FICC Rulemaking Archive: 2003

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Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.

FICC File Number List for 2003

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Chronological List

Release No.	Date	Details
No proposals were posted to website.

FICC File Number List for 2003

Release No.	Date	Details
SR-FICC-2003-14
34-49421	Mar. 16, 2004	Notice of Filing of a Proposed Rule Change Relating to Amending Impractical or Inconsistent Rules, Eliminating the Need for Routine Waivers of Various Rules Provisions, and Adding Rules to Protect the Clearing Corporation and its Members Comments due: April 13, 2004
SR-FICC-2003-06
34-50389	Sep. 15, 2004	Order Granting Approval of a Proposed Rule Change Relating to the Assessment of Funds-Only Settlement Obligations
SR-FICC-2003-05
34-50386	Sep. 15, 2004	Order Granting Approval of a Proposed Rule Change Relating to Additional Account Structures
SR-FICC-2003-01
34-49947	Jun. 30, 2004	Order Granting Approval of a Proposed Rule Change Relating to the Implementation of Fines

http://www.sec.gov/rules/sro/ficc/ficcarchive/ficcarchive2003.shtml