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ISE Rulemaking

We encourage the public to submit comments on the following International Securities Exchange, Inc. (ISE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

Second Quarter | First Quarter

ISE File Number List for 2009

Additional Archives

2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001


Chronological List
Release No. Date Details
Second Quarter

SR-ISE-2009-42
34-60192 Jun. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-ISE-2009-42

SR-ISE-2009-36
34-60175 Jun. 25, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Linkage Fees
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-ISE-2009-36

SR-ISE-2009-35
34-60147 Jun. 19, 2009 Notice of Filing of Proposed Rule Change Relating to Qualified Contingent Cross Orders
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-ISE-2009-35

SR-ISE-2009-32
34-60146 Jun. 19, 2009 Notice of Filing of Proposed Rule Change Relating to the Penny Pilot Program
Comments due:  21 days after publication in the Federal Register
Comments received are available for this notice.
* Submit comments on SR-ISE-2009-32

SR-ISE-2007-121
34-60127 Jun. 17, 2009 Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Margin Requirements
See also:  Notice: Rel. No. 34-59877

SR-ISE-2009-33
34-60087 Jun. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  July 8, 2009
* Submit comments on SR-ISE-2009-33

SR-ISE-2009-29
34-60031 Jun. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule to Expand the Applicability of the Super Tier Rebate to All Securities Priced at or Above $1.00 and to Increase the Take Fee
Comments due:  June 30, 2009
* Submit comments on SR-ISE-2009-29

SR-ISE-2009-31
34-60030 Jun. 3, 2009 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in its Capacity as an Introducing Broker for non-ISE Members, Passes Through to such non-ISE Members
Comments due:  June 30, 2009
* Submit comments on SR-ISE-2009-31

SR-ISE-2009-27
34-60014 Jun. 1, 2009 Notice of Filing of Proposed Rule Change to Adopt Rules to Implement the Options Order Protection and Locked/Crossed Market Plan
Comments due:  June 29, 2009
* Submit comments on SR-ISE-2009-27

SR-ISE-2007-97
34-59949 May 20, 2009 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Market Data Fees
See also:  Notice: Rel. No. 34-59679

SR-ISE-2009-28
34-59943 May 20, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders
Comments due:  June 17, 2009
* Submit comments on SR-ISE-2009-28

SR-ISE-2009-26
34-59912 May 13, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Changes to the Fee Schedule
Comments due:  June 9, 2009
* Submit comments on SR-ISE-2009-26

SR-ISE-2009-22
34-59904 May 12, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange Relating to Far Away Market Maker Fees
Comments due:  June 8, 2009
* Submit comments on SR-ISE-2009-22

SR-ISE-2009-23
34-59888 May 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by the International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule to Increase the Super Tier Rebate in Securities Reported to Tape A and Tape C
Comments due:  June 4, 2009
* Submit comments on SR-ISE-2009-23

SR0-ISE-2009-24
34-59887 May 7, 2009 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Amounts that Direct Edge ECN, in its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to such Non-ISE Members
Comments due:  June 4, 2009
* Submit comments on SR-ISE-2009-24

SR-ISE-2009-21
34-59882 May 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Changes to the Fee Schedule
Comments due:  June 3, 2009
* Submit comments on SR-ISE-2009-21

SR-ISE-2007-121
34-59877 May 6, 2009 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to ISE's Margin Rule
Comments due:  June 3, 2009
See also:  Order: Rel. No. 34-60127

SR-ISE-2009-19
34-59806 Apr. 21, 2009 Notice of Filing and Immediate Effectiveness by International Securities Exchange, LLC of a Proposed Rule Change to Amend Exchange Rules Related to Confirmations to Customers
Comments due:  May 19, 2009

SR-ISE-2009-20
34-59777 Apr. 16, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  May 13, 2009

SR-ISE-2009-08
34-59756 Apr. 13, 2009 Order Granting Approval of Proposed Rule Change Relating to Changes to the Third Amended and Restated Limited Liability Company Operating Agreement of Direct Edge Holdings LLC
See also:  Notice: Rel. No. 34-59492

SR-ISE-2009-18
34-59724 Apr. 7, 2009 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Lowering the Liquidity Rebate Amount That Direct Edge ECN Passes Through to Non-International Securities Exchange, LLC Members
Comments due:  May 5, 2009

SR-ISE-2009-15
34-59701 Apr. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quoting Obligations of Second Market Competitive Market Makers
Comments due:  April 30, 2009

SR-ISE-2009-17
34-59692 Apr. 2, 2009 Notice of Filing and Immediate Effectivenss of Proposed Rule Change by the International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule Applicable to International Securities Exchange Members
Comments due:  April 29, 2009

