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NYSE Arca Rulemaking
We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
NYSE Arca File Number List for 2009
Additional Archives
2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-NYSEArca-2009-102 |
| 34-61025 |
Nov. 18, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 7.25
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
 Submit comments on SR-NYSEArca-2009-102
|
SR-NYSEArca-2009-101 |
| 34-61022 |
Nov. 17, 2009 |
Notice of Filing of a Proposed Rule Change Amending Equities Rule 5.2(j)(3)
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2009-101
|
SR-NYSEArca-2009-103 |
| 34-61021 |
Nov. 17, 2009 |
Notice of Filing of a Proposed Rule Change Regarding Listing and Trading of RP Short Duration ETF
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2009-103
|
SR-NYSEArca-2009-79 |
| 34-60981 |
Nov. 10, 2009 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing of Five Fixed Income Funds of the PIMCO ETF Trust
Comments due: 21 days after publication in the Federal Register
See also: Notice: Rel. No. 34-60619
Submit comments on SR-NYSEArca-2009-79
|
SR-NYSEArca-2009-83 |
| 34-60975 |
Nov. 10, 2009 |
Order Granting Approval of a Proposed Rule Change to List and Trade Shares of the Grail American Beacon International Equity ETF
See also: Notice: Rel. No. 34-60773
|
SR-NYSEArca-2009-94 |
| 34-60971 |
Nov. 9, 2009 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of ETFS Palladium Trust
Comments due: December 8, 2009
Submit comments on SR-NYSEArca-2009-94
|
SR-NYSEArca-2009-95 |
| 34-60970 |
Nov. 9, 2009 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of ETFS Platinum Trust
Comments due: December 8, 2009
Submit comments on SR-NYSEArca-2009-95
|
SR-NYSEArca-2009-84 |
| 34-60967 |
Nov. 9, 2009 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Permitting Affiliation with NYFIX Millennium L.L.C. and NYFIX Securities Corporation
See also: Notice: Rel. No. 34-60738
|
SR-NYSEArca-2009-97 |
| 34-60945 |
Nov. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services
Comments due: December 4, 2009
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2009-97
|
SR-NYSEArca-2009-99 |
| 34-60944 |
Nov. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Fee Schedule
Comments due: December 4, 2009
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2009-99
|
SR-NYSEArca-2009-96 |
| 34-60923 |
Nov. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.82 - Lead Market Makers to Eliminate Obsolete Language and Clarify Rule Provisions
Comments due: December 1, 2009
Submit comments on SR-NYSEArca-2009-96
|
SR-NYSEArca-2009-90 |
| 34-60921 |
Nov. 3, 2009 |
Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 2.100 to Provide the NYSE Arca with the Authority to Declare an Emergency Condition with Respect to Trading On or Through the Systems and Facilities of the NYSE Arca and Enable the NYSE Arca to Act as a Back-Up Trading Facility for Affiliated Exchanges Owned and Operated by NYSE Euronext
Comments due: December 3, 2009
Submit comments on SR-NYSEArca-2009-90
|
SR-NYSEArca-2009-98 |
| 34-60896 |
Oct. 28, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Relating to $1 Strikes for KBW Bank Index options (BKX)
Comments due: November 24, 2009
Submit comments on SR-NYSEArca-2009-98
|
SR-NYSEArca-2009-93 |
| 34-60876 |
Oct. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add 75 Options Classes to the Penny Pilot Program
Comments due: November 20, 2009
Submit comments on SR-NYSEArca-2009-93
|
SR-NYSEArca-2009-92 |
| 34-60855 |
Oct. 21, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Obligations of Lead Market Makers
Comments due: November 18, 2009
Submit comments on SR-NYSEArca-2009-92
|
SR-NYSEArca-2009-88 |
| 34-60834 |
Oct. 16, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services
Comments due: November 12, 2009
Submit comments on SR-NYSEArca-2009-88
|
SR-NYSEArca-2009-91 |
| 34-60833 |
Oct. 16, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Dates of the Quarterly Expansion of the Penny Pilot Program for Options
Comments due: November 12, 2009
Submit comments on SR-NYSEArca-2009-91
|
SR-NYSEArca-2009-77 |
| 34-60822 |
Oct. 14, 2009 |
Order Granting Approval of Proposed Rule Change Amending NYSE Arca Options Rule 5.3(j)
See also: Notice: Rel. No. 34-60621
|
SR-NYSEAmex-2009-89 |
| 34-60819 |
Oct. 13, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Replacement Indexes for PowerShares DB Commodity Index Tracking Fund and PowerShares DB Agriculture Fund
Comments due: November 9, 2009
Submit comments on SR-NYSEArca-2009-89
|
SR-NYSEArca-2009-83 |
| 34-60773 |
Oct. 2, 2009 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the Grail American Beacon International Equity ETF
Comments due: October 30, 2009
See also: Order: Rel. No. 34-60975
|
SR-NYSEArca-2009-86 |
| 34-60766 |
Oct. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Activity Assessment Fees
Comments due: October 30, 2009
Submit comments on SR-NYSEArca-2009-86
|
| Third Quarter |
SR-NYSEArca-2009-87 |
| 34-60750 |
Sep. 30, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Archipelago Securities LLC
Comments due: October 28, 2009
Submit comments on SR-NYSEArca-2009-87
|
SR-NYSEARCA-2009-84 |
| 34-60738 |
Sep. 29, 2009 |
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Permitting Affiliation with NYFIX Millennium L.L.C. and NYFIX Securities Corporation
Comments due: October 26, 2009
See also: Order: Rel. No. 34-60967
|
SR-NYSEArca-2009-85 |
| 34-60721 |
Sep. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Commentary .04 to Rule 6.4 Series of Options Open for Trading
Comments due: October 22, 2009
Submit comments on SR-NYSEArca-2009-85
|
SR-NYSEArca-2009-74 |
| 34-60717 |
Sep. 24, 2009 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing Four Grail Advisors RP Exchange-Traded Funds
Comments due: October 22, 2009
See also: Notice: Rel. No. 34-60552
Submit comments on SR-NYSEArca-2009-74
|
SR-NYSEArca-2009-70 |
| 34-60716 |
Sep. 24, 2009 |
Order Approving Proposed Rule Change Amending Rule 10.12 (Minor Rule Plan)
See also: Notice: Rel. No. 34-60518
|
SR-NYSEArca-2009-44 |
| 34-60711 |
Sep. 23, 2009 |
Notice of Filing of Amendment Nos. 1 and 3 and Order Granting Partial Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 3 Thereto, Amending NYSE Arca Rule 6.72 and Expanding the Penny Pilot Program
Comments due: October 19, 2009
See also: Office of Economic Analysis Memo (July 24, 2009), Office of Economic Analysis Memo (August 14, 2009), Notice: Rel. No. 34-59944
Comments received are available for this notice.
