1A *Comments Due:* April 11, 2022 View Received Comments See Also - ic-34441.pdf, 33-11211-fact-sheet, Press Release 2023-129 Federal Register version
Release Number:33-11205, 34-97735, 39-2550, IC-34942	SEC Issue Date: June 15, 2023	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version
Release Number:34-97657	SEC Issue Date: June 7, 2023	File Number:S7-11-22	Details: Removal of References to Credit Ratings from Regulation M View Received Comments See Also - Removal of References to Credit Ratings From Regulation M, Press Release No. 2023-105, Fact Sheet Federal Register version
Release Number:34-97656	SEC Issue Date: June 7, 2023	File Number:S7-32-10	Details: Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers *Comments Due:* Comments should be received on or before 30 days after publication in the Federal Register or August 21, 2023, (which is 60 days after date of issuance), whichever is later View Received Comments See Also - Proposed Rule, Press Release No. 2023-104, Fact Sheet
Release Number:33-11197, 34-97621, IA-6316, IC-34932	SEC Issue Date: May 31, 2023	File Number:	Details: Technical Amendments to Commission Rules and Forms Federal Register version
Release Number:34-97478	SEC Issue Date: May 11, 2023	File Number:	Details: Technical Amendments to Form BD and Form BDW
Release Number:IA-6297	SEC Issue Date: May 3, 2023	File Number:S7-01-22	Details: Amendments to Form PF to Require Event Reporting for Large Hedge Fund Advisers and Private Equity Fund Advisers and to Amend Reporting Requirements for Large Private Equity Fund Advisers View Received Comments See Also - ia-5950.pdf, Press Release No. 2023-86, Fact Sheet Federal Register version (88 FR 38146)
Release Number:34-97424	SEC Issue Date: May 3, 2023	File Number:S7-21-21	Details: Share Repurchase Disclosure Modernization View Received Comments See Also - Final Rule: Share Repurchase Disclosure Modernization - 34-97424, Press Release No. 2023-85, Fact Sheet, Order Issuing Stay, Court Decision Vacating Rule Federal Register version
Release Number:33-11168, 34-97161, 39-2549, IC-34860	SEC Issue Date: March 20, 2023	File Number:	Details: Adoption of Updated EDGAR Filer Manual (Conformed to Federal Register version) Federal Register version
Release Number:33-11159, 34-96959, 39-2548	SEC Issue Date: Feb. 21, 2023	File Number:	Details: Extending Form 144 EDGAR Filing Hours Federal Register version (88 FR 12205)
Release Number:34-96930, IA-6239	SEC Issue Date: Feb. 15, 2023	File Number:S7-05-22	Details: Shortening the Securities Transaction Settlement Cycle See Also - Proposed Rule Rel. No. 34-94196, Press Release No. 2023-29, Fact Sheet, Small Entity Compliance Guide, Frequently Asked Questions Regarding the Transition to a T+1 Standard Settlement Cycle Federal Register version (88 FR 13872)
Release Number:33-11140, 34-96525, 39-2547, IC-34778	SEC Issue Date: Dec. 19, 2022	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (88 FR 4083)
Release Number:33-11139, 34-96508, IA-6203, IC-34774	SEC Issue Date: Dec. 15, 2022	File Number:	Details: Technical Amendments to Commission Rules Federal Register version (87 FR 77982)
Release Number:33-11138, 34-96492, 33-11013	SEC Issue Date: Dec. 14, 2022	File Number:S7-20-21	Details: Insider Trading Arrangements and Related Disclosures See Also - Press Release No. 2022-222, Fact Sheet, Proposed Rule Rel. No. 34-93169, Small Entity Compliance Guide Federal Register version (87 FR 80362)
Release Number:33-11131, 34-96206, IC-34745	SEC Issue Date: Nov. 2, 2022	File Number:S7-11-21	Details: Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers See Also - Press Release No. 2022-198, Fact Sheet, Proposed Rule Rel. No. 34-93169, Small Entity Compliance Guide Federal Register version (87 FR 78770)
Release Number:33-11125, 34-96158, IC-34731	SEC Issue Date: Oct. 26, 2022	File Number:S7-09-20	Details: Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements See Also - Press Release No. 2022-193, Fact Sheet, Proposed Rule Rel. No. 33-10814, Small Entity Compliance Guide, Form N-CSR prior to 2022 amendments, Form N-CSR with 2022 amendments Federal Register version (87 FR 72758)