SR-ISE-2009-16
34-59691 Apr. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, LLC Relating to Amending the Fee Schedule
Comments due:  April 29, 2009

SR-ISE-2009-13
34-59680 Apr. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of “Primary Market”
Comments due:  April 28, 2009

SR-ISE-2007-97
34-59679 Apr. 1, 2009 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Market Data Fees
Comments due:  April 28, 2009
See also:  Order: Rel. No. 34-59949
First Quarter

SR-ISE-2009-14
34-59633 Mar. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Penny Pilot Program
Comments due:  April 23, 2009

SR-ISE-2009-09
34-59600 Mar. 19, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 623 (Communications to Customers)
Comments due:  April 16, 2009

SR-ISE-2009-04
34-59587 Mar. 17, 2009 Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, to Expand the $1 Strike Program
Additional File Nos.:  SR-CBOE-2009-001, SR-NYSEArca-200910, SR-NYSEALTR-2009-11
See also:  Notice: Rel. No. 34-59377

SR-ISE-2009-07
34-59576 Mar. 13, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fee Changes
Comments due:  April 10, 2009

SR-ISE-2009-12
34-59567 Mar. 12, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  April 8, 2009

SR-ISE-2009-11
34-59553 Mar. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable the Listing and Trading of Options on Managed Fund Shares
Comments due:  April 6, 2009

SR-ISE-2009-10
34-59548 Mar. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Obvious Error Rules
Comments due:  April 6, 2009

SR-ISE-2009-08
34-59492 Mar. 3, 2009 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, by International Securities Exchange LLC Relating to Changes to the Third Amended and Restated Limited Liability Company Operating Agreement of Direct Edge Holdings LLC
Comments due:  March 31, 2009
See also:  Order: Rel. No. 34-59756

SR-ISE-2009-06
34-59410 Feb. 17, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  March 18, 2009

SR-ISE-2009-04
34-59377 Feb. 10, 2009 Notice of Filing of Proposed Rule Change Relating to the $1 Strike Program
Comments due:  March 12, 2009
See also:  Order: Rel. No. 34-59587

SR-ISE-2009-05
34-59347 Feb. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate $3 Underlying Price Requirement for Continued Listing and Listing of Additional Series
Comments due:  March 3, 2009

SR-ISE-2009-03
34-59288 Jan. 23, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  February 20, 2009

SR-ISE-2006-26
34-59287 Jan. 23, 2009 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Professional Account Holders
Comments due:  February 20, 2009
See also:  Notice: Rel. No. 34-57254

SR-ISE-2009-02
34-59276 Jan. 22, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders
Comments due:  February 18, 2009

SR-ISE-2008-90
34-59250 Jan. 14, 2009 Order Approving Proposed Rule Change Relating to Alternative Primary Market Makers
See also:  Notice: Rel. No. 34-59053

SR-ISE-2008-101
34-59201 Jan. 6, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Amending the Fee Schedule
Comments due:  February 3, 2009

SR-ISE-2008-100
34-59196 Jan. 5, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of International Securities Exchange Holdings, Inc.’s Certificate of Incorporation
Comments due:  January 30, 2009


ISE File Number List

Release No. Date Details

SR-ISE-2009-42
34-60192 Jun. 30, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-ISE-2009-42

SR-ISE-2009-36
34-60175 Jun. 25, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Linkage Fees
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-ISE-2009-36

SR-ISE-2009-35
34-60147 Jun. 19, 2009 Notice of Filing of Proposed Rule Change Relating to Qualified Contingent Cross Orders
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-ISE-2009-35

SR-ISE-2009-33
34-60087 Jun. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  July 8, 2009
* Submit comments on SR-ISE-2009-33

SR-ISE-2009-32
34-60146 Jun. 19, 2009 Notice of Filing of Proposed Rule Change Relating to the Penny Pilot Program
Comments due:  21 days after publication in the Federal Register
Comments received are available for this notice.
* Submit comments on SR-ISE-2009-32

SR-ISE-2009-31
34-60030 Jun. 3, 2009 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in its Capacity as an Introducing Broker for non-ISE Members, Passes Through to such non-ISE Members
Comments due:  June 30, 2009
* Submit comments on SR-ISE-2009-31

SR-ISE-2009-29
34-60031 Jun. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule to Expand the Applicability of the Super Tier Rebate to All Securities Priced at or Above $1.00 and to Increase the Take Fee
Comments due:  June 30, 2009
* Submit comments on SR-ISE-2009-29

SR-ISE-2009-28
34-59943 May 20, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders
Comments due:  June 17, 2009
* Submit comments on SR-ISE-2009-28

