OCC Rulemaking

We encourage the public to submit comments on the following Options Clearing Corporation (OCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Note:  Only selected SRO rule proposals were posted to the SEC website prior to 2004. To obtain releases not appearing on the website, contact the Public Reference Room at (202) 551-8090 or by e-mail: publicinfo@sec.gov.

Chronological List
First Quarter

File Number Lists for 2012
           OCC
           ODD

Additional Archives

2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002

Chronological List

Release No.	Date	Details
First Quarter
SR-OCC-2012-02
34-66340	Feb. 7, 2012	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit OCC to Clear and Settle Spot Gold Futures, Which Are Proposed to be Traded by NASDAQ OMX Futures Exchange, Inc. Comments due:  21 days after publication in the Federal Register  Submit comments on SR-OCC-2012-002
SR-OCC-2012-01
34-66266	Jan. 27, 2012	Notice of Filing of Proposed Rule Change Relating to Public Directors Comments due:  February 23, 2012  Submit comments on SR-OCC-2012-01
SR-ODD-2012-01
34-66193	Jan. 19, 2012	Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Relative Performance Options
SR-OCC-2011-19
34-66090	Jan. 3, 2012	Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Clearance and Settlement of Over-the-Counter Options Comments due:  January 30, 2012 Comments received are available for this proposal.  Submit comments on SR-OCC-2011-19
SR-OCC-2011-18
34-66081	Jan. 3, 2012	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to DCO 60 Day Regulations Comments due:  21 days after publication in the Federal Register  Submit comments on SR-OCC-2011-18

File Number Lists for 2012

OCC

Release No.	Date	Details
SR-OCC-2012-02
34-66340	Feb. 7, 2012	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit OCC to Clear and Settle Spot Gold Futures, Which Are Proposed to be Traded by NASDAQ OMX Futures Exchange, Inc. Comments due:  21 days after publication in the Federal Register  Submit comments on SR-OCC-2012-002
SR-OCC-2012-01
34-66266	Jan. 27, 2012	Notice of Filing of Proposed Rule Change Relating to Public Directors Comments due:  February 23, 2012  Submit comments on SR-OCC-2012-01

ODD

http://www.sec.gov/rules/sro/occ.shtml