Release Number:33-11126, 34-96159, IC-34732	SEC Issue Date: Oct. 26, 2022	File Number:S7-12-15	Details: Listing Standards for Recovery of Erroneously Awarded Compensation *Comments Due:* September 14, 2015 View Received Comments See Also - Press Release No. 2022-192, Fact Sheet, Proposed Rule Rel. No. 33-9861, Small Entity Compliance Guide Federal Register version (87 FR 73076)
Release Number:34-96034	SEC Issue Date: Oct. 12, 2022	File Number:S7-19-21	Details: Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants See Also - Press Release No. 2022-187, Fact Sheet, Proposed Rule Rel No. 34-93614, Small Entity Compliance Guide Federal Register version (87 FR 66412)
Release Number:33-11101, 34-95817, 39-2546, IC-34703	SEC Issue Date: Sept. 19, 2022	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (87 FR 61977)
Release Number:33-11098, 34-95715	SEC Issue Date: Sept. 9, 2022	File Number:	Details: Inflation Adjustments Under Titles I and III of the JOBS Act See Also - Press Release No. 2022-157, Fact Sheet Federal Register version (87 FR 57394)
Release Number:34-95620	SEC Issue Date: Aug. 26, 2022	File Number:S7-07-22	Details: Whistleblower Program Rules See Also - Press Release No. 2022-151, Fact Sheet, Proposed Rule Rel No. 34-94212 Federal Register version (87 FR 54140)
Release Number:34-95607	SEC Issue Date: Aug. 25, 2022	File Number:S7-07-15	Details: Pay Versus Performance See Also - Press Release No. 2022-149, Fact Sheet, 34-94074, Small Entity Compliance Guide Federal Register version (87 FR 55134)
Release Number:33-11082, 34-95274, 39-2545, IC-34649	SEC Issue Date: July 13, 2022	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (87 FR 42960) Note: This replaces the version initially issued on June 21, 2022.) (Conformed to Federal Register version)
Release Number:34-95266, IA-6068	SEC Issue Date: July 13, 2022	File Number:S7-17-21	Details: Proxy Voting Advice See Also - Press Release No. 2022-120, Fact Sheet, Proposed Rule Rel No. 34-93595, Small Entity Compliance Guide Federal Register version (87 FR 43168)
Release Number:34-95148, IA-6056, IC-34635	SEC Issue Date: June 23, 2022	File Number:S7-15-21	Details: Electronic Submission of Applications for Orders Under the Advisers Act and the Investment Company Act, Confidential Treatment Requests for Filings on Form 13F, and Form ADV-NR; Amendments to Form 13F *Comments Due:* December 20, 2021 View Received Comments See Also - Press Release No. 2022-113, Fact Sheet, Correction Rel No. 34-94185A Federal Register version (87 FR 38943)
Release Number:33-11070, 34-95025	SEC Issue Date: June 2, 2022	File Number:S7-24-20	Details: Updating EDGAR Filing Requirements and Form 144 Filings See Also - Press Release No. 2022-99, Fact Sheet, Updating EDGAR Filing Requirements and Form 144 Filings Small Entity Compliance Guide Federal Register version (87 FR 35393)
Release Number:33-11070, 34-95025	SEC Issue Date: June 2, 2022	File Number:S7-16-21	Details: Updating EDGAR Filing Requirements and Form 144 Filings *Comments Due:* December 22, 2021 View Received Comments See Also - Press Release No. 2022-99, Fact Sheet, Updating EDGAR Filing Requirements and Form 144 Filings Small Entity Compliance Guide Federal Register version (87 FR 35393)
Release Number:33-11047, IA-5985, IC-34547	SEC Issue Date: March 29, 2022	File Number:	Details: Technical Amendments to Commission Rules and Forms Federal Register version (87 FR 22444)
Release Number:33-11043, 34-94479, 39-2543, IC-34536	SEC Issue Date: March 21, 2022	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (87 FR 23108)
Release Number:33-11016, 34-93827, 39-2542, IC-34444	SEC Issue Date: Dec. 20, 2021	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (87 FR 391)
Release Number:34-93701, IC-34431	SEC Issue Date: Dec. 2, 2021	File Number:S7-03-21	Details: Holding Foreign Companies Accountable Act Disclosure See Also - Press Release No. 2021-250, Fact Sheet, Interim Final Rule Rel. No. 34-91364 Federal Register version (86 FR 70027)
Release Number:34-93596, IC-34419	SEC Issue Date: Nov. 17, 2021	File Number:S7-24-16	Details: Universal Proxy See Also - Small Entity Compliance Guide, Press Release No. 2021-235, Fact Sheet, Proposed Rule Rel. No. 34-79164, Proposed Rule Rel. No. 34-91603 Federal Register version (86 FR 68330)
