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NASDAQ Stock Market LLC (NASDAQ) Rulemaking
We encourage the public to submit comments on the following NASDAQ Stock Market LLC (NASDAQ) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
NASDAQ File Number List for 2012
Additional Archives
2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006
| Release No. |
Date |
Details |
| First Quarter |
SR-NASDAQ-2012-022 |
| 34-66360 |
Feb. 8, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
 Submit comments on SR-NASDAQ-2012-022
|
SR-NASDAQ-2012-023 |
| 34-66347 |
Feb. 7, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Post-Only Orders
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2012-023
|
SR-NASDAQ-2012-020 |
| 34-66322 |
Feb. 3, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ’s Transaction Execution Fee and Credit Schedule in Rules 7014 and 7018
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-020
|
SR-NASDAQ-2012-013 |
| 34-66320 |
Feb. 3, 2012 |
Notice of Filing of Proposed Rule Change Relating to the Adoption of Listing Standards for Certain Securities
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-013
|
SR-NASDAQ-2012-015 |
| 34-66310 |
Feb. 2, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4618
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2012-015
|
SR-NASDAQ-2012-017 |
| 34-66288 |
Feb. 1, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Assessed for Subscription to WebLink ACT under Rule 7015(e)
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2012-017
|
SR-NASDAQ-2012-016 |
| 34-66282 |
Jan. 31, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Assessed under Rule 7015(c) for Subscription to Computer to Computer Interface Stations
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2012-016
|
SR-NASDAQ-2012-019 |
| 34-66275 |
Jan. 30, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Rule 4753(c)
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2012-019
|
SR-NASDAQ-2012-012 |
| 34-66256 |
Jan. 26, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fee for a Written Interpretation of the Nasdaq Listing Rules
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2012-012
|
SR-NASDAQ-2012-011 |
| 34-66225 |
Jan. 24, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due: February 21, 2012
Submit comments on SR-NASDAQ-2012-011
|
SR-NASDAQ-2012-008 |
| 34-66230 |
Jan. 24, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rule 5730
Comments due: February 21, 2012
Submit comments on SR-NASDAQ-2012-008
|
SR-NASDAQ-2012-010 |
| 34-66214 |
Jan. 23, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for NMS Stocks other than Rights and
Warrants
Comments due: February 21, 2012
Submit comments on SR-NASDAQ-2012-010
|
SR-NASDAQ-2012-004 |
| 34-66175 |
Jan. 18, 2012 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Emerging Markets Corporate Bond Fund of the WisdomTree Trust
Comments due: February 14, 2012
Submit comments on SR-NASDAQ-2012-004
|
SR-NASDAQ-2012-005 |
| 34-66165 |
Jan. 17, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish an Enhanced Display Distributor Fee
Comments due: February 13, 2012
Rebuttal comments due: 60 days after publication in the Federal Register
br>Comments received are available for this proposal.
Submit comments on SR-NASDAQ-2012-005
|
SR-NASDAQ-2012-002 |
| 34-66159 |
Jan. 13, 2012 |
Notice of Filing of Proposed Rule Change to Adopt an Alternative to the $4 Initial Listing Bid Price Requirement for the Nasdaq Capital Market of Either $2 or $3, if Certain Other Listing Requirements Are Met
Comments due: February 10, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-002
|
SR-NASDAQ-2012-006 |
| 34-66158 |
Jan. 13, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fees
Comments due: February 10, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-006 |
SR-NASDAQ-2012-009 |
| 34-66153 |
Jan. 13, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 4613(a)(2)(F) and (G) to Allow Exchange Market Makers to opt out of the Automated Quote Management Service
Comments due: February 10, 2012
Submit comments on SR-NASDAQ-2012-009
|
SR-NASDAQ-2012-003 |
| 34-66126 |
Jan. 10, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Customer Rebate to Add Liquidity in Penny Pilot Options
Comments due: February 7, 2012
Additional Materials: Exhibit 5
Comments received are available for this proposal.
