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NASDAQ Stock Market LLC (NASDAQ) Rulemaking
We encourage the public to submit comments on the following NASDAQ Stock Market LLC (NASDAQ) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter | First Quarter
NASDAQ File Number List for 2009
Additional Archives
2009 | 2008 | 2007 | 2006
| Release No. |
Date |
Details |
| Second Quarter |
SR-NASDAQ-2009-062 |
| 34-60201 |
Jun. 30, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Pilot Program for NASDAQ Last Sale Data Feeds
Comments due: 21 days after publication in the Federal Register
 Submit comments on SR-NASDAQ-2009-062
|
SR-NASDAQ-2009-052 |
| 34-60193 |
Jun. 30, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Nasdaq Listing Rules to Make Certain Technical Changes and Typographical Corrections
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2009-052
|
SR-NASDAQ-2009-056 |
| 34-60186 |
Jun. 29, 2009 |
Notice of Filing of a Proposed Rule Change to Adopt rules to Implement the Options Order Protection and Locked/Crossed Market Plan
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2009-056
|
SR-NASDAQ-2009-039 |
| 34-60183 |
Jun. 26, 2009 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the By-Laws of The NASDAQ OMX Group, Inc.
See also: Notice: Rel. No. 34-59858
|
SR-NASDAQ-2009-057 |
| 34-60182 |
Jun. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide an Optional Anti-Internalization Functionality
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2009-057
|
SR-NASDAQ-2009-049 |
| 34-60094 |
Jun. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NASDAQ Listing Rules to Reflect Changes to the Rules of the Commission
Comments due: July 8, 2009
Submit comments on SR-NASDAQ-2009-049
|
SR-NASDAQ-2009-051 |
| 34-60069 |
Jun. 8, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Pricing for NASDAQ "Flash" Functionality for Routable Orders
Comments due: July 6, 2009
Submit comments on SR-NASDAQ-2009-051
|
SR-NASDAQ-2009-050 |
| 34-60039 |
Jun. 3, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Reduce the Length of the Optional Pre-Routing Display Period for its DOT, SCAN and STGY Routing Strategies
Comments due: June 30, 2009
Submit comments on SR-NASDAQ-2009-050
|
SR-NASDAQ-2009-048 |
| 34-60037 |
Jun. 3, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, Thereto to Establish a New Voluntary Flash and Cancel Order
Comments due: June 30, 2009
Submit comments on SR-NASDAQ-2009-048
|
SR-NASDAQ-2009-047 |
| 34-59948 |
May 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing
Comments due: June 19, 2009
Submit comments on SR-NASDAQ-2009-047
|
SR-NASDAQ-2009-028 |
| 34-59933 |
May 15, 2009 |
Order Approving Proposed Rule Change to Reduce Fees for NASDAQ Basic Data Feeds
See also: Notice: Rel. No. 34-59712
|
SR-NASDAQ-2009-046 |
| 34-59923 |
May 14, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Criteria for Securities that Underlie Options Traded on the Exchange
Comments due: June 11, 2009
Submit comments on SR-NASDAQ-2009-046
|
SR-NASDAQ-2009-040 |
| 34-59915 |
May 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Nasdaq Listing Rules to Conform Those Rules with the Prior Marketplace Rules and Make Certain Technical Corrections
Comments due: June 9, 2009
Submit comments on SR-NASDAQ-2009-040
|
SR-NASDAQ-2009-042 |
| 34-59907 |
May 12, 2009 |
Notice of Filing of Proposed Rule Change to Amend its Limited Liability Agreement
Comments due: June 10, 2009
Submit comments on SR-NASDAQ-2009-042
|
SR-NASDAQ-2009-041 |
| 34-59879 |
May 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center and NASDAQ Options Market
Comments due: June 3, 2009
Submit comments on SR-NASDAQ-2009-041
|
SR-NASDAQ-2009-043 |
| 34-59875 |
May 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify DOT, SCAN and STGY Routing Strategies to Incorporate an Optional Pre-routing Display Period
Comments due: June 4, 2009
Comments received are available for this notice.