Release Number:IA-5904	SEC Issue Date: Nov. 4, 2021	File Number:	Details: Performance-Based Investment Advisory Fees See Also - Fact Sheet Federal Register version (86 FR 62473)
Release Number:33-10997, 34-93285, IC-34396	SEC Issue Date: Oct. 13, 2021	File Number:S7-20-19	Details: Filing Fee Disclosure and Payment Methods Modernization See Also - Small Entity Compliance Guide, Press Release No. 2021-209, Fact Sheet, Proposed Rule Rel. No. 33-10720 Federal Register version (86 FR 70166)
Release Number:33-10984, 34-93056, 39-2540, IC-34376	SEC Issue Date: Sept. 20, 2021	File Number:	Details: Adoption of Updated EDGAR Filer Manual, Form ID Amendments Federal Register version (86 FR 55689)
Release Number:34-92727, FOIA-194	SEC Issue Date: Aug. 23, 2021	File Number:	Details: Freedom of Information Act Regulations Federal Register version (86 FR 47561)
Release Number:33-10948, 34-92216, 39-2539, IC-34304	SEC Issue Date: June 21, 2021	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (86 FR 40308)
Release Number:33-10935, 34-91352, 39-2538, IC-34226	SEC Issue Date: March 18, 2021	File Number:	Details: Adoption of Updated EDGAR Filer Manual, Form ID Amendments See Also - EDGAR Filer Manual Vol. 1 changes Federal Register version (86 FR 25803)
Release Number:33-10913, 34-90787, IA-5656, IC-34151	SEC Issue Date: Dec. 22, 2020	File Number:	Details: Modernization of Delegations of Authority to Commission Staff and Division and Office Descriptions Federal Register version (86 FR 9436)
Release Number:IA-5653	SEC Issue Date: Dec. 22, 2020	File Number:S7-21-19	Details: Investment Adviser Marketing See Also - Small Entity Compliance Guide, Investment Adviser Advertisements; Compensation for Solicitations Federal Register version (86 FR 13024)
Release Number:34-90679, 34-87783	SEC Issue Date: Dec. 16, 2020	File Number:S7-24-19	Details: Disclosure of Payments by Resource Extraction Issuers See Also - Press Release No. 2020-318, Investment Adviser Advertisements; Compensation for Solicitations Federal Register version (86 FR 4662)
Release Number:34-90667	SEC Issue Date: Dec. 16, 2020	File Number:S7-08-11	Details: Exemption From the Definition of "Clearing Agency" for Certain Activities of Security-Based Swap Dealers and Security-Based Swap Execution Facilities See Also - Press Release No. 2020-320, Proposed Rule Release Nos. 34-64017, Proposed Rule Release Nos. 34-69491 Federal Register version (86 FR 7637)
Release Number:33-10902, 34-90637, 39-2536, IC-34137	SEC Issue Date: Dec. 11, 2020	File Number:	Details: Adoption of Updated EDGAR Filer Manual, Proposed Collection and Comment Request for Form ID *Comments Due:* date: Comments regarding the Form ID collection of information requirement for purposes of the Paperwork Reduction Act of 1995 should be received on or before March 1, 2021 See Also - EDGAR Filer Manual Vol. 1 changes Federal Register version (86 FR 7968)
Release Number:33-10901, 34-90636, 39-2535, IC-34136	SEC Issue Date: Dec. 11, 2020	File Number:S7-11-20	Details: Administration of the Electronic Data Gathering, Analysis, and Retrieval System See Also - Proposed Rule Rel. No. 33-10821 Federal Register version (86 FR 7961)
Release Number:33-10900, 34-90623, IA-5644, IC-34134	SEC Issue Date: Dec. 10, 2020	File Number:	Details: Delegation of Authority to Director of the Division of Enforcement Federal Register version (85 FR 85512)
Release Number:34-90610	SEC Issue Date: Dec. 9, 2020	File Number:S7-03-20	Details: Market Data Infrastructure See Also - Press Release No. 2020-311, Market Data Infrastructure, Rel. No. 34-90610A, Motion for Stay, Order Denying Stay Federal Register version (86 FR 18596)
Release Number:IC-34128	SEC Issue Date: Dec. 3, 2020	File Number:S7-07-20	Details: Good Faith Determinations of Fair Value See Also - Frequently Asked Questions, Press Release No. 2020-302, Proposed Rules Rel. No. IC-33845, Small Entity Compliance Guide Federal Register version (86 FR 748)