Submit comments on SR-NYSEArca-2009-44
|
SR-NYSEArca-2009-36 |
| 34-60706 |
Sep. 22, 2009 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to NYSE Arca Equities Rule 7.10 Governing Clearly Erroneous Executions
Comments due: October 19, 2009
Submit comments on SR-NYSEArca-2009-36
|
SR-NYSEArca-2009-81 |
| 34-60664 |
Sep. 14, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing its Schedule of Fees and Charges for Exchange Services
Comments due: October 13, 2009
|
SR-NYSEArca-2009-82 |
| 34-60646 |
Sep. 10, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Arca, Inc. in Connection with the Proposal of NYSE Euronext to Require That at Least Three-fourths of its Directors Satisfy Independence Requirements
Comments due: October 8, 2009
|
SR-NYSEArca-2009-77 |
| 34-60621 |
Sep. 3, 2009 |
Notice of Filing of Proposed Rule Change Amending NYSE Arca Options Rule 5.3(j)
Comments due: October 2, 2009
See also: Order: Rel. No. 34-60822
|
SR-NYSEArca-2009-79 |
| 34-60619 |
Sep. 3, 2009 |
Notice of Filing of Proposed Rule Change Relating to Listing of Five Fixed Income Funds of the PIMCO ETF Trust
Comments due: September 28, 2009
See also: Notice/Order: Rel. No. 34-60981
Submit comments on SR-NYSEArca-2009-79
|
SR-NYSEArca-2009-80 |
| 34-60607 |
Sep. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Risk Management Gateway (“RMG”) Service
Comments due: September 29, 2009
|
SR-NYSEArca-2009-78 |
| 34-60604 |
Sep. 1, 2009 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Eliminating NYSE Arca Equities Rule 7.26, Adding New NYSE Arca Equities Rule 6.7 and Amending NYSE Arca Equities Rule 6.18
Comments due: September 29, 2009
|
SR-NYSEArca-2009-74 |
| 34-60552 |
Aug. 20, 2009 |
Notice of Filing of Proposed Rule Change Relating to Listing Four Grail Advisors RP Exchange-Traded Funds
Comments due: September 14, 2009
See also: Notice/Order: Rel. No. 34-60717
|
SR-NYSEArca-2009-75 |
| 34-60549 |
Aug. 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Permissible Expiration Dates for Flexible Exchange Options
Comments due: September 18, 2009
|
SR-NYSEArca-2009-45 |
| 34-60527 |
Aug. 18, 2009 |
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Adopt Rules Implementing the Options Order Protection and Locked/Crossed Market Plan
See also: Notice: Rel. No. 34-60054
|
SR-NYSEArca-2009-76 |
| 34-60522 |
Aug. 18, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Options Rule 6.76A
Comments due: September 14, 2009
|
SR-NYSEArca-2009-70 |
| 34-60518 |
Aug. 18, 2009 |
Notice of Filing of Proposed Rule Change Amending Rule 10.12 (Minor Rule Plan)
Comments due: September 14, 2009
See also: Order: Rel. No. 34-60716
|
SR-NYSEArca-2009-72 |
| 34-60495 |
Aug. 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing the Schedule of Fees and Charges for Exchange Services
Comments due: September 8, 2009
|
SR-NYSEArca-2009-73 |
| 34-60469 |
Aug. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.76A — Order Execution-OX and Proposing New Rule 6.88 — Directed Orders
Comments due: September 8, 2009
|
SR-NYSEArca-2009-52 |
| 34-60468 |
Aug. 10, 2009 |
Order Approving Proposed Rule Change to Amend the Schedule of Fees and Charges for Exchange Services
See also: Notice: Rel. No. 34-60184
|
SR-NYSEArca-2009-55 |
| 34-60460 |
Aug. 7, 2009 |
Order Granting Approval of a Proposed Rule Change to List and Trade Shares of the Dent Tactical ETF
See also: Notice: Rel. No. 34-60195
|
SR-NYSEArca-2009-69 |
| 34-60433 |
Aug. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(oo)
Comments due: September 1, 2009
|
SR-NYSEArca-2009-62 |
| 34-60379 |
Jul. 23, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Schedule of Fees and Charges for Exchange Services
Comments due: August 21, 2009
|
SR-NYSEArca-2009-68 |
| 34-60322 |
Jul. 16, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing the Schedule of Fees and Charges for Exchange Services
Comments due: August 14, 2009
|
SR-NYSEArca-2009-65 |
| 34-60321 |
Jul. 16, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(mm)
Comments due: August 14, 2009
|
SR-NYSEArca-2009-67 |
| 34-60285 |
Jul. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Extend the One Week Option Series Pilot Program
Comments due: August 7, 2009
|
SR-NYSEArca-2009-66 |
| 34-60282 |
Jul. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Option Trading Rules In Order To Adopt the Quarterly Option Series Pilot Program on a Permanent Basis
Comments due: August 7, 2009
|
SR-NYSEArca-2009-64 |
| 34-60272 |
Jul. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. that Extends the Suspension of NYSE Arca's Stock Price Continued Listing Standard to July 31, 2009
Comments due: August 6, 2009
|
SR-NYSEArca-2009-63 |
| 34-60262 |
Jul. 8, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.31(x) and 7.31(kk)
Comments due: August 5, 2009
|
SR-NYSEArca-2009-56 |
| 34-60256 |
Jul. 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Two New Order Types to NYSE Arca Equities Rule 7.31
Comments due: August 3, 2009
|
SR-NYSEArca-2009-61 |
| 34-60224 |
Jul. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.72 Trading Differentials
Comments due: July 30, 2009
Comments received are available for this notice.
