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ISE Rulemaking
We encourage the public to submit comments on the following International Securities Exchange, Inc. (ISE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter | First Quarter
ISE File Number List for 2009
Additional Archives
2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
| Release No. |
Date |
Details |
| Second Quarter |
SR-ISE-2009-42 |
| 34-60192 |
Jun. 30, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: 21 days after publication in the Federal Register
 Submit comments on SR-ISE-2009-42
|
SR-ISE-2009-36 |
| 34-60175 |
Jun. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Linkage Fees
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-ISE-2009-36
|
SR-ISE-2009-35 |
| 34-60147 |
Jun. 19, 2009 |
Notice of Filing of Proposed Rule Change Relating to Qualified Contingent Cross Orders
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-ISE-2009-35
|
SR-ISE-2009-32 |
| 34-60146 |
Jun. 19, 2009 |
Notice of Filing of Proposed Rule Change Relating to the Penny Pilot Program
Comments due: 21 days after publication in the Federal Register
Comments received are available for this notice.
Submit comments on SR-ISE-2009-32
|
SR-ISE-2007-121 |
| 34-60127 |
Jun. 17, 2009 |
Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Margin Requirements
See also: Notice: Rel. No. 34-59877
|
SR-ISE-2009-33 |
| 34-60087 |
Jun. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: July 8, 2009
Submit comments on SR-ISE-2009-33
|
SR-ISE-2009-29 |
| 34-60031 |
Jun. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule to Expand the Applicability of the Super Tier Rebate to All Securities Priced at or Above $1.00 and to Increase the Take Fee
Comments due: June 30, 2009
Submit comments on SR-ISE-2009-29
|
SR-ISE-2009-31 |
| 34-60030 |
Jun. 3, 2009 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in its Capacity as an Introducing Broker for non-ISE Members, Passes Through to such non-ISE Members
Comments due: June 30, 2009
Submit comments on SR-ISE-2009-31
|
SR-ISE-2009-27 |
| 34-60014 |
Jun. 1, 2009 |
Notice of Filing of Proposed Rule Change to Adopt Rules to Implement the Options Order Protection and Locked/Crossed Market Plan
Comments due: June 29, 2009
Submit comments on SR-ISE-2009-27
|
SR-ISE-2007-97 |
| 34-59949 |
May 20, 2009 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Market Data Fees
See also: Notice: Rel. No. 34-59679
|
SR-ISE-2009-28 |
| 34-59943 |
May 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders
Comments due: June 17, 2009
Submit comments on SR-ISE-2009-28
|
SR-ISE-2009-26 |
| 34-59912 |
May 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Changes to the Fee Schedule
Comments due: June 9, 2009
Submit comments on SR-ISE-2009-26
|
SR-ISE-2009-22 |
| 34-59904 |
May 12, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange Relating to Far Away Market Maker Fees
Comments due: June 8, 2009
Submit comments on SR-ISE-2009-22
|
SR-ISE-2009-23 |
| 34-59888 |
May 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by the International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule to Increase the Super Tier Rebate in Securities Reported to Tape A and Tape C
Comments due: June 4, 2009
Submit comments on SR-ISE-2009-23
|
SR0-ISE-2009-24 |
| 34-59887 |
May 7, 2009 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Amounts that Direct Edge ECN, in its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to such Non-ISE Members
Comments due: June 4, 2009
Submit comments on SR-ISE-2009-24
|
SR-ISE-2009-21 |
| 34-59882 |
May 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Changes to the Fee Schedule
Comments due: June 3, 2009
Submit comments on SR-ISE-2009-21
|
SR-ISE-2007-121 |
| 34-59877 |
May 6, 2009 |
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to ISE's Margin Rule
Comments due: June 3, 2009
See also: Order: Rel. No. 34-60127
|
SR-ISE-2009-19 |
| 34-59806 |
Apr. 21, 2009 |
Notice of Filing and Immediate Effectiveness by International Securities Exchange, LLC of a Proposed Rule Change to Amend Exchange Rules Related to Confirmations to Customers
Comments due: May 19, 2009
|
SR-ISE-2009-20 |
| 34-59777 |
Apr. 16, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: May 13, 2009
|
SR-ISE-2009-08 |
| 34-59756 |
Apr. 13, 2009 |
Order Granting Approval of Proposed Rule Change Relating to Changes to the Third Amended and Restated Limited Liability Company Operating Agreement of Direct Edge Holdings LLC
See also: Notice: Rel. No. 34-59492
|
SR-ISE-2009-18 |
| 34-59724 |
Apr. 7, 2009 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Lowering the Liquidity Rebate Amount That Direct Edge ECN Passes Through to Non-International Securities Exchange, LLC Members