Submit comments on SR-NASDAQ-2009-043
|
SR-NASDAQ-2009-045 |
| 34-59871 |
May 6, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the Trade Reporting File Upload Service and Related Fees
Comments due: June 2, 2009
Submit comments on SR-NASDAQ-2009-045
|
SR-NASDAQ-2009-039 |
| 34-59858 |
May 4, 2009 |
Notice of Filing of Proposed Rule Change to Amend the Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
Comments due: June 2, 2009
See also: Order: Rel. No. 34-60183
|
SR-NASDAQ-2009-035 |
| 34-59843 |
Apr. 29, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due: May 27, 2009
|
SR-NASDAQ-2009-034 |
| 34-59822 |
Apr. 27, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Modifying Rule 7050 Governing Pricing for The NASDAQ Options Market ("NOM")
Comments due: May 26, 2009
|
SR-NASDAQ-2009-036 |
| 34-59807 |
Apr. 21, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing
Comments due: May 19, 2009
|
SR-NASDAQ-2006-064 |
| 34-59795 |
Apr. 20, 2009 |
Order Approving Proposed Rule Change as Modified by Amendments No. 2 and 3 Thereto to Modify the Fee for Connecting to a Nasdaq Data Center Over the Internet
See also: Notice: Rel. No. 34-55457
|
SR-NASDAQ-2009-033 |
| 34-59786 |
Apr. 17, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish InterACT, a New Service, and Related Fees
Comments due: May 15, 2009
Comments received are available for this notice.
|
SR-NASDAQ-2009-032 |
| 34-59773 |
Apr. 15, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc.
Comments due: May 13, 2009
Additional File Nos.: SR-BX-2009-019, SR-Phlx-2009-31
|
SR-NASDAQ-2009-028 |
| 34-59712 |
Apr. 6, 2009 |
Notice of Filing of Proposed Rule Change to Reduce Fees for NASDAQ Basic Data Feeds
Comments due: May 5, 2009
See also: Order: Rel. No. 34-59933
|
SR-NASDAQ-2009-029 |
| 34-59706 |
Apr. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center
Comments due: May 5, 2009
|
SR-NASDAQ-2009-031 |
| 34-59673 |
Apr. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rules
Comments due: April 29, 2009
|
| First Quarter |
SR-NASDAQ-2009-018 |
| 34-59663 |
Mar. 31, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions and Restructuring of the NASDAQ Listing Rules
Comments due: April 27, 2009
Additional Materials: Exhibit 5
Comments received are available for this notice.
|
SR-NASDAQ-2009-026 |
| 34-59661 |
Mar. 31, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Suspension of the Continued Listing Requirements Related to Bid Price and Market Value of Publicly Held Shares for Listing on the Nasdaq Stock Market through July 19, 2009
Comments due: April 27, 2009
|
SR-NASDAQ-2009-027 |
| 34-59652 |
Mar. 30, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Pilot Program for NASDAQ Last Sale Data Feeds and to Reduce the Monthly Cap on Fees
Comments due: April 27, 2009
|
SR-NASDAQ-2009-030 |
| 34-59632 |
Mar. 26, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposal by to Extend the Options Penny Pilot for The NASDAQ Options Market
Comments due: April 22, 2009
|
SR-NASDAQ-2009-023 |
| 34-59610 |
Mar. 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC Relating to Trading the Two-Character Ticker Symbol “UG”
Comments due: April 16, 2009
|
SR-NASDAQ-2009-025 |
| 34-59588 |
Mar. 17, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC Related To the $1 Strike Price Program
Comments due: April 14, 2009
|
SR-NASDAQ-2008-102 |
| 34-59582 |
Mar. 16, 2009 |
Order Approving Proposed Rule Change as Modified by Amendment No. 2 Thereto to Establish a Pilot Program for NASDAQ Basic Data Feeds
See also: Notice: Rel. No. 34-59244
|
SR-NASDAQ-2007-006 |
| 34-59580 |
Mar. 13, 2009 |
Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto to Establish the Nasdaq Daily Share Volume Service and to Establish Fees for the Service
See also: Notice: Rel. No. 34-55444
|
SR-NASDAQ-2006-056 |
| 34-59579 |
Mar. 13, 2009 |