|
SR-NYSEArca-2009-60 |
| 34-60205 |
Jul. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services
Comments due: July 30, 2009
|
| Second Quarter |
SR-NYSEArca-2009-57 |
| 34-60200 |
Jun. 30, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.9 - Exercise Limits
Comments due: July 30, 2009
|
SR-NYSEArca-2009-55 |
| 34-60195 |
Jun. 30, 2009 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the Dent Tactical ETF
Comments due: July 29, 2009
See also: Order: Rel. No. 34-60460
|
SR-NYSEArca-2009-58 |
| 34-60191 |
Jun. 30, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Equities Rule 7.31
Comments due: July 29, 2009
|
SR-NYSEArca-2009-52 |
| 34-60184 |
Jun. 29, 2009 |
Notice of Filing of Proposed Rule Change to Amend the Schedule of Fees and Charges for Exchange Services
Comments due: July 28, 2009
See also: Order: Rel. No. 34-60468
|
SR-NYSEArca-2009-54 |
| 34-60137 |
Jun. 18, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Shares of the iShares® MSCI All Peru Capped Index Fund
Comments due: July 16, 2009
|
SR-NYSEArca-2009-53 |
| 34-60128 |
Jun. 17, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of ProShares UltraShort MSCI Mexico Investable Market Fund
Comments due: July 16, 2009
|
SR-NYSEArca-2009-50 |
| 34-60102 |
Jun. 11, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by NYSE Arca, Inc. Implementing Schedule of Fees and Charges for Exchange Services by adding a Ratio Threshold Fee
Comments due: July 10, 2009
|
SR-NYSEArca-2009-49 |
| 34-60101 |
Jun. 11, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by NYSE Arca, Inc. Implementing Schedule of Fees and Charges for Exchange Services
Comments due: July 10, 2009
|
SR-NYSEArca-2009-51 |
| 34-60099 |
Jun. 11, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 7.36 Governing Order Ranking and Display
Comments due: July 10, 2009
|
SR-NYSEArca-2009-46 |
| 34-60072 |
Jun. 9, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Safety First Trust Certificates Linked to the S&P 500® Index
Comments due: July 6, 2009
|
SR-NYSEArca-2009-48 |
| 34-60067 |
Jun. 8, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services
Comments due: July 6, 2009
|
SR-NYSEArca-2009-47 |
| 34-60065 |
Jun. 8, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Generic Listing Rules for Currency Trust Shares
Comments due: July 6, 2009
|
SR-NYSEArca-2009-30 |
| 34-60064 |
Jun. 8, 2009 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Adoption of Listing Standards for Managed Trust Securities and the Listing and Trading of Shares of the iShares® Diversified Alternatives Trust
See also: Notice: Rel. No. 34-59835
|
SR-NYSEArca-2009-45 |
| 34-60054 |
Jun. 5, 2009 |
Notice of Filing of Proposed Rule Change to Adopt Rules to Implement the Options Order Protection and Locked/Crossed Market Plan
Comments due: July 6, 2009
See also: Order: Rel. No. 34-60527
|
SR-NYSEArca-2009-32 |
| 34-60002 |
May 29, 2009 |
Order Approving the Proposed Rule Change Implementing NYSE Arca Realtime Reference Prices Service on a Permanent Basis
See also: Notice: Rel. No. 34-59790
|
SR-NYSEArca-2009-41 |
| 34-59978 |
May 27, 2009 |
Notice of Filing and Immediate Effectiveness by NYSE Arca, Inc. of a Proposed Rule Change to Amend Exchange Rules Related to Doing a Public Business in Options
Comments due: June 23, 2009
|
SR-NYSEArca-2009-44 |
| 34-59944 |
May 20, 2009 |
Notice of Filing of Proposed Rule Change Amending Rule 6.72 Governing Trading Differentials and Proposing to Expand the Penny Pilot
Comments due: June 17, 2009
See also: Notice/Order: Rel. No. 34-60711
Comments received are available for this notice.
|
SR-NYSEArca-2009-24 |
| 34-59937 |
May 18, 2009 |
Order Approving Proposed Rule Change to Adopt a Policy with Respect to the Treatment of Aberrant Trades
See also: Notice: Rel. No. 34-59650
|
SR-NYSEArca-2009-43 |
| 34-59932 |
May 15, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Regarding the Minimum Creation and Redemption Size Applicable to the MacroShares Major Metro Housing Trusts
Comments due: June 12, 2009
|
SR-NYSEArca-2009-40 |
| 34-59895 |
May 8, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of ETFS Gold Trust
Comments due: June 5, 2009
|
SR-NYSEArca-2009-38 |
| 34-59893 |
May 8, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fee Change
Comments due: June 5, 2009
|
SR-NYSEArca-2009-39 |
| 34-59886 |
May 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Regarding Amendments to NYSE Arca Equities Rule 8.3 ("Listing of Currency and Index Warrants")
Comments due: June 4, 2009
|
SR-NYSEArca-2009-33 |
| 34-59861 |
May 5, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Safety First Trust Certificates Linked to the Dow Jones Industrial Average
Comments due: June 1, 2009
|
SR-NYSEArca-2009-29 |
| 34-59854 |
May 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. that Suspends NYSE Arca's Stock Price Continued Listing Standard
Comments due: May 29, 2009
|
SR-NYSEArca-2009-34 |
| 34-59846 |
Apr. 29, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.76A Order Execution - OX
Comments due: May 27, 2009
|
SR-NYSEArca-2009-36 |
| 34-59838 |
Apr. 28, 2009 |
Notice of Filing of Proposed Rule Change Relating to NYSE Arca Equities Rule 7.10 Governing Clearly Erroneous Executions
Comments due: May 26, 2009
Submit comments on SR-NYSEArca-2009-36
|
SR-NYSEArca-2009-30 |
| 34-59835 |
Apr. 28, 2009 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Adoption of Listing Standards for Managed Trust Securities and the Listing and Trading of Shares of the iShares® Diversified Alternatives Trust
Comments due: May 27, 2009
See also: Order: Rel. No. 34-60064
|
SR-NYSEArca-2009-22 |
| 34-59826 |
Apr. 28, 2009 |
Order Granting Accelerated Approval of a Proposed Rule Change to List and Trade Shares of the Grail American Beacon Large Cap Value ETF
See also: Notice: Rel. No. 34-59651
|
SR-NYSEArca-2009-31 |
| 34-59808 |
Apr. 21, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fee Change