Comments due: May 5, 2009
|
SR-ISE-2009-15 |
| 34-59701 |
Apr. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quoting Obligations of Second Market Competitive Market Makers
Comments due: April 30, 2009
|
SR-ISE-2009-17 |
| 34-59692 |
Apr. 2, 2009 |
Notice of Filing and Immediate Effectivenss of Proposed Rule Change by the International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule Applicable to International Securities Exchange Members
Comments due: April 29, 2009
|
SR-ISE-2009-16 |
| 34-59691 |
Apr. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, LLC Relating to Amending the Fee Schedule
Comments due: April 29, 2009
|
SR-ISE-2009-13 |
| 34-59680 |
Apr. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of “Primary Market”
Comments due: April 28, 2009
|
SR-ISE-2007-97 |
| 34-59679 |
Apr. 1, 2009 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Market Data Fees
Comments due: April 28, 2009
See also: Order: Rel. No. 34-59949
|
| First Quarter |
SR-ISE-2009-14 |
| 34-59633 |
Mar. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Penny Pilot Program
Comments due: April 23, 2009
|
SR-ISE-2009-09 |
| 34-59600 |
Mar. 19, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 623 (Communications to Customers)
Comments due: April 16, 2009
|
SR-ISE-2009-04 |
| 34-59587 |
Mar. 17, 2009 |
Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, to Expand the $1 Strike Program
Additional File Nos.: SR-CBOE-2009-001, SR-NYSEArca-200910, SR-NYSEALTR-2009-11
See also: Notice: Rel. No. 34-59377
|
SR-ISE-2009-07 |
| 34-59576 |
Mar. 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fee Changes
Comments due: April 10, 2009
|
SR-ISE-2009-12 |
| 34-59567 |
Mar. 12, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: April 8, 2009
|
SR-ISE-2009-11 |
| 34-59553 |
Mar. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable the Listing and Trading of Options on Managed Fund Shares
Comments due: April 6, 2009
|
SR-ISE-2009-10 |
| 34-59548 |
Mar. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Obvious Error Rules
Comments due: April 6, 2009
|
SR-ISE-2009-08 |
| 34-59492 |
Mar. 3, 2009 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, by International Securities Exchange LLC Relating to Changes to the Third Amended and Restated Limited Liability Company Operating Agreement of Direct Edge Holdings LLC
Comments due: March 31, 2009
See also: Order: Rel. No. 34-59756
|
SR-ISE-2009-06 |
| 34-59410 |
Feb. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: March 18, 2009
|
SR-ISE-2009-04 |
| 34-59377 |
Feb. 10, 2009 |
Notice of Filing of Proposed Rule Change Relating to the $1 Strike Program
Comments due: March 12, 2009
See also: Order: Rel. No. 34-59587
|
SR-ISE-2009-05 |
| 34-59347 |
Feb. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate $3 Underlying Price Requirement for Continued Listing and Listing of Additional Series
Comments due: March 3, 2009
|
SR-ISE-2009-03 |
| 34-59288 |
Jan. 23, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: February 20, 2009
|
SR-ISE-2006-26 |
| 34-59287 |
Jan. 23, 2009 |
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Professional Account Holders
Comments due: February 20, 2009
See also: Notice: Rel. No. 34-57254
|
SR-ISE-2009-02 |
| 34-59276 |
Jan. 22, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders
Comments due: February 18, 2009
|
SR-ISE-2008-90 |
| 34-59250 |
Jan. 14, 2009 |
Order Approving Proposed Rule Change Relating to Alternative Primary Market Makers
See also: Notice: Rel. No. 34-59053
|
SR-ISE-2008-101 |
| 34-59201 |
Jan. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Amending the Fee Schedule
Comments due: February 3, 2009
|
SR-ISE-2008-100 |
| 34-59196 |
Jan. 5, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendment of International Securities Exchange Holdings, Inc.’s Certificate of Incorporation
Comments due: January 30, 2009
|
| Release No. |
Date |
Details |
SR-ISE-2009-42 |
| 34-60192 |
Jun. 30, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-ISE-2009-42
|
SR-ISE-2009-36 |
| 34-60175 |
Jun. 25, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Linkage Fees
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-ISE-2009-36
|
SR-ISE-2009-35 |
| 34-60147 |
Jun. 19, 2009 |
Notice of Filing of Proposed Rule Change Relating to Qualified Contingent Cross Orders
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-ISE-2009-35
|
SR-ISE-2009-33 |
| 34-60087 |
Jun. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: July 8, 2009
Submit comments on SR-ISE-2009-33
|
SR-ISE-2009-32 |
| 34-60146 |
Jun. 19, 2009 |
Notice of Filing of Proposed Rule Change Relating to the Penny Pilot Program
Comments due: 21 days after publication in the Federal Register
Comments received are available for this notice.
