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NASDAQ Stock Market LLC (NASDAQ) Rulemaking
We encourage the public to submit comments on the following NASDAQ Stock Market LLC (NASDAQ) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter | First Quarter
NASDAQ File Number List for 2012
Additional Archives
2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006
| Release No. |
Date |
Details |
| Second Quarter |
SR-NASDAQ-2012-062 |
| 34-67076 |
May 30, 2012 |
Notice of Filing of Proposed Rule Change to Modify its Corporate Governance Rules
Comments due: 21 days after publication in the Federal Register
 Submit comments on SR-NASDAQ-2012-062
|
SR-NASDAQ-2012-064 |
| 34-67068 |
May 29, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation Date for its Excess Order Fee
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2012-064
|
SR-NASDAQ-2012-061 |
| 34-67027 |
May 18, 2012 |
Notice of Filing of Proposed Rule Change for the NASDAQ Options Market to Accept Inbound Orders from NASDAQ OMX BX's New Options Market
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2012-061
|
SR-NASDAQ-2012-060 |
| 34-67024 |
May 18, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(f)(7) Concerning the Processing of the Price to Comply Order
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2012-060
|
SR-NASDAQ-2012-043 |
| 34-67022 |
May 18, 2012 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Establish the Market Quality Program
See also: Notice: Rel. No. 34-66765
|
SR-NASDAQ-2012-059 |
| 34-66972 |
May 11, 2012 |
Notice of Filing of Proposed Rule Change to Establish "Benchmark Orders" under NASDAQ Rule 4751(f)
Comments due: June 7, 2012
Submit comments on SR-NASDAQ-2012-059
|
SR-NASDAQ-2012-057 |
| 34-66964 |
May 10, 2012 |
Notice of Filing of Proposed Rule Change with Respect to the Authority of NASDAQ or NASDAQ Execution Services to Cancel Orders When a Technical or System Issue Occurs and to Describe the Operation of an Error Account
Comments due: June 6, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-057
|
SR-NASDAQ-2012-055 |
| 34-66951 |
May 9, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Institute an Excess Order Fee
Comments due: June 5, 2012
Submit comments on SR-NASDAQ-2012-055
|
SR-NASDAQ-2012-054 |
| 34-66943 |
May 8, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NASDAQ Co-Location Super High Density Cabinet Monthly Fee
Comments due: June 4, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-054
|
SR-NASDAQ-2012-053 |
| 34-66915 |
May 3, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Investor Support Program under Rule 7014 and to Amend NASDAQ's Schedule of Execution and Routing Fees and Rebates under Rule 7018
Comments due: May 30, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-053
|
SR-NASDAQ-2012-056 |
| 34-66905 |
May 2, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 7001 and 7018(h)
Comments due: May 29, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-056
|
SR-NASDAQ-2012-052 |
| 34-66848 |
Apr. 23, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SQF and BONO Port Fees and Account Fees
Comments due: May 18, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-052
|
SR-NASDAQ-2012-002 |
| 34-66830 |
Apr. 18, 2012 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, to Adopt an Alternative to the $4 Per Share Initial Listing Bid Price Requirement for the Nasdaq Capital Market of Either $2 Closing Price Per Share or $3 Closing Price Per Share, if Certain Other Listing Requirements are Met
Comments due: May 15, 2012
See also: Notice: Rel. No. 34-66499; and Notice: Rel. No. 34-66159
Submit comments on SR-NASDAQ-2012-002
|
SR-NASDAQ-2012-050 |
| 34-66817 |
Apr. 16, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: May 11, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-050
|
SR-NASDAQ-2012-049 |
| 34-66780 |
Apr. 11, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4751
Comments due: May 8, 2012
Submit comments on SR-NASDAQ-2012-049
|
SR-NASDAQ-2012-048 |
| 34-66768 |
Apr. 6, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Fees and Rebates in Penny Pilot Options
Comments due: May 3, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-048
|
SR-NASDAQ-2012-043 |
| 34-66765 |
Apr. 6, 2012 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Establish the Market Quality Program
Comments due: May 3, 2012
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-67022
Comments received are available for this proposal.