Comments due: May 19, 2009
|
SR-NYSEArca-2009-32 |
| 34-59790 |
Apr. 20, 2009 |
Notice of Filing of Proposed Rule Change Implementing the NYSE Arca Realtime Reference Price Service on a Permanent Basis
Comments due: May 15, 2009
See also: Order: Rel. No. 34-60002
|
SR-NYSEArca-2009-28 |
| 34-59781 |
Apr. 17, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing and Trading of Shares of the ETFS Silver Trust
Comments due: May 15, 2009
|
SR-NYSEArca-2009-20 |
| 34-59747 |
Apr. 10, 2009 |
Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of the Safety First Trust Certificates Linked to the S&P 500® Index
See also: Notice: Rel. No. 34-59562
|
SR-NYSEArca-2009-27 |
| 34-59737 |
Apr. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.62 to offer WAIT Modifier, PNP Plus Orders and Allow the Use of Attributable Orders
Comments due: May 11, 2009
|
SR-NYSEArca-2009-11 |
| 34-59716 |
Apr. 6, 2009 |
Order Approving a Proposed Rule Change to Amend Rule 6.69 - Reporting Duties
See also: Notice: Rel. No. 34-59440
|
SR-NYSEArca-2009-12 |
| 34-59708 |
Apr. 6, 2009 |
Order Approving Proposed Rule Change Relating to SPDR Barclays Capital Convertible Bond ETF
See also: Notice: Rel. No. 34-59459
|
SR-NYSEArca-2009-14 |
| 34-59678 |
Apr. 1, 2009 |
Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Leverage Factor Applicable to the MacroShares Major Metro Housing Trusts
See also: Notice: Rel. No. 34-59542
|
| First Quarter |
SR-NYSEArca-2009-25 |
| 34-59662 |
Mar. 31, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 2 Thereto to Extend the Pilot Program for NYSE Arca Realtime Reference Prices Service
Comments due: April 27, 2009
|
SR-NYSEArca-2009-22 |
| 34-59651 |
Mar. 30, 2009 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the Grail American Beacon Large Cap Value ETF
Comments due: April 27, 2009
See also: Order: Rel. No. 34-59826
|
SR-NYSEArca-2009-24 |
| 34-59650 |
Mar. 30, 2009 |
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. to Adopt a Policy with respect to the Treatment of Aberrant Trades
Comments due: April 27, 2009
See also: Order: Rel. No. 34-59937
|
SR-NYSEArca-2009-26 |
| 34-59628 |
Mar. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Option Trading Rules In Order to Extend the Penny Pilot Program
Comments due: April 23, 2009
|
SR-NYSEArca-2009-19 |
| 34-59617 |
Mar. 20, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.37A — Obligations of Market Makers-OX
Comments due: April 17, 2009
|
SR-NYSEArca-2009-23 |
| 34-59609 |
Mar. 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSEArca, Inc. Amending Rule 6.47 to Remove Obsolete Text Related to the SizeQuote Pilot Program
Comments due: April 17, 2009
|
SR-NYSEArca-2009-21 |
| 34-59603 |
Mar. 19, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.62 to Provide Additional Order Types
Comments due: April 16, 2009
|
SR-NYSEArca-2009-05 |
| 34-59598 |
Mar. 18, 2009 |
Order Approving Proposed Rule Change to Establish Fees for NYSE Arca Trades
See also: Notice: Rel. No. 34-59308
|
SR-NYSEArca-2009-03 |
| 34-59597 |
Mar. 18, 2009 |
Order Approving Proposed Rule Change to Establish a Technical Original Listing Fee Specific to Derivative Securities Products and Structured Products
See also: Notice: Rel. No. 34-59364
|
SR-NYSEArca-2009-10 |
| 34-59587 |
Mar. 17, 2009 |
Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, to Expand the $1 Strike Program
See also: Notice: Rel. No. 34-59395
|
SR-NYSEArca-2009-20 |
| 34-59562 |
Mar. 12, 2009 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Safety First Trust Certificates Linked to the S&P 500® Index
Comments due: April 9, 2009
See also: Order: Rel. No. 34-59747
|
SR-NYSEArca-2009-17 |
| 34-59556 |
Mar. 11, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.87 — Obvious Errors
Comments due: April 7, 2009
|
SR-NYSEArca-2009-14 |
| 34-59542 |
Mar. 9, 2009 |
Notice of Filing of Proposed Rule Change Relating to the Leverage Factor Applicable to the MacroShares Major Metro Housing Trusts
Comments due: March 31, 2009
See also: Order: Rel. No. 34-59678
|
SR-NYSEArca-2009-16 |
| 34-59525 |
Mar. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges Applicable to the Option Strategy Executions Pilot Program
Comments due: April 3, 2009
|
SR-NYSEArca-2008-134 |
| 34-59522 |
Mar. 5, 2009 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend Rule 10.16, Sanctioning Guidelines
See also: Notice: Rel. No. 34-59117
|
SR-NYSEArca-2009-15 |
| 34-59521 |
Mar. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fee Change
Comments due: April 1, 2009
|
SR-NYSEArca-2009-01 |
| 34-59518 |
Mar. 5, 2009 |
Order Approving Proposed Rule Change Relating to the Reduction of the Annual Fee for Certain Issues Listed Under Rule 5.2(j)(6)
See also: Notice: Rel. No. 34-59270
|
SR-NYSEArca-2009-18 |
| 34-59493 |
Mar. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Bear Market Strategic Accelerated Redemption Securities® Linked to the S&P Small Cap Regional Banks Index
Comments due: March 30, 2009
|
SR-NYSEArca-2009-13 |
| 34-59471 |
Feb. 27, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Shares of the iShares® MSCI All Peru Index Fund
Comments due: March 27, 2009
|
SR-NYSEArca-2009-12 |
| 34-59459 |
Feb. 26, 2009 |
Notice of Filing of Proposed Rule Change Relating to SPDR Barclays Capital Convertible Bond ETF
Comments due: March 27, 2009
See also: Order: Rel. No. 34-59708
|
SR-NYSEArca-2009-09 |
| 34-59453 |
Feb. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market
Comments due: March 25, 2009
|
SR-NYSEArca-2009-11 |
| 34-59440 |
Feb. 24, 2009 |
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.69 - Reporting Duties
Comments due: March 24, 2009
See also: Order: Rel. No. 34-59716
|
SR-NYSEArca-2009-10 |
| 34-59395 |
Feb. 11, 2009 |
Notice of Filing of a Proposed Rule Change Amending Rule 6.4
Comments due: March 12, 2009
See also: Order: Rel. No. 34-59587
|