Order Approving Proposed Rule Change as Modified by Amendment No. 2 Thereto to Establish Nasdaq Custom Data Feeds
See also: Notice: Rel. No. 34-54959
|
SR-NASDAQ-2009-017 |
| 34-59557 |
Mar. 11, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Processing of Orders on the NASDAQ Options Market
Comments due: April 7, 2009
|
SR-NASDAQ-2009-021 |
| 34-59549 |
Mar. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC Regarding a Clerical Change to Nasdaq Rules
Comments due: April 7, 2009
|
SR-NASDAQ-2009-014 |
| 34-59547 |
Mar. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish New Rules Applicable to the Nasdaq Market Center and Nasdaq Options Market that Explicitly Require Members to Input Accurate Information into Nasdaq Systems
Comments due: April 7, 2009
|
SR-NASDAQ-2009-016 |
| 34-59485 |
Mar. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC to Eliminate the $3 Price Requirement for Continued Approval for an Underlying Security and Listing Additional Series of Options
Comments due: March 31, 2009
|
SR-NASDAQ-2009-010 |
| 34-59460 |
Feb. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc.
Comments due: March 27, 2009
Additional File Nos.: SR-BX-2009-009, SR-Phlx-2009-14
|
SR-NASDAQ-2009-013 |
| 34-59455 |
Feb. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due: March 25, 2009
|
SR-NASDAQ-2009-009 |
| 34-59424 |
Feb. 19, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Nasdaq’s Definition of “Controlled Company”
Comments due: March 19, 2009
|
SR-NASDAQ-2009-005 |
| 34-59421 |
Feb. 19, 2009 |
Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Reduce Certain Order Exposure Periods on the NASDAQ Options Market from Three Seconds to One Second
See also: Notice: Rel. No. 34-59310
|
SR-NASDAQ-2009-011 |
| 34-59420 |
Feb. 19, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish an Exchange Direct Order for the NASDAQ Options Market
Comments due: March 18, 2009
|
SR-NASDAQ-2009-008 |
| 34-59405 |
Feb. 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7050 Governing Pricing For Nasdaq Members Using The NASDAQ Options Market (“NOM”)
Comments due: March 16, 2009
|
SR-NASDAQ-2009-004 |
| 34-59396 |
Feb. 11, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consolidating Into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges
Comments due: March 11, 2009
|
SR-NASDAQ-2009-006 |
| 34-59392 |
Feb. 11, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Post-Only Order
Comments due: March 13, 2009
|
SR-NASDAQ-2008-101 |
| 34-59370 |
Feb. 6, 2009 |
Order Approving Proposed Rule Change to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market Retroactive to September 1, 2008
See also: Notice: Rel. No. 34-59149
|
SR-NASDAQ-2008-097 |
| 34-59369 |
Feb. 6, 2009 |
Order Granting Approval of Proposed Rule Change to Adopt a Limited Exemption from OATS Order Data Recordation Requirements for Registered Options Market Makers
See also: Notice: Rel. No. 34-59163
|
SR-NASDAQ-2009-003 |
| 34-59318 |
Jan. 29, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Nasdaq’s Listing Requirements Related To The Distribution of Annual Reports
Comments due: February 26, 2009
|
SR-NASDAQ-2009-005 |
| 34-59310 |
Jan. 28, 2009 |
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Reduce The Order Exposure Period on the NASDAQ Options Market
Comments due: February 18, 2009
See also: Order: Rel. No. 34-59421
|
SR-NASDAQ-2009-002 |
| 34-59291 |
Jan. 23, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Compliance Period Applicable to Companies that Fail to Meet the Market Value of Listed Securities Requirement
Comments due: 21 days after publication in the Federal Register
|
SR-NASDAQ-2008-104 |
| 34-59275 |
Jan. 22, 2009 |
Notice of Filing of Proposed Rule Change to Adopt a Modified Sponsored Access Rule
Comments due: February 19, 2009
Comments received are available for this notice.