Submit comments on SR-NASDAQ-2012-043
|
SR-NASDAQ-2012-047 |
| 34-66747 |
April 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Investor Support Program and the Extended Hours Investor Program under Rule 7014 and to Amend the Liquidity Provider Rebate Schedule under Rule 7018
Comments due: May 2, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-047
|
SR-NASDAQ-2012-040 |
| 34-66741 |
Apr. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ's Transaction Execution Fee and Credit Schedule
Comments due: May 1, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-040
|
SR-NASDAQ-2012-042 |
| 34-66740 |
Apr. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Re-organize NASDAQ's Rules Governing the Fees Applicable to NASDAQ's Depth-of-Book Market Data
Comments due: May 1, 2012
Comments received are available for this proposal.
Submit comments on SR-NASDAQ-2012-042
|
SR-NASDAQ-2012-037 |
| 34-66729 |
Apr. 3, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Newly Listed Indexes
Comments due: April 30, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-037
|
SR-NASDAQ-2012-044 |
| 34-66724 |
Apr. 3, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees Applicable to Non-Display Usage of Certain NASDAQ Depth-of-Book Market Data
Comments due: April 30, 2012
Additional Materials: Exhibit 3A and Exhibit 3B
Comments received are available for this proposal.
Submit comments on SR-NASDAQ-2012-044
|
SR-NASDAQ-2012-046 |
| 34-66719 |
Apr. 3, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Customer Routing Fees
Comments due: April 30, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-046
|
| First Quarter |
SR-NASDAQ-2012-045 |
| 34-66706 |
Mar. 30, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Fee Pilot Program for NASDAQ Last Sale
Comments due: April 26, 2012
Submit comments on SR-NASDAQ-2012-045
|
SR-NASDAQ-2012-041 |
| 34-66699 |
Mar. 30, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders with an Offset Amount
Comments due: April 26, 2012
|
SR-NASDAQ-2011-131 |
| 34-66680 |
Mar. 29, 2012 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also: Order: Rel. No. 34-66065; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65435
|
SR-NASDAQ-2012-038 |
| 34-66652 |
Mar. 23, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4120
Comments due: April 19, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-013 |
| 34-66648 |
Mar. 23, 2012 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Adoption of Listing Standards for Certain Securities
See also: Notice: Rel. No. 34-66320
|
SR-NASDAQ-2012-035 |
| 34-66636 |
Mar. 21, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market LLC to Assess a Fee for the QView Service
Comments due: April 17, 2012
|
SR-NASDAQ-2012-036 |
| 34-66591 |
Mar. 14, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the 100MB Connectivity Option and Fee
Comments due: April 10, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-032 |
| 34-66544 |
Mar. 8, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify NASDAQ's Investor Support Program
Comments due: April 4, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-031 |
| 34-66540 |
Mar. 8, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Supplemental Orders
Comments due: April 4, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-033 |
| 34-66515 |
Mar. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates in Penny Pilot Options and Non-Penny Pilot Options
Comments due: March 30, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-002 |
| 34-66499 |
Mar. 1, 2012 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt an Alternative to the $4 Initial Listing Bid Price Requirement for the Nasdaq Capital Market of Either $2 or $3, if Certain Other Listing Requirements Are Met
See also: Notice: Rel. No. 34-66830; and Notice: Rel. No. 34-66159
|
SR-NASDAQ-2012-004 |
| 34-66489 |
Feb. 29, 2012 |
Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the Emerging Markets Corporate Bond Fund of the WisdomTree Trust
See also: Notice: Rel. No. 34-66175
|
SR-NASDAQ-2012-025 |
| 34-66439 |