SR-NYSEArca-2008-139 |
| 34-59376 |
Feb. 10, 2009 |
Order Approving Proposed Rule Change Amending the Minor Rule Plan to Increase Certain Sanctions
See also: Notice: Rel. No. 34-59191
|
SR-NYSEArca-2009-03 |
| 34-59364 |
Feb. 5, 2009 |
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Establish A Technical Original Listing Fee Specific to Derivative Securities Products and Structured Products
Comments due: March 4, 2009
See also: Order: Rel. No. 34-59597
|
SR-NYSEArca-2009-07 |
| 34-59349 |
Feb. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 5.4 to Eliminate the $3 Market Price Per Share Requirement
Comments due: March 4, 2009
|
SR-NYSEArca-2008-136 |
| 34-59332 |
Jan. 30, 2009 |
Order Approving Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(6) Relating to the Initial Listing Standards for Equity Index-Linked Securities, Commodity-Linked Securities, Currency-Linked Securities, Fixed Income Index-Linked Securities, Futures-Linked Securities and Multifactor Index-Linked Securities
See also: Notice: Rel. No. 34-59146
|
SR-NYSEArca-2009-05 |
| 34-59308 |
Jan. 28, 2009 |
Notice of Filing of Proposed Rule Change to Establish Fees for NYSE Arca Trades
Comments due: February 24, 2009
See also: Order: Rel. No. 34-59598
|
SR-NYSEArca-2009-04 |
| 34-59305 |
Jan. 27, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rules Governing Flexible Exchange Options to Increase Maximum Term
Comments due: February 24, 2009
|
SR-NYSEArca-2009-06 |
| 34-59289 |
Jan. 23, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce a Pilot Program for NYSE Arca Trades
Comments due: February 20, 2009
|
SR-NYSEArca-2009-01 |
| 34-59270 |
Jan. 21, 2009 |
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Reduction of Annual Fee for Certain Issues Listed Under Rule 5.2(j)(6)
Comments due: February 23, 2009
See also: Order: Rel. No. 34-59518
|
SR-NYSEArca-2009-02 |
| 34-59264 |
Jan. 16, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Amend or Eliminate Unnecessary Rule Text
Comments due: February 17, 2009
|
SR-NYSEArca-2008-140 |
| 34-59234 |
Jan. 12, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Adding Liquidity Only Order
Comments due: February 13, 2009
|
SR-NYSEArca-2008-135 |
| 34-59194 |
Jan. 5, 2009 |
Order Granting Accelerated Approval of Proposed Rule Change Amending Rule 6.47A to Reduce the Order Exposure Period from Three Seconds to One Second
See also: Notice: Rel. No. 34-59082
|
| NYSE Arca File Number List for 2009 |
| Release No. |
Date |
Details |
SR-NYSEArca-2009-103 |
| 34-61021 |
Nov. 17, 2009 |
Notice of Filing of a Proposed Rule Change Regarding Listing and Trading of RP Short Duration ETF
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2009-103
|
SR-NYSEArca-2009-102 |
| 34-61025 |
Nov. 18, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 7.25
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2009-102
|
SR-NYSEArca-2009-101 |
| 34-61022 |
Nov. 17, 2009 |
Notice of Filing of a Proposed Rule Change Amending Equities Rule 5.2(j)(3)
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2009-101
|
SR-NYSEArca-2009-99 |
| 34-60944 |
Nov. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Fee Schedule
Comments due: December 4, 2009
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2009-99
|
SR-NYSEArca-2009-98 |
| 34-60896 |
Oct. 28, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Relating to $1 Strikes for KBW Bank Index options (BKX)
Comments due: November 24, 2009
Submit comments on SR-NYSEArca-2009-98
|
SR-NYSEArca-2009-97 |
| 34-60945 |
Nov. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services
Comments due: December 4, 2009
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2009-97
|
SR-NYSEArca-2009-96 |
| 34-60923 |
Nov. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.82 - Lead Market Makers to Eliminate Obsolete Language and Clarify Rule Provisions
Comments due: December 1, 2009
Submit comments on SR-NYSEArca-2009-96
|
SR-NYSEArca-2009-95 |
| 34-60970 |
Nov. 9, 2009 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of ETFS Platinum Trust
Comments due: December 8, 2009
Submit comments on SR-NYSEArca-2009-95
|
SR-NYSEArca-2009-94 |
| 34-60971 |
Nov. 9, 2009 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of ETFS Palladium Trust
Comments due: December 8, 2009
Submit comments on SR-NYSEArca-2009-94
|
SR-NYSEArca-2009-93 |
| 34-60876 |
Oct. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add 75 Options Classes to the Penny Pilot Program
Comments due: November 20, 2009
Submit comments on SR-NYSEArca-2009-93
|
SR-NYSEArca-2009-92 |
| 34-60855 |
Oct. 21, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Obligations of Lead Market Makers
Comments due: November 18, 2009
Submit comments on SR-NYSEArca-2009-92
|
SR-NYSEArca-2009-91 |
| 34-60833 |
Oct. 16, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Dates of the Quarterly Expansion of the Penny Pilot Program for Options
Comments due: November 12, 2009
Submit comments on SR-NYSEArca-2009-91
|
SR-NYSEArca-2009-90 |
| 34-60921 |
Nov. 3, 2009 |
Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 2.100 to Provide the NYSE Arca with the Authority to Declare an Emergency Condition with Respect to Trading On or Through the Systems and Facilities of the NYSE Arca and Enable the NYSE Arca to Act as a Back-Up Trading Facility for Affiliated Exchanges Owned and Operated by NYSE Euronext
Comments due: December 3, 2009
Submit comments on SR-NYSEArca-2009-90
|
SR-NYSEAmex-2009-89 |
| 34-60819 |
Oct. 13, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Replacement Indexes for PowerShares DB Commodity Index Tracking Fund and PowerShares DB Agriculture Fund
Comments due: November 9, 2009
Submit comments on SR-NYSEArca-2009-89
|
SR-NYSEArca-2009-88 |
| 34-60834 |
Oct. 16, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services
Comments due: November 12, 2009
Submit comments on SR-NYSEArca-2009-88
|
SR-NYSEArca-2009-87 |
