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NYSE Arca Rulemaking
We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
NYSE Arca File Number List
Additional Archives
2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
| Release No. |
Date |
Details |
| First Quarter |
SR-NYSEArca-2012-14 |
| 34-66350 |
Feb. 7, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .05 to NYSE Arca Rule 6.4 to Allow Trading of Options on iShares® Silver Trust and United States Oil Fund at $0.50 Strike Price Intervals Where the Strike Price is Less than $75
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
 Submit comments on SR-NYSEArca-2012-14
|
SR-NYSEArca-2011-84 |
| 34-66345 |
Feb. 7, 2012 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of the Russell Global Opportunity ETF; Russell Bond ETF; and Russell Real Return ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-65859
|
SR-NYSEArca-2011-85 |
| 34-66343 |
Feb. 7, 2012 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of SPDR SSgA Real Assets ETF; SPDR SSgA Income Allocation ETF; SPDR SSgA Conservative Global Allocation ETF; SPDR SSgA Global Allocation ETF; and SPDR SSgA Aggressive Global Allocation ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-65860
|
SR-NYSEArca-2011-82 |
| 34-66342 |
Feb. 7, 2012 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of Shares of the WisdomTree Emerging Markets Inflation Protection Bond Fund under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-65846
|
SR-NYSEArca-2011-94 |
| 34-66334 |
Feb. 6, 2012 |
Order Granting Approval of a Proposed Rule Change to List and Trade Shares of the ProShares Managed Futures Strategy Fund, ProShares Commodity Managed Futures Strategy Fund, and ProShares Financial Managed Futures Strategy Fund under NYSE Arca Equities Rule 8.200
See also: Notice: Rel. No. 34-66002
|
SR-NYSEArca-2011-95 |
| 34-66321 |
Feb. 3, 2012 |
Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of the PIMCO Total Return Exchange Traded Fund under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-65988
|
SR-NYSEArca-2012-07 |
| 34-66311 |
Feb. 2, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Arca Equities Rule 5.2(b)(1) and Adopting New NYSE Arca Equities Rule 5190 that is Substantially the Same as Financial Industry Regulatory Authority Rule 5190
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2012-07
|
SR-NYSEArca-2012-02 |
| 34-66192 |
Jan. 19, 2012 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Amendments to NYSE Arca Rule 9.4 and NYSE Equities Inc. Rules 5.3(d) and 9.4 Relating to Discretionary Proxy Voting on Executive Compensation Matters and Election of Directors to Comply with the Dodd-Frank Act
Comments due: February 15, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2012-02
|
SR-NYSEArca-2011-72 |
| 34-66171 |
Jan. 17, 2012 |
Order Granting Approval of Proposed Rule Change Relating to a Corporate Transaction in which Deutsche Börse AG and NYSE Euronext Would Become Subsidiaries of Alpha Beta Netherlands Holding N.V.
See also: Notice: Rel. No. 34-65567
|
SR-NYSEArca-2012-04 |
| 34-66180 |
Jan. 18, 2012 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Twenty-Six Series of ProShares Trust II under NYSE Arca Equities Rule 8.200
Comments due: February 14, 2012
Submit comments on SR-NYSEArca-2012-04
|
SR-NYSEArca-2011-100 |
| 34-66135 |
Jan. 11, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 7.10, Which Governs Clearly Erroneous Executions, to Extend the Effective Date of The Pilot by Which Portions of Such Rule Operate Until July 31, 2012
Comments due: February 8, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2011-100
|
SR-NYSEArca-2011-99 |
| 34-66132 |
Jan. 11, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, to Extend the Effective Date of The Pilot Until July 31, 2012
Comments due: February 8, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2011-99
|
SR-NYSEArca-2011-96 |
| 34-66128 |
Jan. 10, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the NYSE Arca Integrated Data Feed
Comments due: February 7, 2012
Comments received are available for this proposal.
Submit comments on SR-NYSEArca-2011-96
|
SR-NYSEArca-2011-101 |
| 34-66115 |
Jan. 6, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services Replacing Numerical Thresholds with Percentage Thresholds for the Investor Tiers' Volume Requirements
Comments due: February 2, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2011-101
|
SR-NYSEArca-2011-80 |
| 34-66112 |
Jan. 5, 2012 |
Order Granting Approval of Proposed Rule Change to List and Trade Shares of the Rockledge SectorSAM ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-65778
|
SR-NYSEArca-2012-01 |
| 34-66110 |
Jan. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule Changing the Monthly Fees for the Use of Ports that Provide Connectivity to Its Equity Trading Systems
Comments due: February 1, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2012-01
|
SR-NYSEArca-2011-97 |
| 34-66098 |
Jan. 4, 2012 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Teucrium Agriculture Fund under NYSE Arca Equities Rule 8.200
Comments due: January 31, 2012
Submit comments on SR-NYSEArca-2011-97
|
SR-NYSEARCA-2011-103 |
| 34-66094 |
Jan. 4, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Implementation Date of the NYSE Arca Equities Rule 7400 Series, the Order Audit Trail System Rules, for Equity Trading Permit Holders that Are Not Financial Industry Regulatory Authority Members to March 31, 2012
Comments due: January 31, 2012
Submit comments on SR-NYSEArca-2011-103
|
| NYSE Arca File Number List |
| Release No. |
Date |
Details |
SR-NYSEArca-2012-14 |
| 34-66350 |
Feb. 7, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .05 to NYSE Arca Rule 6.4 to Allow Trading of Options on iShares® Silver Trust and United States Oil Fund at $0.50 Strike Price Intervals Where the Strike Price is Less than $75
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2012-14
|
SR-NYSEArca-2012-07 |
| 34-66311 |
Feb. 2, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting the Text of NYSE Arca Equities Rule 5.2(b)(1) and Adopting New NYSE Arca Equities Rule 5190 that is Substantially the Same as Financial Industry Regulatory Authority Rule 5190
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2012-07
|
SR-NYSEArca-2012-04 |
| 34-66180 |
Jan. 18, 2012 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Twenty-Six Series of ProShares Trust II under NYSE Arca Equities Rule 8.200
Comments due: February 14, 2012
Submit comments on SR-NYSEArca-2012-04
|
SR-NYSEArca-2012-02 |
| 34-66192 |
Jan. 19, 2012 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Amendments to NYSE Arca Rule 9.4 and NYSE Equities Inc. Rules 5.3(d) and 9.4 Relating to Discretionary Proxy Voting on Executive Compensation Matters and Election of Directors to Comply with the Dodd-Frank Act
Comments due: February 15, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2012-02
|
SR-NYSEArca-2012-01 |
| 34-66110 |
Jan. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fee Schedule Changing the Monthly Fees for the Use of Ports that Provide Connectivity to Its Equity Trading Systems
Comments due: February 1, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2012-01
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http://www.sec.gov/rules/sro/nysearca.shtml
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