Feb. 22, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Certain External and Inter-Cabinet Connectivity Fees
Comments due: March 20, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-026 |
| 34-66431 |
Feb. 21, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing of Strike Prices
Comments due: March 19, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-028 |
| 34-66428 |
Feb. 21, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ Connectivity Options and Fees
Comments due: March 19, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-027 |
| 34-66409 |
Feb. 16, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: March 15, 2012
|
SR-NASDAQ-2012-021 |
| 34-66372 |
Feb. 10, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule change by NASDAQ Stock Market LLC Relating to Fidelity Bonds
Comments due: March 8, 2012
|
SR-NASDAQ-2012-024 |
| 34-66369 |
Feb. 10, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ’s Pre-Market Investor Program
Comments due: March 7, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-022 |
| 34-66360 |
Feb. 8, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fees
Comments due: March 6, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-023 |
| 34-66347 |
Feb. 7, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Post-Only Orders
Comments due: March 5, 2012
|
SR-NASDAQ-2012-020 |
| 34-66322 |
Feb. 3, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ’s Transaction Execution Fee and Credit Schedule in Rules 7014 and 7018
Comments due: March 1, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-013 |
| 34-66320 |
Feb. 3, 2012 |
Notice of Filing of Proposed Rule Change Relating to the Adoption of Listing Standards for Certain Securities
Comments due: March 1, 2012
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-66648
|
SR-NASDAQ-2012-015 |
| 34-66310 |
Feb. 2, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4618
Comments due: February 28, 2012
|
SR-NASDAQ-2012-017 |
| 34-66288 |
Feb. 1, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Assessed for Subscription to WebLink ACT under Rule 7015(e)
Comments due: February 28, 2012
|
SR-NASDAQ-2012-016 |
| 34-66282 |
Jan. 31, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Assessed under Rule 7015(c) for Subscription to Computer to Computer Interface Stations
Comments due: February 27, 2012
|
SR-NASDAQ-2012-019 |
| 34-66275 |
Jan. 30, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Rule 4753(c)
Comments due: February 24, 2012
|
SR-NASDAQ-2012-012 |
| 34-66256 |
Jan. 26, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fee for a Written Interpretation of the Nasdaq Listing Rules
Comments due: February 22, 2012
|
SR-NASDAQ-2012-011 |
| 34-66225 |
Jan. 24, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due: February 21, 2012
|
SR-NASDAQ-2012-008 |
| 34-66230 |
Jan. 24, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rule 5730
Comments due: February 21, 2012
|
SR-NASDAQ-2012-010 |
| 34-66214 |
Jan. 23, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for NMS Stocks other than Rights and
Warrants
Comments due: February 21, 2012
|
SR-NASDAQ-2012-004 |
| 34-66175 |
Jan. 18, 2012 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Emerging Markets Corporate Bond Fund of the WisdomTree Trust
Comments due: February 14, 2012
See also: Order: Rel. No. 34-66489
|
SR-NASDAQ-2012-005 |
| 34-66165 |
Jan. 17, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish an Enhanced Display Distributor Fee
Comments due: February 13, 2012
Rebuttal comments due: 60 days after publication in the Federal Register
Comments received are available for this proposal.
|
SR-NASDAQ-2012-002 |
| 34-66159 |
Jan. 13, 2012 |
Notice of Filing of Proposed Rule Change to Adopt an Alternative to the $4 Initial Listing Bid Price Requirement for the Nasdaq Capital Market of Either $2 or $3, if Certain Other Listing Requirements Are Met
Comments due: February 10, 2012
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-66830; and Notice: Rel. No. 34-66499
Comments received are available for this proposal.