| 34-60750 |
Sep. 30, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Archipelago Securities LLC
Comments due: October 28, 2009
Submit comments on SR-NYSEArca-2009-87
|
SR-NYSEArca-2009-86 |
| 34-60766 |
Oct. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Activity Assessment Fees
Comments due: October 30, 2009
Submit comments on SR-NYSEArca-2009-86
|
SR-NYSEArca-2009-85 |
| 34-60721 |
Sep. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Commentary .04 to Rule 6.4 Series of Options Open for Trading
Comments due: October 22, 2009
Submit comments on SR-NYSEArca-2009-85
|
SR-NYSEArca-2009-84 |
| 34-60967 |
Nov. 9, 2009 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Permitting Affiliation with NYFIX Millennium L.L.C. and NYFIX Securities Corporation
|
| 34-60738 |
Sep. 29, 2009 |
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Permitting Affiliation with NYFIX Millennium L.L.C. and NYFIX Securities Corporation
Comments due: October 26, 2009
|
SR-NYSEArca-2009-83 |
| 34-60975 |
Nov. 10, 2009 |
Order Granting Approval of a Proposed Rule Change to List and Trade Shares of the Grail American Beacon International Equity ETF
|
| 34-60773 |
Oct. 2, 2009 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the Grail American Beacon International Equity ETF
Comments due: October 30, 2009
|
SR-NYSEArca-2009-82 |
| 34-60646 |
Sep. 10, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Arca, Inc. in Connection with the Proposal of NYSE Euronext to Require That at Least Three-fourths of its Directors Satisfy Independence Requirements
Comments due: October 8, 2009
|
SR-NYSEArca-2009-81 |
| 34-60664 |
Sep. 14, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing its Schedule of Fees and Charges for Exchange Services
Comments due: October 13, 2009
|
SR-NYSEArca-2009-80 |
| 34-60607 |
Sep. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Risk Management Gateway (“RMG”) Service
Comments due: September 29, 2009
|
SR-NYSEArca-2009-79 |
| 34-60981 |
Nov. 10, 2009 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing of Five Fixed Income Funds of the PIMCO ETF Trust
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2009-79
|
| 34-60619 |
Sep. 3, 2009 |
Notice of Filing of Proposed Rule Change Relating to Listing of Five Fixed Income Funds of the PIMCO ETF Trust
Comments due: September 28, 2009
Submit comments on SR-NYSEArca-2009-79
|
SR-NYSEArca-2009-78 |
| 34-60604 |
Sep. 1, 2009 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Eliminating NYSE Arca Equities Rule 7.26, Adding New NYSE Arca Equities Rule 6.7 and Amending NYSE Arca Equities Rule 6.18
Comments due: September 29, 2009
|
SR-NYSEArca-2009-77 |
| 34-60822 |
Oct. 14, 2009 |
Order Granting Approval of Proposed Rule Change Amending NYSE Arca Options Rule 5.3(j)
|
| 34-60621 |
Sep. 3, 2009 |
Notice of Filing of Proposed Rule Change Amending NYSE Arca Options Rule 5.3(j)
Comments due: October 2, 2009
|
SR-NYSEArca-2009-76 |
| 34-60522 |
Aug. 18, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Options Rule 6.76A
Comments due: September 14, 2009
|
SR-NYSEArca-2009-75 |
| 34-60549 |
Aug. 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Permissible Expiration Dates for Flexible Exchange Options
Comments due: September 18, 2009
|
SR-NYSEArca-2009-74 |
| 34-60717 |
Sep. 24, 2009 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing Four Grail Advisors RP Exchange-Traded Funds
Comments due: October 22, 2009
Submit comments on SR-NYSEArca-2009-74
|
| 34-60552 |
Aug. 20, 2009 |
Notice of Filing of Proposed Rule Change Relating to Listing Four Grail Advisors RP Exchange-Traded Funds
Comments due: September 14, 2009
|
SR-NYSEArca-2009-73 |
| 34-60469 |
Aug. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.76A — Order Execution-OX and Proposing New Rule 6.88 — Directed Orders
Comments due: September 8, 2009
|
SR-NYSEArca-2009-72 |
| 34-60495 |
Aug. 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing the Schedule of Fees and Charges for Exchange Services
Comments due: September 8, 2009
|
SR-NYSEArca-2009-70 |
| 34-60716 |
Sep. 24, 2009 |
Order Approving Proposed Rule Change Amending Rule 10.12 (Minor Rule Plan)
|
| 34-60518 |
Aug. 18, 2009 |
Notice of Filing of Proposed Rule Change Amending Rule 10.12 (Minor Rule Plan)
Comments due: September 14, 2009
|
SR-NYSEArca-2009-69 |
| 34-60433 |
Aug. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(oo)
Comments due: September 1, 2009
|
SR-NYSEArca-2009-68 |
| 34-60322 |
Jul. 16, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing the Schedule of Fees and Charges for Exchange Services
Comments due: August 14, 2009
|
SR-NYSEArca-2009-67 |
| 34-60285 |
Jul. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Extend the One Week Option Series Pilot Program
Comments due: August 7, 2009
|
SR-NYSEArca-2009-66 |
| 34-60282 |
Jul. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Option Trading Rules In Order To Adopt the Quarterly Option Series Pilot Program on a Permanent Basis
Comments due: August 7, 2009
|
SR-NYSEArca-2009-65 |
| 34-60321 |
Jul. 16, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(mm)
Comments due: August 14, 2009
|
SR-NYSEArca-2009-64 |
| 34-60272 |
Jul. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. that Extends the Suspension of NYSE Arca's Stock Price Continued Listing Standard to July 31, 2009
Comments due: August 6, 2009
|
SR-NYSEArca-2009-63 |
| 34-60262 |
Jul. 8, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.31(x) and 7.31(kk)
Comments due: August 5, 2009
|
SR-NYSEArca-2009-62 |
| 34-60379 |
Jul. 23, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Schedule of Fees and Charges for Exchange Services
Comments due: August 21, 2009
|
SR-NYSEArca-2009-61 |
| 34-60224 |
Jul. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.72 Trading Differentials
Comments due: July 30, 2009
Comments received are available for this notice.