Submit comments on SR-NASDAQ-2008-104
|
SR-NASDAQ-2008-016 |
| 34-59266 |
Jan. 16, 2009 |
Order Approving Proposed Rule Change to Create the Nasdaq Market Pathfinders Service and Establish Fees for the Service
See also: Notice: Rel. No. 34-58145
|
SR-NASDAQ-2009-001 |
| 34-59260 |
Jan. 15, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7050 Governing Pricing for Nasdaq Members Using The NASDAQ Options Market ("NOM")
Comments due: February 17, 2009
|
SR-NASDAQ-2008-102 |
| 34-59244 |
Jan. 13, 2009 |
Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto to Establish a Pilot Program for NASDAQ Basic Data Feeds
Comments due: February 12, 2009
See also: Order: Rel. No. 34-59582
Comments received are available for this notice.
|
SR-NASDAQ-2008-099 |
| 34-59219 |
Jan. 8, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Suspension of the Continued Listing Requirements Related to Bid Price and Market Value of Publicly Held Shares for Listing on the Nasdaq Stock Market through April 19, 2009
Comments due: February 5, 2009
|
SR-NASDAQ-2008-096 |
| 34-59214 |
Jan. 7, 2009 |
Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Generic Listing Standards for Index Multiple Exchange Traded Fund Shares and Index Inverse Exchange Traded Fund Shares
See also: Notice: Rel. No. 34-59098
|
SR-NASDAQ-2008-084 |
| 34-59203 |
Jan. 6, 2009 |
Order Approving Proposed Rule Change to Require Limited Partnerships to Obtain Shareholder Approval for the Use of Equity Compensation and Make Other Clarifying Changes to the Listing Requirements for Limited Partnerships
See also: Notice: Rel. No. 34-59014
|
| NASDAQ File Number List for 2009 |
| Release No. |
Date |
Details |
SR-NASDAQ-2009-062 |
| 34-60201 |
Jun. 30, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Pilot Program for NASDAQ Last Sale Data Feeds
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2009-062
|
SR-NASDAQ-2009-057 |
| 34-60182 |
Jun. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide an Optional Anti-Internalization Functionality
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2009-057
|
SR-NASDAQ-2009-056 |
| 34-60186 |
Jun. 29, 2009 |
Notice of Filing of a Proposed Rule Change to Adopt rules to Implement the Options Order Protection and Locked/Crossed Market Plan
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2009-056
|
SR-NASDAQ-2009-052 |
| 34-60193 |
Jun. 30, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Nasdaq Listing Rules to Make Certain Technical Changes and Typographical Corrections
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2009-052
|
SR-NASDAQ-2009-051 |
| 34-60069 |
Jun. 8, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Pricing for NASDAQ "Flash" Functionality for Routable Orders
Comments due: July 6, 2009
Submit comments on SR-NASDAQ-2009-051
|
SR-NASDAQ-2009-050 |
| 34-60039 |
Jun. 3, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Reduce the Length of the Optional Pre-Routing Display Period for its DOT, SCAN and STGY Routing Strategies
Comments due: June 30, 2009
Submit comments on SR-NASDAQ-2009-050
|
SR-NASDAQ-2009-049 |
| 34-60094 |
Jun. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NASDAQ Listing Rules to Reflect Changes to the Rules of the Commission
Comments due: July 8, 2009
Submit comments on SR-NASDAQ-2009-049
|
SR-NASDAQ-2009-048 |
| 34-60037 |
Jun. 3, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, Thereto to Establish a New Voluntary Flash and Cancel Order
Comments due: June 30, 2009
Submit comments on SR-NASDAQ-2009-048
|
SR-NASDAQ-2009-047 |
| 34-59948 |
May 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing
Comments due: June 19, 2009
Submit comments on SR-NASDAQ-2009-047
|
SR-NASDAQ-2009-046 |
| 34-59923 |
May 14, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Criteria for Securities that Underlie Options Traded on the Exchange
Comments due: June 11, 2009
Submit comments on SR-NASDAQ-2009-046
|
SR-NASDAQ-2009-045 |
| 34-59871 |
May 6, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the Trade Reporting File Upload Service and Related Fees
Comments due: June 2, 2009
Submit comments on SR-NASDAQ-2009-045
|
SR-NASDAQ-2009-043 |
| 34-59875 |
May 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify DOT, SCAN and STGY Routing Strategies to Incorporate an Optional Pre-routing Display Period
Comments due: June 4, 2009
Comments received are available for this notice.