|
SR-NASDAQ-2012-006 |
| 34-66158 |
Jan. 13, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fees
Comments due: February 10, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-009 |
| 34-66153 |
Jan. 13, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 4613(a)(2)(F) and (G) to Allow Exchange Market Makers to opt out of the Automated Quote Management Service
Comments due: February 10, 2012
|
SR-NASDAQ-2012-003 |
| 34-66126 |
Jan. 10, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Customer Rebate to Add Liquidity in Penny Pilot Options
Comments due: February 7, 2012
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-NASDAQ-2012-001 |
| 34-66121 |
Jan. 9, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: February 3, 2012
|
SR-NASDAQ-2011-174 |
| 34-66095 |
Jan. 4, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Fee Pilot Program for NASDAQ Last Sale
Comments due: January 31, 2012
|
SR-NASDAQ-2011-175 |
| 34-66092 |
Jan. 4, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
Comments due: January 31, 2012
|
SR-NASDAQ-2011-173 |
| 34-66078 |
Jan. 3, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for the Trading and Compliance Data Package
Comments due: January 30, 2012
|
| NASDAQ File Number List for 2012 |
| Release No. |
Date |
Details |
SR-NASDAQ-2012-064 |
| 34-67068 |
May 29, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation Date for its Excess Order Fee
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2012-064
|
SR-NASDAQ-2012-062 |
| 34-67076 |
May 30, 2012 |
Notice of Filing of Proposed Rule Change to Modify its Corporate Governance Rules
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2012-062
|
SR-NASDAQ-2012-61 |
| 34-67027 |
May 18, 2012 |
Notice of Filing of Proposed Rule Change for the NASDAQ Options Market to Accept Inbound Orders from NASDAQ OMX BX's New Options Market
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2012-61
|
SR-NASDAQ-2012-060 |
| 34-67024 |
May 18, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(f)(7) Concerning the Processing of the Price to Comply Order
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NASDAQ-2012-060
|
SR-NASDAQ-2012-059 |
| 34-66972 |
May 11, 2012 |
Notice of Filing of Proposed Rule Change to Establish "Benchmark Orders" under NASDAQ Rule 4751(f)
Comments due: June 7, 2012
Submit comments on SR-NASDAQ-2012-059
|
SR-NASDAQ-2012-057 |
| 34-66964 |
May 10, 2012 |
Notice of Filing of Proposed Rule Change with Respect to the Authority of NASDAQ or NASDAQ Execution Services to Cancel Orders When a Technical or System Issue Occurs and to Describe the Operation of an Error Account
Comments due: June 6, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-057
|
SR-NASDAQ-2012-056 |
| 34-66905 |
May 2, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 7001 and 7018(h)
Comments due: May 29, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-056
|
SR-NASDAQ-2012-055 |
| 34-66951 |
May 9, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Institute an Excess Order Fee
Comments due: June 5, 2012
Submit comments on SR-NASDAQ-2012-055
|
SR-NASDAQ-2012-054 |
| 34-66943 |
May 8, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NASDAQ Co-Location Super High Density Cabinet Monthly Fee
Comments due: June 4, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-054
|
SR-NASDAQ-2012-053 |
| 34-66915 |
May 3, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Investor Support Program under Rule 7014 and to Amend NASDAQ's Schedule of Execution and Routing Fees and Rebates under Rule 7018
Comments due: May 30, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-053
|
SR-NASDAQ-2012-052 |
| 34-66848 |
Apr. 23, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SQF and BONO Port Fees and Account Fees
Comments due: May 18, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-052
|
SR-NASDAQ-2012-050 |
| 34-66817 |
Apr. 16, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: May 11, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-050
|
SR-NASDAQ-2012-049 |
| 34-66780 |
Apr. 11, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4751
Comments due: May 8, 2012
Submit comments on SR-NASDAQ-2012-049
|
SR-NASDAQ-2012-048 |
| 34-66768 |
Apr. 6, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Fees and Rebates in Penny Pilot Options
Comments due: May 3, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-048
|
SR-NASDAQ-2012-047 |
| 34-66747 |
April 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Investor Support Program and the Extended Hours Investor Program under Rule 7014 and to Amend the Liquidity Provider Rebate Schedule under Rule 7018
Comments due: May 2, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-047
|
SR-NASDAQ-2012-046 |
| 34-66719 |
Apr. 3, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Customer Routing Fees
Comments due: April 30, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-046
|
SR-NASDAQ-2012-045 |
| 34-66706 |
Mar. 30, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Fee Pilot Program for NASDAQ Last Sale
Comments due: April 26, 2012
Submit comments on SR-NASDAQ-2012-045
|
SR-NASDAQ-2012-044 |
| 34-66724 |
Apr. 3, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees Applicable to Non-Display Usage of Certain NASDAQ Depth-of-Book Market Data
Comments due: April 30, 2012
Additional Materials: Exhibit 3A and Exhibit 3B
Comments received are available for this proposal.