|
SR-NYSEArca-2009-60 |
| 34-60205 |
Jul. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services
Comments due: July 30, 2009
|
SR-NYSEArca-2009-58 |
| 34-60191 |
Jun. 30, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Equities Rule 7.31
Comments due: July 29, 2009
|
SR-NYSEArca-2009-57 |
| 34-60200 |
Jun. 30, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.9 - Exercise Limits
Comments due: July 30, 2009
|
SR-NYSEArca-2009-56 |
| 34-60256 |
Jul. 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Two New Order Types to NYSE Arca Equities Rule 7.31
Comments due: August 3, 2009
|
SR-NYSEArca-2009-55 |
| 34-60460 |
Aug. 7, 2009 |
Order Granting Approval of a Proposed Rule Change to List and Trade Shares of the Dent Tactical ETF
|
| 34-60195 |
Jun. 30, 2009 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the Dent Tactical ETF
Comments due: July 29, 2009
|
SR-NYSEArca-2009-54 |
| 34-60137 |
Jun. 18, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Shares of the iShares® MSCI All Peru Capped Index Fund
Comments due: July 16, 2009
|
SR-NYSEArca-2009-53 |
| 34-60128 |
Jun. 17, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of ProShares UltraShort MSCI Mexico Investable Market Fund
Comments due: July 16, 2009
|
SR-NYSEArca-2009-52 |
| 34-60468 |
Aug. 10, 2009 |
Order Approving Proposed Rule Change to Amend the Schedule of Fees and Charges for Exchange Services
|
| 34-60184 |
Jun. 29, 2009 |
Notice of Filing of Proposed Rule Change to Amend the Schedule of Fees and Charges for Exchange Services
Comments due: July 28, 2009
|
SR-NYSEArca-2009-51 |
| 34-60099 |
Jun. 11, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 7.36 Governing Order Ranking and Display
Comments due: July 10, 2009
|
SR-NYSEArca-2009-50 |
| 34-60102 |
Jun. 11, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by NYSE Arca, Inc. Implementing Schedule of Fees and Charges for Exchange Services by adding a Ratio Threshold Fee
Comments due: July 10, 2009
|
SR-NYSEArca-2009-49 |
| 34-60101 |
Jun. 11, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by NYSE Arca, Inc. Implementing Schedule of Fees and Charges for Exchange Services
Comments due: July 10, 2009
|
SR-NYSEArca-2009-48 |
| 34-60067 |
Jun. 8, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services
Comments due: July 6, 2009
|
SR-NYSEArca-2009-47 |
| 34-60065 |
Jun. 8, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Generic Listing Rules for Currency Trust Shares
Comments due: July 6, 2009
|
SR-NYSEArca-2009-46 |
| 34-60072 |
Jun. 9, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Safety First Trust Certificates Linked to the S&P 500® Index
Comments due: July 6, 2009
|
SR-NYSEArca-2009-45 |
| 34-60527 |
Aug. 18, 2009 |
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Adopt Rules Implementing the Options Order Protection and Locked/Crossed Market Plan
|
| 34-60054 |
Jun. 5, 2009 |
Notice of Filing of Proposed Rule Change to Adopt Rules to Implement the Options Order Protection and Locked/Crossed Market Plan
Comments due: July 6, 2009
|
SR-NYSEArca-2009-44 |
| 34-60711 |
Sep. 23, 2009 |
Notice of Filing of Amendment Nos. 1 and 3 and Order Granting Partial Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 3 Thereto, Amending NYSE Arca Rule 6.72 and Expanding the Penny Pilot Program
Comments due: October 19, 2009
See also: Office of Economic Analysis Memo (July 24, 2009), Office of Economic Analysis Memo (August 14, 2009)
Comments received are available for this notice.
Submit comments on SR-NYSEArca-2009-44
|
| 34-59944 |
May 20, 2009 |
Notice of Filing of Proposed Rule Change Amending Rule 6.72 Governing Trading Differentials and Proposing to Expand the Penny Pilot
Comments due: June 17, 2009
Comments received are available for this notice.
|
SR-NYSEArca-2009-43 |
| 34-59932 |
May 15, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Regarding the Minimum Creation and Redemption Size Applicable to the MacroShares Major Metro Housing Trusts
Comments due: June 12, 2009
|
SR-NYSEArca-2009-41 |
| 34-59978 |
May 27, 2009 |
Notice of Filing and Immediate Effectiveness by NYSE Arca, Inc. of a Proposed Rule Change to Amend Exchange Rules Related to Doing a Public Business in Options
Comments due: June 23, 2009
|
SR-NYSEArca-2009-40 |
| 34-59895 |
May 8, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of ETFS Gold Trust
Comments due: June 5, 2009
|
SR-NYSEArca-2009-39 |
| 34-59886 |
May 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Regarding Amendments to NYSE Arca Equities Rule 8.3 ("Listing of Currency and Index Warrants")
Comments due: June 4, 2009
|
SR-NYSEArca-2009-38 |
| 34-59893 |
May 8, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fee Change
Comments due: June 5, 2009
|
SR-NYSEArca-2009-36 |
| 34-60706 |
Sep. 22, 2009 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to NYSE Arca Equities Rule 7.10 Governing Clearly Erroneous Executions
Comments due: October 19, 2009
Submit comments on SR-NYSEArca-2009-36
|
SR-NYSEArca-2009-36 |
| 34-59838 |
Apr. 28, 2009 |
Notice of Filing of Proposed Rule Change Relating to NYSE Arca Equities Rule 7.10 Governing Clearly Erroneous Executions
Comments due: May 26, 2009
Submit comments on SR-NYSEArca-2009-36
|
SR-NYSEArca-2009-34 |
| 34-59846 |
Apr. 29, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.76A Order Execution - OX
Comments due: May 27, 2009
|
SR-NYSEArca-2009-33 |
| 34-59861 |
May 5, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Safety First Trust Certificates Linked to the Dow Jones Industrial Average
Comments due: June 1, 2009
|
SR-NYSEArca-2009-32 |
| 34-60002 |
May 29, 2009 |
Order Approving the Proposed Rule Change Implementing NYSE Arca Realtime Reference Prices Service on a Permanent Basis
|
| 34-59790 |
Apr. 20, 2009 |
Notice of Filing of Proposed Rule Change Implementing the NYSE Arca Realtime Reference Price Service on a Permanent Basis
Comments due: May 15, 2009
|
SR-NYSEArca-2009-31 |
| 34-59808 |
Apr. 21, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fee Change
Comments due: May 19, 2009
|
SR-NYSEArca-2009-30 |
| 34-60064 |
Jun. 8, 2009 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Adoption of Listing Standards for Managed Trust Securities and the Listing and Trading of Shares of the iShares® Diversified Alternatives Trust
|
| 34-59835 |
Apr. 28, 2009 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Adoption of Listing Standards for Managed Trust Securities and the Listing and Trading of Shares of the iShares® Diversified Alternatives Trust
Comments due: May 27, 2009
|
SR-NYSEArca-2009-29 |
| 34-59854 |