Release Number:33-10890, 34-90459, IC-34100	SEC Issue Date: Nov. 19, 2020	File Number:S7-01-20	Details: Management's Discussion and Analysis, Selected Financial Data, and Supplementary Financial Information See Also - Press Release No. 2020-290, Proposed Rules Rel. No. 33-10750 Federal Register version (86 FR 2080)
Release Number:33-10889, 34-90441, 39-2534, IC-34096	SEC Issue Date: Nov. 17, 2020	File Number:	Details: Electronic Signatures in Regulation S-T Rule 302 See Also - Press Release No. 2020-286, EDGAR Filer Manual Vol. 2 changes Federal Register version (85 FR 78224)
Release Number:34-90442A	SEC Issue Date: Nov. 17, 2020	File Number:S7-19-15	Details: Amendments to the Commission's Rules of Practice (Conformed to Federal Register version) Effective Date: The final rules are effective January 29, 2021, except for Instruction 8 which is effective July 12, 2021 Compliance Date: April 12, 2021 See Also - Press Release No. 2020-286, Proposed Rules Rel. No. 34-75977
Release Number:IC-34084	SEC Issue Date: Nov. 2, 2020	File Number:S7-24-15	Details: Use of Derivatives by Registered Investment Companies and Business Development Companies See Also - Press Release No. 2020-269, Proposed Rules Rel. No. 34-87607, IC-31933, and Small Entity Compliance Guide Federal Register version (85 FR 83162) Note: This replaces the version initially issued on October 28, 2020.) (Conformed to Federal Register version) Effective Date: February 19, 2021 Compliance Date: August 19, 2022 File No.: S7-24-15 See Also: Press Release No. 2020-269 , Proposed Rules Rel. No. 34-87607 , IC-31933 , and Small Entity Compliance Guide Federal Register version (85 FR 83162) (https://www.federalregister.gov/documents/2020/12/21/2020-24781/use-of-derivatives-by-registered-investment-companies-and-business-development-companies
Release Number:33-10884, 34-90300, IC-34082	SEC Issue Date: Nov. 2, 2020	File Number:S7-05-20	Details: Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets See Also - Press Release No. 2020-273, Proposed Rules Rel. No. 33-10763, Small Entity Compliance Guide Federal Register version (86 FR 3496)
Release Number:34-90244	SEC Issue Date: Oct. 22, 2020	File Number:S7-09-19	Details: Customer Margin Rules Relating to Security Futures See Also - Press Release No. 2020-264, Proposed Rule Rel. No. 34-86304 Federal Register version (85 FR 75112)
Release Number:33-10876, 34-90210, FR-88, IA-5613, IC-34052	SEC Issue Date: Oct. 16, 2020	File Number:S7-26-19	Details: Qualifications of Accountants See Also - Press Release No. 2020-261, IC-34052A, Proposed Rule Rel. No. 33-10738, Small Entity Compliance Guide Federal Register version (85 FR 80508)
Release Number:33-10871, IC-34045	SEC Issue Date: Oct. 7, 2020	File Number:S7-27-18	Details: Fund of Funds Arrangements See Also - Fund of Funds Arrangements Frequently Asked Questions, Proposed Rule Rel. No. 33-10590 Federal Register version (85 FR 73924)
Release Number:34-89964	SEC Issue Date: Sept. 23, 2020	File Number:S7-23-19	Details: Procedural Requirements and Resubmission Thresholds Under Exchange Act Rule 14a-8 See Also - Press Release No. 2020-220, Proposed Rule Rel. No. 34-87458, and Small Entity Compliance Guide Federal Register version (85 FR 70240)
Release Number:34-89963	SEC Issue Date: Sept. 23, 2020	File Number:S7-16-18	Details: Whistleblower Program Rules See Also - Press Release No. 2020-219, Proposed Rule Rel. No. 34-83557 Federal Register version (85 FR 70898)
Release Number:33-10845, 34-89920, 39-2533, IC-34015	SEC Issue Date: Sept. 18, 2020	File Number:	Details: Adoption of Updated EDGAR Filer Manual Federal Register version (85 FR 69499)
Release Number:33-10842, 34-89891	SEC Issue Date: Sept. 16, 2020	File Number:S7-14-19	Details: Publication or Submission of Quotations Without Specified Information View Received Comments See Also - Press Release No. 2020-212, Proposed Rule Rel. No. 34-87115 Federal Register version (85 FR 68124)
Release Number:33-10835, 34-89835	SEC Issue Date: Sept. 11, 2020	File Number:S7-02-17	Details: Update of Statistical Disclosures for Bank and Savings and Loan Registrants See Also - Press Release No. 2020-205, Proposed Rule Rel. No. 33-10688, and Request for Comment Rel. No. 33-10321 Federal Register version (85 FR 66108)