Submit comments on SR-NASDAQ-2012-044
|
SR-NASDAQ-2012-043 |
| 34-67022 |
May 18, 2012 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Establish the Market Quality Program
|
| 34-66765 |
Apr. 6, 2012 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Establish the Market Quality Program
Comments due: May 3, 2012
Additional Materials: Exhibit 5
Comments received are available for this proposal.
Submit comments on SR-NASDAQ-2012-043
|
SR-NASDAQ-2012-042 |
| 34-66740 |
Apr. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Re-organize NASDAQ's Rules Governing the Fees Applicable to NASDAQ's Depth-of-Book Market Data
Comments due: May 1, 2012
Comments received are available for this proposal.
Submit comments on SR-NASDAQ-2012-042
|
SR-NASDAQ-2012-041 |
| 34-66699 |
Mar. 30, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders with an Offset Amount
Comments due: April 26, 2012
|
SR-NASDAQ-2012-040 |
| 34-66741 |
Apr. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ's Transaction Execution Fee and Credit Schedule
Comments due: May 1, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-040
|
SR-NASDAQ-2012-038 |
| 34-66652 |
Mar. 23, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4120
Comments due: April 19, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-037 |
| 34-66729 |
Apr. 3, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Newly Listed Indexes
Comments due: April 30, 2012
Additional Materials: Exhibit 5
Submit comments on SR-NASDAQ-2012-037
|
SR-NASDAQ-2012-036 |
| 34-66591 |
Mar. 14, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the 100MB Connectivity Option and Fee
Comments due: April 10, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-035 |
| 34-66636 |
Mar. 21, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ Stock Market LLC to Assess a Fee for the QView Service
Comments due: April 17, 2012
|
SR-NASDAQ-2012-033 |
| 34-66515 |
Mar. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates in Penny Pilot Options and Non-Penny Pilot Options
Comments due: March 30, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-032 |
| 34-66544 |
Mar. 8, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify NASDAQ's Investor Support Program
Comments due: April 4, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-031 |
| 34-66540 |
Mar. 8, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Supplemental Orders
Comments due: April 4, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-028 |
| 34-66428 |
Feb. 21, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ Connectivity Options and Fees
Comments due: March 19, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-027 |
| 34-66409 |
Feb. 16, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: March 15, 2012
|
SR-NASDAQ-2012-026 |
| 34-66431 |
Feb. 21, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing of Strike Prices
Comments due: March 19, 2012
Additional Materials: Exhibit 5
< |
SR-NASDAQ-2012-025 |
| 34-66439 |
Feb. 22, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Certain External and Inter-Cabinet Connectivity Fees
Comments due: March 20, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-024 |
| 34-66369 |
Feb. 10, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ’s Pre-Market Investor Program
Comments due: March 7, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-023 |
| 34-66347 |
Feb. 7, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Post-Only Orders
Comments due: March 5, 2012
|
SR-NASDAQ-2012-022 |
| 34-66360 |
Feb. 8, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fees
Comments due: March 6, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-021 |
| 34-66372 |
Feb. 10, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule change by NASDAQ Stock Market LLC Relating to Fidelity Bonds
Comments due: March 8, 2012
|
SR-NASDAQ-2012-020 |
| 34-66322 |
Feb. 3, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASDAQ’s Transaction Execution Fee and Credit Schedule in Rules 7014 and 7018
Comments due: March 1, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-019 |
| 34-66275 |