Submit comments on SR-ISE-2009-32
|
SR-ISE-2009-31 |
| 34-60030 |
Jun. 3, 2009 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts that Direct Edge ECN, in its Capacity as an Introducing Broker for non-ISE Members, Passes Through to such non-ISE Members
Comments due: June 30, 2009
Submit comments on SR-ISE-2009-31
|
SR-ISE-2009-29 |
| 34-60031 |
Jun. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule to Expand the Applicability of the Super Tier Rebate to All Securities Priced at or Above $1.00 and to Increase the Take Fee
Comments due: June 30, 2009
Submit comments on SR-ISE-2009-29
|
SR-ISE-2009-28 |
| 34-59943 |
May 20, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders
Comments due: June 17, 2009
Submit comments on SR-ISE-2009-28
|
SR-ISE-2009-27 |
| 34-60014 |
Jun. 1, 2009 |
Notice of Filing of Proposed Rule Change to Adopt Rules to Implement the Options Order Protection and Locked/Crossed Market Plan
Comments due: June 29, 2009
Submit comments on SR-ISE-2009-27
|
SR-ISE-2009-26 |
| 34-59912 |
May 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Changes to the Fee Schedule
Comments due: June 9, 2009
Submit comments on SR-ISE-2009-26
|
SR0-ISE-2009-24 |
| 34-59887 |
May 7, 2009 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Amounts that Direct Edge ECN, in its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to such Non-ISE Members
Comments due: June 4, 2009
Submit comments on SR-ISE-2009-24
|
SR-ISE-2009-23 |
| 34-59888 |
May 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by the International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule to Increase the Super Tier Rebate in Securities Reported to Tape A and Tape C
Comments due: June 4, 2009
Submit comments on SR-ISE-2009-23
|
SR-ISE-2009-22 |
| 34-59904 |
May 12, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange Relating to Far Away Market Maker Fees
Comments due: June 8, 2009
Submit comments on SR-ISE-2009-22
|
SR-ISE-2009-21 |
| 34-59882 |
May 7, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Changes to the Fee Schedule
Comments due: June 3, 2009
Submit comments on SR-ISE-2009-21
|
SR-ISE-2009-20 |
| 34-59777 |
Apr. 16, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: May 13, 2009
|
SR-ISE-2009-19 |
| 34-59806 |
Apr. 21, 2009 |
Notice of Filing and Immediate Effectiveness by International Securities Exchange, LLC of a Proposed Rule Change to Amend Exchange Rules Related to Confirmations to Customers
Comments due: May 19, 2009
|
SR-ISE-2009-18 |
| 34-59724 |
Apr. 7, 2009 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Lowering the Liquidity Rebate Amount That Direct Edge ECN Passes Through to Non-International Securities Exchange, LLC Members
Comments due: May 5, 2009
|
SR-ISE-2009-17 |
| 34-59692 |
Apr. 2, 2009 |
Notice of Filing and Immediate Effectivenss of Proposed Rule Change by the International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule Applicable to International Securities Exchange Members
Comments due: April 29, 2009
|
SR-ISE-2009-16 |
| 34-59691 |
Apr. 2, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, LLC Relating to Amending the Fee Schedule
Comments due: April 29, 2009
|
SR-ISE-2009-15 |
| 34-59701 |
Apr. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quoting Obligations of Second Market Competitive Market Makers
Comments due: April 30, 2009
|
SR-ISE-2009-14 |
| 34-59633 |
Mar. 26, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Penny Pilot Program
Comments due: April 23, 2009
|
SR-ISE-2009-13 |
| 34-59680 |
Apr. 1, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of “Primary Market”
Comments due: April 28, 2009
|
SR-ISE-2009-12 |
| 34-59567 |
Mar. 12, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: April 8, 2009
|
SR-ISE-2009-11 |
| 34-59553 |
Mar. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable the Listing and Trading of Options on Managed Fund Shares
Comments due: April 6, 2009
|
SR-ISE-2009-10 |
| 34-59548 |
Mar. 10, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Obvious Error Rules
Comments due: April 6, 2009
|
SR-ISE-2009-09 |
| 34-59600 |
Mar. 19, 2009 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 623 (Communications to Customers)
Comments due: April 16, 2009
|
SR-ISE-2009-08 |
| 34-59756 |
Apr. 13, 2009 |
Order Granting Approval of Proposed Rule Change Relating to Changes to the Third Amended and Restated Limited Liability Company Operating Agreement of Direct Edge Holdings LLC
|
| 34-59492 |
Mar. 3, 2009 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, by International Securities Exchange LLC Relating to Changes to the Third Amended and Restated Limited Liability Company Operating Agreement of Direct Edge Holdings LLC
Comments due: March 31, 2009
|
SR-ISE-2009-07 |
| 34-59576 |
Mar. 13, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fee Changes
Comments due: April 10, 2009
|
SR-ISE-2009-06 |
| 34-59410 |
Feb. 17, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: March 18, 2009
|
SR-ISE-2009-05 |
| 34-59347 |
Feb. 3, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate $3 Underlying Price Requirement for Continued Listing and Listing of Additional Series
Comments due: March 3, 2009
|
SR-ISE-2009-04 |
| 34-59587 |
Mar. 17, 2009 |
Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, to Expand the $1 Strike Program
Additional File Nos.: SR-CBOE-2009-001, SR-NYSEArca-200910, SR-NYSEALTR-2009-11
|
| 34-59377 |
Feb. 10, 2009 |
Notice of Filing of Proposed Rule Change Relating to the $1 Strike Program
Comments due: March 12, 2009
|
SR-ISE-2009-03 |
| 34-59288 |
Jan. 23, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
Comments due: February 20, 2009
|
SR-ISE-2009-02 |
| 34-59276 |
Jan. 22, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders
Comments due: February 18, 2009
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