Release Number:33-10824	SEC Issue Date: Aug. 26, 2020	File Number:S7-25-19	Details: Accredited Investor Definition See Also - Proposed Rule Rel. No. 33-10734, Order Designating Certain Professional Licenses as Qualifying Natural Persons for Accredited Investor Status Federal Register version (85 FR 64234)
Release Number:33-10825, 34-89670	SEC Issue Date: Aug. 26, 2020	File Number:S7-11-19	Details: Modernization of Regulation S-K Items 101, 103, and 105 See Also - Proposed Rule Rel. No. 33-10668, Small Entity Compliance Guide Federal Register version (85 FR 63726)
Release Number:34-89618	SEC Issue Date: Aug. 19, 2020	File Number:S7-15-19	Details: Rescission of Effective-Upon-Filing Procedure for NMS Plan Fee Amendments and Modified Procedures for Proposed NMS Plans and Plan Amendments See Also - Proposed Rule Rel. No. 34-87193 Federal Register version (85 FR 65470)
Release Number:34-89394	SEC Issue Date: July 24, 2020	File Number:S7-02-16	Details: Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act See Also - Proposed Rule Rel. No. 34-77157 Federal Register version (85 FR 53645)
Release Number:34-89372	SEC Issue Date: July 22, 2020	File Number:S7-22-19	Details: Exemptions From the Proxy Rules for Proxy Voting Advice See Also - Supplemental Guidance Rel. No. IA-5547, Proposed Rule Rel. No. 34-87457, Small Entity Compliance Guide Federal Register version (85 FR 55082)
Release Number:IC-33921	SEC Issue Date: July 6, 2020	File Number:S7-19-19	Details: Amendments to Procedures With Respect to Applications Under the Investment Company Act of 1940 See Also - Proposed Rule Rel. No. IC-33658, Small Entity Compliance Guide Federal Register version (85 FR 57089)
Release Number:BHCA-9	SEC Issue Date: June 25, 2020	File Number:S7-02-20	Details: Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds See Also - Proposed Rule Rel. No. BHCA-8, Rel. No. BHCA-9A Federal Register version (85 FR 46422)
Release Number:33-10786, 34-88914, IC-33872	SEC Issue Date: May 20, 2020	File Number:S7-05-19	Details: Amendments to Financial Disclosures About Acquired and Disposed Businesses See Also - Proposed Rule Rel. No. 33-10635, Rel. No. 33-10762A, and Small Entity Compliance Guide Federal Register version (85 FR 54002)
Release Number:34-88890	SEC Issue Date: May 15, 2020	File Number:S7-13-19	Details: Amendments to the National Market System Plan Governing the Consolidated Audit Trail See Also - Proposed Rule Rel. No. 34-85823 Federal Register version (85 FR 31322)
Release Number:34-88616	SEC Issue Date: April 9, 2020	File Number:S7-23-16	Details: Definition of "Covered Clearing Agency" See Also - Proposed Rule Rel. No. 34-78963 Federal Register version (85 FR 28853)
Release Number:33-10771, 34–88606, IC–33836	SEC Issue Date: April 8, 2020	File Number:S7-03-19	Details: Securities Offering Reform for Closed-End Investment Companies See Also - Rel No. 33-10771A, Proposed Rule Rel. No. 33-10619, Form N-2 Federal Register version (85 FR 33290)
Release Number:34-88365	SEC Issue Date: March 12, 2020	File Number:S7-06-19	Details: Accelerated Filer and Large Accelerated Filer Definitions See Also - Small Entity Compliance Guide, Correction to the Final Rule, Proposed Rule Rel. No. 34-85814 Federal Register version (85 FR 17178)
Release Number:33-10765, 34-88358, IC-33814, 33-10605	SEC Issue Date: March 11, 2020	File Number:S7-23-18	Details: Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts See Also - 33-10569, Rel. No. 33-10765A, Form N-3, Form N-4, Form N-6 Federal Register version (85 FR 29614)
Release Number:33-10762, 34-88307, 33-10526	SEC Issue Date: March 2, 2020	File Number:S7-19-18	Details: Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities See Also - Rel. No. 33-10762A Federal Register version (85 FR 21940)
Release Number:IA-5454	SEC Issue Date: March 2, 2020	File Number:	Details: Exemptions From Investment Adviser Registration for Advisers to Certain Rural Business Investment Companies Federal Register version (85 FR 13734)
Release Number:33-10757, 34-88245, IA-5446, IC-33802	SEC Issue Date: Feb. 19, 2020	File Number:	Details: Delegation of Authority to the General Counsel of the Commission Federal Register version (85 FR 12221)