Submit comments on SR-NASDAQ-2012-003
|
SR-NASDAQ-2012-001 |
| 34-66121 |
Jan. 9, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: February 3, 2012
Submit comments on SR-NASDAQ-2012-001
|
SR-NASDAQ-2011-174 |
| 34-66095 |
Jan. 4, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Fee Pilot Program for NASDAQ Last Sale
Comments due: January 31, 2012
Submit comments on SR-NASDAQ-2011-174
|
SR-NASDAQ-2011-175 |
| 34-66092 |
Jan. 4, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due: January 31, 2012
Submit comments on SR-NASDAQ-2011-175
|
SR-NASDAQ-2011-173 |
| 34-66078 |
Jan. 3, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for the Trading and Compliance Data Package
Comments due: January 30, 2012
Submit comments on SR-NASDAQ-2011-173
|
| NASDAQ File Number List for 2012 |
| Release No. |
Date |
Details |
SR-NASDAQ-2012-023 |
| 34-66347 |
Feb. 7, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Post-Only Orders
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2012-023
|
SR-NASDAQ-2012-022 |
| 34-66360 |
Feb. 8, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-022
|
SR-NASDAQ-2012-020 |
| 34-66322 |
Feb. 3, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ’s Transaction Execution Fee and Credit Schedule in Rules 7014 and 7018
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-020
|
SR-NASDAQ-2012-019 |
| 34-66275 |
Jan. 30, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Rule 4753(c)
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2012-019
|
SR-NASDAQ-2012-017 |
| 34-66288 |
Feb. 1, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Assessed for Subscription to WebLink ACT under Rule 7015(e)
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2012-017
|
SR-NASDAQ-2012-016 |
| 34-66282 |
Jan. 31, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Assessed under Rule 7015(c) for Subscription to Computer to Computer Interface Stations
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2012-016
|
SR-NASDAQ-2012-015 |
| 34-66310 |
Feb. 2, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4618
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2012-015
|
SR-NASDAQ-2012-013 |
| 34-66320 |
Feb. 3, 2012 |
Notice of Filing of Proposed Rule Change Relating to the Adoption of Listing Standards for Certain Securities
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-013
|
SR-NASDAQ-2012-012 |
| 34-66256 |
Jan. 26, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fee for a Written Interpretation of the Nasdaq Listing Rules
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2012-012
|
SR-NASDAQ-2012-011 |
| 34-66225 |
Jan. 24, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due: February 21, 2012
Submit comments on SR-NASDAQ-2012-011
|
SR-NASDAQ-2012-010 |
| 34-66214 |
Jan. 23, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for NMS Stocks other than Rights and
Warrants
Comments due: February 21, 2012
Submit comments on SR-NASDAQ-2012-010
|
SR-NASDAQ-2012-009 |
| 34-66153 |
Jan. 13, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 4613(a)(2)(F) and (G) to Allow Exchange Market Makers to opt out of the Automated Quote Management Service
Comments due: February 10, 2012
Submit comments on SR-NASDAQ-2012-009
|
SR-NASDAQ-2012-008 |
| 34-66230 |
Jan. 24, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rule 5730
Comments due: February 21, 2012
Submit comments on SR-NASDAQ-2012-008
|
SR-NASDAQ-2012-006 |
| 34-66158 |
Jan. 13, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fees
Comments due: February 10, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-006 |
SR-NASDAQ-2012-005 |
| 34-66165 |
Jan. 17, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish an Enhanced Display Distributor Fee
Comments due: February 13, 2012
Rebuttal comments due: 60 days after publication in the Federal Register
Comments received are available for this proposal.
Submit comments on SR-NASDAQ-2012-005
|
SR-NASDAQ-2012-004 |
| 34-66175 |
Jan. 18, 2012 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Emerging Markets Corporate Bond Fund of the WisdomTree Trust
Comments due: February 14, 2012
Submit comments on SR-NASDAQ-2012-004
|
SR-NASDAQ-2012-003 |
| 34-66126 |
Jan. 10, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Customer Rebate to Add Liquidity in Penny Pilot Options
Comments due: February 7, 2012
Additional Materials: Exhibit 5
Comments received are available for this proposal.
Submit comments on SR-NASDAQ-2012-003
|
SR-NASDAQ-2012-002 |
| 34-66159 |
Jan. 13, 2012 |
Notice of Filing of Proposed Rule Change to Adopt an Alternative to the $4 Initial Listing Bid Price Requirement for the Nasdaq Capital Market of Either $2 or $3, if Certain Other Listing Requirements Are Met
Comments due: February 10, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-002
|
SR-NASDAQ-2012-001 |
| 34-66121 |
Jan. 9, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: February 3, 2012
Submit comments on SR-NASDAQ-2012-001
|
http://www.sec.gov/rules/sro/nasdaq.shtml
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