Submit comments on SR-NASDAQ-2009-043
|
SR-NASDAQ-2009-042 |
| 34-59907 |
May 12, 2009 |
Notice of Filing of Proposed Rule Change to Amend its Limited Liability Agreement
Comments due: June 10, 2009
Submit comments on SR-NASDAQ-2009-042
|
SR-NASDAQ-2009-041 |
| 34-59879 |
May 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center and NASDAQ Options Market
Comments due: June 3, 2009
Submit comments on SR-NASDAQ-2009-041
|
SR-NASDAQ-2009-040 |
| 34-59915 |
May 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Nasdaq Listing Rules to Conform Those Rules with the Prior Marketplace Rules and Make Certain Technical Corrections
Comments due: June 9, 2009
Submit comments on SR-NASDAQ-2009-040
|
SR-NASDAQ-2009-039 |
| 34-60183 |
Jun. 26, 2009 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the By-Laws of The NASDAQ OMX Group, Inc.
|
| 34-59858 |
May 4, 2009 |
Notice of Filing of Proposed Rule Change to Amend the Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
Comments due: June 2, 2009
|
SR-NASDAQ-2009-036 |
| 34-59807 |
Apr. 21, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing
Comments due: May 19, 2009
|
SR-NASDAQ-2009-035 |
| 34-59843 |
Apr. 29, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due: May 27, 2009
|
SR-NASDAQ-2009-034 |
| 34-59822 |
Apr. 27, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Modifying Rule 7050 Governing Pricing for The NASDAQ Options Market ("NOM")
Comments due: May 26, 2009
|
SR-NASDAQ-2009-033 |
| 34-59786 |
Apr. 17, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish InterACT, a New Service, and Related Fees
Comments due: May 15, 2009
Comments received are available for this notice.
|
SR-NASDAQ-2009-032 |
| 34-59773 |
Apr. 15, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc.
Comments due: May 13, 2009
Additional File Nos.: SR-BX-2009-019, SR-Phlx-2009-31
|
SR-NASDAQ-2009-031 |
| 34-59673 |
Apr. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rules
Comments due: April 29, 2009
|
SR-NASDAQ-2009-030 |
| 34-59632 |
Mar. 26, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposal by to Extend the Options Penny Pilot for The NASDAQ Options Market
Comments due: April 22, 2009
|
SR-NASDAQ-2009-029 |
| 34-59706 |
Apr. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center
Comments due: May 5, 2009
|
SR-NASDAQ-2009-028 |
| 34-59933 |
May 15, 2009 |
Order Approving Proposed Rule Change to Reduce Fees for NASDAQ Basic Data Feeds
|
| 34-59712 |
Apr. 6, 2009 |
Notice of Filing of Proposed Rule Change to Reduce Fees for NASDAQ Basic Data Feeds
Comments due: May 5, 2009
|
SR-NASDAQ-2009-027 |
| 34-59652 |
Mar. 30, 2009 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Pilot Program for NASDAQ Last Sale Data Feeds and to Reduce the Monthly Cap on Fees
Comments due: April 27, 2009
|
SR-NASDAQ-2009-026 |
| 34-59661 |
Mar. 31, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Suspension of the Continued Listing Requirements Related to Bid Price and Market Value of Publicly Held Shares for Listing on the Nasdaq Stock Market through July 19, 2009
Comments due: April 27, 2009
|
SR-NASDAQ-2009-025 |
| 34-59588 |
Mar. 17, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC Related To the $1 Strike Price Program
Comments due: April 14, 2009
|
SR-NASDAQ-2009-023 |
| 34-59610 |
Mar. 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC Relating to Trading the Two-Character Ticker Symbol “UG”
Comments due: April 16, 2009
|
SR-NASDAQ-2009-021 |
| 34-59549 |
Mar. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC Regarding a Clerical Change to Nasdaq Rules
Comments due: April 7, 2009
|
SR-NASDAQ-2009-018 |
| 34-59663 |
Mar. 31, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions and Restructuring of the NASDAQ Listing Rules
Comments due: April 27, 2009
Additional Materials: Exhibit 5
Comments received are available for this notice.
