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NSCC Rulemaking
We encourage the public to submit comments on the following National Securities Clearing Corporation (NSCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter | First Quarter
NSCC File Number List for 2012
Additional Archives
2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997
| Release No. |
Date |
Details |
| Second Quarter |
SR-NSCC-2012-02 |
| 34-66731 |
Apr. 4, 2012 |
Order Approving Proposed Rule Change to Enhance its Margining Methodology as Applied to Municipal and Corporate Bonds (Corrected)
See also: Notice: Rel. No. 34-66398
|
| First Quarter |
SR-NSCC-2012-04 |
| 34-66635 |
Mar. 21, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 53 of Its Rules and Procedures Relating to the Alternative Investment Product Services to Standardize and Automate the Method by Which Registered AIP Broker-Dealer Members Meet Their Good Control Location Obligations for Uncertificated Securities
Comments due: April 17, 2012
 Submit comments on SR-NSCC-2012-04
|
SR-NSCC-2012-03 |
| 34-66539 |
Mar. 8, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Messaging and Settlement Enhancements to the In Force Transactions Product Service of NSCC's Insurance and Retirement Services and the Establishment of Fees Applicable Thereto
Comments due: April 4, 2012
Submit comments on SR-NSCC-2012-03
|
SR-NSCC-2012-01 |
| 34-66399 |
Feb. 15, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make a Technical Correction With Respect to the Excess Capital Premium as Set Forth in Procedure XV (Clearing Fund Formula) of NSCC's Rules and Procedures
Comments due: March 14, 2012
|
SR-NSCC-2012-02 |
| 34-66398 |
Feb. 15, 2012 |
Notice of Filing of Proposed Rule Change to Enhance its Margining Methodology as Applied to Municipal and Corporate Bonds
Comments due: March 14, 2012
See also: Order: Rel. No. 34-66731
|
| NSCC File Number List for 2012 |
| Release No. |
Date |
Details |
SR-NSCC-2012-04 |
| 34-66635 |
Mar. 21, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 53 of Its Rules and Procedures Relating to the Alternative Investment Product Services to Standardize and Automate the Method by Which Registered AIP Broker-Dealer Members Meet Their Good Control Location Obligations for Uncertificated Securities
Comments due: April 17, 2012
Submit comments on SR-NSCC-2012-04
|
SR-NSCC-2012-03 |
| 34-66539 |
Mar. 8, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Messaging and Settlement Enhancements to the In Force Transactions Product Service of NSCC's Insurance and Retirement Services and the Establishment of Fees Applicable Thereto
Comments due: April 4, 2012
Submit comments on SR-NSCC-2012-03
|
SR-NSCC-2012-02 |
| 34-66731 |
Apr. 4, 2012 |
Order Approving Proposed Rule Change to Enhance its Margining Methodology as Applied to Municipal and Corporate Bonds (Corrected)
|
| 34-66398 |
Feb. 15, 2012 |
Notice of Filing of Proposed Rule Change to Enhance its Margining Methodology as Applied to Municipal and Corporate Bonds
Comments due: March 14, 2012
|
SR-NSCC-2012-01 |
| 34-66399 |
Feb. 15, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make a Technical Correction With Respect to the Excess Capital Premium as Set Forth in Procedure XV (Clearing Fund Formula) of NSCC's Rules and Procedures
Comments due: March 14, 2012
|
http://www.sec.gov/rules/sro/nscc.shtml
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