May 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. that Suspends NYSE Arca's Stock Price Continued Listing Standard
Comments due: May 29, 2009
|
SR-NYSEArca-2009-28 |
| 34-59781 |
Apr. 17, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing and Trading of Shares of the ETFS Silver Trust
Comments due: May 15, 2009
|
SR-NYSEArca-2009-27 |
| 34-59737 |
Apr. 9, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.62 to offer WAIT Modifier, PNP Plus Orders and Allow the Use of Attributable Orders
Comments due: May 11, 2009
|
SR-NYSEArca-2009-26 |
| 34-59628 |
Mar. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Option Trading Rules In Order to Extend the Penny Pilot Program
Comments due: April 23, 2009
|
SR-NYSEArca-2009-25 |
| 34-59662 |
Mar. 31, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 2 Thereto to Extend the Pilot Program for NYSE Arca Realtime Reference Prices Service
Comments due: April 27, 2009
|
SR-NYSEArca-2009-24 |
| 34-59937 |
May 18, 2009 |
Order Approving Proposed Rule Change to Adopt a Policy with Respect to the Treatment of Aberrant Trades
|
| 34-59650 |
Mar. 30, 2009 |
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. to Adopt a Policy with respect to the Treatment of Aberrant Trades
Comments due: April 27, 2009
|
SR-NYSEArca-2009-23 |
| 34-59609 |
Mar. 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSEArca, Inc. Amending Rule 6.47 to Remove Obsolete Text Related to the SizeQuote Pilot Program
Comments due: April 17, 2009
|
SR-NYSEArca-2009-22 |
| 34-59826 |
Apr. 28, 2009 |
Order Granting Accelerated Approval of a Proposed Rule Change to List and Trade Shares of the Grail American Beacon Large Cap Value ETF
|
| 34-59651 |
Mar. 30, 2009 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the Grail American Beacon Large Cap Value ETF
Comments due: April 27, 2009
|
SR-NYSEArca-2009-21 |
| 34-59603 |
Mar. 19, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.62 to Provide Additional Order Types
Comments due: April 16, 2009
|
SR-NYSEArca-2009-20 |
| 34-59747 |
Apr. 10, 2009 |
Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of the Safety First Trust Certificates Linked to the S&P 500® Index
|
| 34-59562 |
Mar. 12, 2009 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Safety First Trust Certificates Linked to the S&P 500® Index
Comments due: April 9, 2009
|
SR-NYSEArca-2009-19 |
| 34-59617 |
Mar. 20, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.37A — Obligations of Market Makers-OX
Comments due: April 17, 2009
|
SR-NYSEArca-2009-18 |
| 34-59493 |
Mar. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Bear Market Strategic Accelerated Redemption Securities® Linked to the S&P Small Cap Regional Banks Index
Comments due: March 30, 2009
|
SR-NYSEArca-2009-17 |
| 34-59556 |
Mar. 11, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.87 — Obvious Errors
Comments due: April 7, 2009
|
SR-NYSEArca-2009-16 |
| 34-59525 |
Mar. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges Applicable to the Option Strategy Executions Pilot Program
Comments due: April 3, 2009
|
SR-NYSEArca-2009-15 |
| 34-59521 |
Mar. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fee Change
Comments due: April 1, 2009
|
SR-NYSEArca-2009-14 |
| 34-59678 |
Apr. 1, 2009 |
Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Leverage Factor Applicable to the MacroShares Major Metro Housing Trusts
|
| 34-59542 |
Mar. 9, 2009 |
Notice of Filing of Proposed Rule Change Relating to the Leverage Factor Applicable to the MacroShares Major Metro Housing Trusts
Comments due: March 31, 2009
|
SR-NYSEArca-2009-13 |
| 34-59471 |
Feb. 27, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Shares of the iShares® MSCI All Peru Index Fund
Comments due: March 27, 2009
|
SR-NYSEArca-2009-12 |
| 34-59708 |
Apr. 6, 2009 |
Order Approving Proposed Rule Change Relating to SPDR Barclays Capital Convertible Bond ETF
|
| 34-59459 |
Feb. 26, 2009 |
Notice of Filing of Proposed Rule Change Relating to SPDR Barclays Capital Convertible Bond ETF
Comments due: March 27, 2009
|
SR-NYSEArca-2009-11 |
| 34-59716 |
Apr. 6, 2009 |
Order Approving a Proposed Rule Change to Amend Rule 6.69 - Reporting Duties
|
| 34-59440 |
Feb. 24, 2009 |
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.69 - Reporting Duties
Comments due: March 24, 2009
|
SR-NYSEArca-2009-10 |
| 34-59587 |
Mar. 17, 2009 |
Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, to Expand the $1 Strike Program
|
| 34-59395 |
Feb. 11, 2009 |
Notice of Filing of a Proposed Rule Change Amending Rule 6.4
Comments due: March 12, 2009
|
SR-NYSEArca-2009-09 |
| 34-59453 |
Feb. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market
Comments due: March 25, 2009
|
SR-NYSEArca-2009-07 |
| 34-59349 |
Feb. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 5.4 to Eliminate the $3 Market Price Per Share Requirement
Comments due: March 4, 2009
|
SR-NYSEArca-2009-06 |
| 34-59289 |
Jan. 23, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce a Pilot Program for NYSE Arca Trades
Comments due: February 20, 2009
|
SR-NYSEArca-2009-05 |
| 34-59598 |
Mar. 18, 2009 |
Order Approving Proposed Rule Change to Establish Fees for NYSE Arca Trades
|
| 34-59308 |
Jan. 28, 2009 |
Notice of Filing of Proposed Rule Change to Establish Fees for NYSE Arca Trades
Comments due: February 24, 2009
|
SR-NYSEArca-2009-04 |
| 34-59305 |
Jan. 27, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rules Governing Flexible Exchange Options to Increase Maximum Term
Comments due: February 24, 2009
|
SR-NYSEArca-2009-03 |
| 34-59597 |
Mar. 18, 2009 |
Order Approving Proposed Rule Change to Establish a Technical Original Listing Fee Specific to Derivative Securities Products and Structured Products
|
| 34-59364 |
Feb. 5, 2009 |
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Establish A Technical Original Listing Fee Specific to Derivative Securities Products and Structured Products
Comments due: March 4, 2009
|
SR-NYSEArca-2009-02 |
| 34-59264 |
Jan. 16, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. to Amend or Eliminate Unnecessary Rule Text
Comments due: February 17, 2009
|
SR-NYSEArca-2009-01 |
| 34-59518 |
Mar. 5, 2009 |
Order Approving Proposed Rule Change Relating to the Reduction of the Annual Fee for Certain Issues Listed Under Rule 5.2(j)(6)
|
| 34-59270 |
Jan. 21, 2009 |
Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Reduction of Annual Fee for Certain Issues Listed Under Rule 5.2(j)(6)
Comments due: February 23, 2009
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http://www.sec.gov/rules/sro/nysearca.shtml
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