Jan. 30, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Rule 4753(c)
Comments due: February 24, 2012
|
SR-NASDAQ-2012-017 |
| 34-66288 |
Feb. 1, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Assessed for Subscription to WebLink ACT under Rule 7015(e)
Comments due: February 28, 2012
|
SR-NASDAQ-2012-016 |
| 34-66282 |
Jan. 31, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees Assessed under Rule 7015(c) for Subscription to Computer to Computer Interface Stations
Comments due: February 27, 2012
|
SR-NASDAQ-2012-015 |
| 34-66310 |
Feb. 2, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4618
Comments due: February 28, 2012
|
SR-NASDAQ-2012-013 |
| 34-66648 |
Mar. 23, 2012 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Adoption of Listing Standards for Certain Securities
|
| 34-66320 |
Feb. 3, 2012 |
Notice of Filing of Proposed Rule Change Relating to the Adoption of Listing Standards for Certain Securities
Comments due: March 1, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-012 |
| 34-66256 |
Jan. 26, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fee for a Written Interpretation of the Nasdaq Listing Rules
Comments due: February 22, 2012
|
SR-NASDAQ-2012-011 |
| 34-66225 |
Jan. 24, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due: February 21, 2012
|
SR-NASDAQ-2012-010 |
| 34-66214 |
Jan. 23, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for NMS Stocks other than Rights and
Warrants
Comments due: February 21, 2012
|
SR-NASDAQ-2012-009 |
| 34-66153 |
Jan. 13, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 4613(a)(2)(F) and (G) to Allow Exchange Market Makers to opt out of the Automated Quote Management Service
Comments due: February 10, 2012
|
SR-NASDAQ-2012-008 |
| 34-66230 |
Jan. 24, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rule 5730
Comments due: February 21, 2012
|
SR-NASDAQ-2012-006 |
| 34-66158 |
Jan. 13, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fees
Comments due: February 10, 2012
Additional Materials: Exhibit 5
|
SR-NASDAQ-2012-005 |
| 34-66165 |
Jan. 17, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish an Enhanced Display Distributor Fee
Comments due: February 13, 2012
Rebuttal comments due: 60 days after publication in the Federal Register
Comments received are available for this proposal.
|
SR-NASDAQ-2012-004 |
| 34-66489 |
Feb. 29, 2012 |
Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the Emerging Markets Corporate Bond Fund of the WisdomTree Trust
|
| 34-66175 |
Jan. 18, 2012 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Emerging Markets Corporate Bond Fund of the WisdomTree Trust
Comments due: February 14, 2012
|
SR-NASDAQ-2012-003 |
| 34-66126 |
Jan. 10, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Customer Rebate to Add Liquidity in Penny Pilot Options
Comments due: February 7, 2012
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-NASDAQ-2012-002 |
| 34-66830 |
Apr. 18, 2012 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, to Adopt an Alternative to the $4 Per Share Initial Listing Bid Price Requirement for the Nasdaq Capital Market of Either $2 Closing Price Per Share or $3 Closing Price Per Share, if Certain Other Listing Requirements are Met
Comments due: May 15, 2012
Submit comments on SR-NASDAQ-2012-002
|
| 34-66499 |
Mar. 1, 2012 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt an Alternative to the $4 Initial Listing Bid Price Requirement for the Nasdaq Capital Market of Either $2 or $3, if Certain Other Listing Requirements Are Met
|
| 34-66159 |
Jan. 13, 2012 |
Notice of Filing of Proposed Rule Change to Adopt an Alternative to the $4 Initial Listing Bid Price Requirement for the Nasdaq Capital Market of Either $2 or $3, if Certain Other Listing Requirements Are Met
Additional Materials: Exhibit 5
Comments due: February 10, 2012
Comments received are available for this proposal.
|
SR-NASDAQ-2012-001 |
| 34-66121 |
Jan. 9, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: February 3, 2012
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http://www.sec.gov/rules/sro/nasdaq.shtml
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