|
SR-NASDAQ-2009-017 |
| 34-59557 |
Mar. 11, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Processing of Orders on the NASDAQ Options Market
Comments due: April 7, 2009
|
SR-NASDAQ-2009-016 |
| 34-59485 |
Mar. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC to Eliminate the $3 Price Requirement for Continued Approval for an Underlying Security and Listing Additional Series of Options
Comments due: March 31, 2009
|
SR-NASDAQ-2009-014 |
| 34-59547 |
Mar. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish New Rules Applicable to the Nasdaq Market Center and Nasdaq Options Market that Explicitly Require Members to Input Accurate Information into Nasdaq Systems
Comments due: April 7, 2009
|
SR-NASDAQ-2009-013 |
| 34-59455 |
Feb. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due: March 25, 2009
|
SR-NASDAQ-2009-011 |
| 34-59420 |
Feb. 19, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish an Exchange Direct Order for the NASDAQ Options Market
Comments due: March 18, 2009
|
SR-NASDAQ-2009-010 |
| 34-59460 |
Feb. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc.
Comments due: March 27, 2009
Additional File Nos.: SR-BX-2009-009, SR-Phlx-2009-14
|
SR-NASDAQ-2009-009 |
| 34-59424 |
Feb. 19, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Nasdaq’s Definition of “Controlled Company”
Comments due: March 19, 2009
|
SR-NASDAQ-2009-008 |
| 34-59405 |
Feb. 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7050 Governing Pricing For Nasdaq Members Using The NASDAQ Options Market (“NOM”)
Comments due: March 16, 2009
|
SR-NASDAQ-2009-006 |
| 34-59392 |
Feb. 11, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Post-Only Order
Comments due: March 13, 2009
|
SR-NASDAQ-2009-005 |
| 34-59421 |
Feb. 19, 2009 |
Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Reduce Certain Order Exposure Periods on the NASDAQ Options Market from Three Seconds to One Second
|
| 34-59310 |
Jan. 28, 2009 |
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Reduce The Order Exposure Period on the NASDAQ Options Market
Comments due: February 18, 2009
|
SR-NASDAQ-2009-004 |
| 34-59396 |
Feb. 11, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consolidating Into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges
Comments due: March 11, 2009
|
SR-NASDAQ-2009-003 |
| 34-59318 |
Jan. 29, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Nasdaq’s Listing Requirements Related To The Distribution of Annual Reports
Comments due: February 26, 2009
|
SR-NASDAQ-2009-002 |
| 34-59291 |
Jan. 23, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Compliance Period Applicable to Companies that Fail to Meet the Market Value of Listed Securities Requirement
Comments due: 21 days after publication in the Federal Register
|
SR-NASDAQ-2009-001 |
| 34-59260 |
Jan. 15, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7050 Governing Pricing for Nasdaq Members Using The NASDAQ Options Market ("NOM")
Comments due: February 17, 2009
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http://www.sec.gov/rules/sro/nasdaq.shtml
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