SR-ISE-2009-27
34-60014 Jun. 1, 2009 Notice of Filing of Proposed Rule Change to Adopt Rules to Implement the Options Order Protection and Locked/Crossed Market Plan
Comments due:  June 29, 2009
* Submit comments on SR-ISE-2009-27

SR-ISE-2009-26
34-59912 May 13, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Changes to the Fee Schedule
Comments due:  June 9, 2009
* Submit comments on SR-ISE-2009-26

SR0-ISE-2009-24
34-59887 May 7, 2009 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Amounts that Direct Edge ECN, in its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to such Non-ISE Members
Comments due:  June 4, 2009
* Submit comments on SR-ISE-2009-24

SR-ISE-2009-23
34-59888 May 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by the International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule to Increase the Super Tier Rebate in Securities Reported to Tape A and Tape C
Comments due:  June 4, 2009
* Submit comments on SR-ISE-2009-23

SR-ISE-2009-22
34-59904 May 12, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange Relating to Far Away Market Maker Fees
Comments due:  June 8, 2009
* Submit comments on SR-ISE-2009-22

SR-ISE-2009-21
34-59882 May 7, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Changes to the Fee Schedule
Comments due:  June 3, 2009
* Submit comments on SR-ISE-2009-21

SR-ISE-2009-20
34-59777 Apr. 16, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  May 13, 2009

SR-ISE-2009-19
34-59806 Apr. 21, 2009 Notice of Filing and Immediate Effectiveness by International Securities Exchange, LLC of a Proposed Rule Change to Amend Exchange Rules Related to Confirmations to Customers
Comments due:  May 19, 2009

SR-ISE-2009-18
34-59724 Apr. 7, 2009 Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Lowering the Liquidity Rebate Amount That Direct Edge ECN Passes Through to Non-International Securities Exchange, LLC Members
Comments due:  May 5, 2009

SR-ISE-2009-17
34-59692 Apr. 2, 2009 Notice of Filing and Immediate Effectivenss of Proposed Rule Change by the International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule Applicable to International Securities Exchange Members
Comments due:  April 29, 2009

SR-ISE-2009-16
34-59691 Apr. 2, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, LLC Relating to Amending the Fee Schedule
Comments due:  April 29, 2009

SR-ISE-2009-15
34-59701 Apr. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quoting Obligations of Second Market Competitive Market Makers
Comments due:  April 30, 2009

SR-ISE-2009-14
34-59633 Mar. 26, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Penny Pilot Program
Comments due:  April 23, 2009

SR-ISE-2009-13
34-59680 Apr. 1, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of “Primary Market”
Comments due:  April 28, 2009

SR-ISE-2009-12
34-59567 Mar. 12, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  April 8, 2009

SR-ISE-2009-11
34-59553 Mar. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable the Listing and Trading of Options on Managed Fund Shares
Comments due:  April 6, 2009

SR-ISE-2009-10
34-59548 Mar. 10, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Obvious Error Rules
Comments due:  April 6, 2009

SR-ISE-2009-09
34-59600 Mar. 19, 2009 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 623 (Communications to Customers)
Comments due:  April 16, 2009

SR-ISE-2009-08
34-59756 Apr. 13, 2009 Order Granting Approval of Proposed Rule Change Relating to Changes to the Third Amended and Restated Limited Liability Company Operating Agreement of Direct Edge Holdings LLC
34-59492 Mar. 3, 2009 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, by International Securities Exchange LLC Relating to Changes to the Third Amended and Restated Limited Liability Company Operating Agreement of Direct Edge Holdings LLC
Comments due:  March 31, 2009

SR-ISE-2009-07
34-59576 Mar. 13, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fee Changes
Comments due:  April 10, 2009

SR-ISE-2009-06
34-59410 Feb. 17, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  March 18, 2009

SR-ISE-2009-05
34-59347 Feb. 3, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate $3 Underlying Price Requirement for Continued Listing and Listing of Additional Series
Comments due:  March 3, 2009

SR-ISE-2009-04
34-59587 Mar. 17, 2009 Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, to Expand the $1 Strike Program
Additional File Nos.:  SR-CBOE-2009-001, SR-NYSEArca-200910, SR-NYSEALTR-2009-11
34-59377 Feb. 10, 2009 Notice of Filing of Proposed Rule Change Relating to the $1 Strike Program
Comments due:  March 12, 2009

SR-ISE-2009-03
34-59288 Jan. 23, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due:  February 20, 2009

SR-ISE-2009-02
34-59276 Jan. 22, 2009 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders
Comments due:  February 18, 2009

 

http://www.sec.gov/rules/sro/ise.shtml


Modified: 07/01/2009