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EDGX Exchange Rulemaking
We encourage the public to submit comments on the following EDGX Exchange (EDGX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter | First Quarter
EDGX File Number List for 2012
Additional Archives
2012 | 2011 | 2010
| Release No. |
Date |
Details |
| Second Quarter |
SR-EDGX-2012-08 |
| 34-67010 |
May 18, 2012 |
Order Approving a Proposed Rule Change Relating to Amendments to Rule 2.11 that Establish the Authority to Cancel Orders and Describe the Operation of an Error Account
See also: Notice: Rel. No. 34-66713
|
SR-EDGX-2012-17 |
| 34-66970 |
May 11, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: June 7, 2012
Additional Materials: Exhibit 5
 Submit comments on SR-EDGX-2012-17
|
SR-EDGX-2012-16 |
| 34-66949 |
May 9, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending Certain Sections of its Current Bylaws
Comments due: June 5, 2012
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2012-16
|
SR-EDGX-2012-15 |
| 34-66873 |
Apr. 27, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New EDGX Rule Regarding Telemarketing
Comments due: May 24, 2012
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2012-15
|
SR-EDGX-2012-14 |
| 34-66864 |
Apr. 26, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Associated with Receipt of the EDGX Book Feed
Comments due: May 23, 2012
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2012-14
|
SR-EDGX-2012-07 |
| 34-66834 |
Apr. 19, 2012 |
Order Granting Approval of Proposed Rule Changes Relating to a Corporate Transaction in which SIX Swiss Exchange AG Will Transfer its Interest in ISE Holdings, Inc. to a Newly Formed Swiss Corporation, Eurex Global Derivatives AG
Additional File Nos.: SR-EDGA-2012-08, and SR-ISE-2012-21
See also: Notice: Rel. No. 34-66565
|
SR-EDGX-2012-12 |
| 34-66762 |
Apr. 6, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: May 3, 2012
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2012-12
|
SR-EDGX-2012-13 |
| 34-66761 |
Apr. 6, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New EDGX Rule 11.22 Requiring Members to Input Accurate Information Into the System
Comments due: May 3, 2012
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2012-13
|
SR-EDGX-2012-08 |
| 34-66713 |
Apr. 2, 2012 |
Notice of Filing of Proposed Rule Change Relating to Amendments to Rule 2.11 that Establish the Authority to Cancel Orders and Describe the Operation of an Error Account
Comments due: April 27, 2012
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-67010
|
| First Quarter |
SR-EDGX-2011-30 |
| 34-66680 |
Mar. 29, 2012 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also: Order: Rel. No. 34-66065; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65440
|
SR-EDGX-2012-10 |
| 34-66657 |
Mar. 26, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying that Rule Change in Connection with Proposed Combination Between NYSE Euronext and Deutsche Börse AG Will Not Become Effective
Comments due: April 20, 2012
Submit comments on SR-EDGX-2012-10
|
SR-EDGX-2012-09 |
| 34-66644 |
Mar. 22, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Inbound Router, as Described in EDGX Rule 2.12(b)
Comments due: April 18, 2012
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2012-09
|
SR-EDGX-2012-07 |
| 34-66565 |
Mar. 9, 2012 |
Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in which Its Indirect Parent, SIX Swiss Exchange AG, Will Transfer Its Indirect Ownership Interest in ISE Holdings, Inc. to a Newly Formed Swiss Corporation, Eurex Global Derivatives AG
Comments due: April 5, 2012
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-66834
|
SR-EDGX-2012-06 |
| 34-66558 |
Mar. 9, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: April 5, 2012
Additional Materials: Exhibit 5
|
SR-EDGX-2012-05 |
| 34-66402 |
Feb. 15, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Offering of a New Historical Data Feed Service to Members and Non-Members
Comments due: March 14, 2012
Additional Materials: Exhibit 5
|
SR-EDGX-2012-04 |
| 34-66383 |
Feb. 10, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 1.5(q)
Comments due: March 9, 2012
|
SR-EDGX-2012-01 |
| 34-66228 |
Jan. 24, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.14 to extend the operation of the single stock circuit breaker pilot program until July 31, 2012
Comments due: February 21, 2012
Additional Materials: Exhibit 5
|
SR-EDGX-2012-02 |
| 34-66222 |
Jan. 24, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.13 to extend the operation of a pilot program pursuant to the Rule until July 31, 2012
Comments due: February 21, 2012
Additional Materials: Exhibit 5
|
SR-EDGX-2012-03 |
| 34-66176 |
Jan. 18, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 1.5(q)
Comments due: February 14, 2012
Additional Materials: Exhibit 5
|
SR-EDGX-2011-33 |
| 34-66171 |
Jan. 17, 2012 |
Order Granting Approval of Proposed Rule Change Relating to a Corporate Transaction in which Deutsche Börse AG and NYSE Euronext Would Become Subsidiaries of Alpha Beta Netherlands Holding N.V.
See also: Notice: Rel. No. 34-65565
|
SR-EDGX-2011-39 |
| 34-66129 |
Jan. 11, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: February 8, 2012
Additional Materials: Exhibit 5
|
| EDGX File Number List for 2012 |
| Release No. |
Date |
Details |
SR-EDGX-2012-17 |
| 34-66970 |
May 11, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: June 7, 2012
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2012-17
|
SR-EDGX-2012-16 |
| 34-66949 |
May 9, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending Certain Sections of its Current Bylaws
Comments due: June 5, 2012
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2012-16
|
SR-EDGX-2012-15 |
| 34-66873 |
Apr. 27, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New EDGX Rule Regarding Telemarketing
Comments due: May 24, 2012
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2012-15
|
SR-EDGX-2012-14 |
| 34-66864 |
Apr. 26, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Associated with Receipt of the EDGX Book Feed
Comments due: May 23, 2012
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2012-14
|
SR-EDGX-2012-13 |
| 34-66761 |
Apr. 6, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New EDGX Rule 11.22 Requiring Members to Input Accurate Information Into the System
Comments due: May 3, 2012
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2012-13
|
SR-EDGX-2012-12 |
| 34-66762 |
Apr. 6, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: May 3, 2012
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2012-12
|
SR-EDGX-2012-10 |
| 34-66657 |
Mar. 26, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying that Rule Change in Connection with Proposed Combination Between NYSE Euronext and Deutsche Börse AG Will Not Become Effective
Comments due: April 20, 2012
Submit comments on SR-EDGX-2012-10
|
SR-EDGX-2012-09 |
| 34-66644 |
Mar. 22, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Inbound Router, as Described in EDGX Rule 2.12(b)
Comments due: April 18, 2012
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2012-09
|
SR-EDGX-2012-08 |
| 34-67010 |
May 18, 2012 |
Order Approving a Proposed Rule Change Relating to Amendments to Rule 2.11 that Establish the Authority to Cancel Orders and Describe the Operation of an Error Account
|
| 34-66713 |
Apr. 2, 2012 |
Notice of Filing of Proposed Rule Change Relating to Amendments to Rule 2.11 that Establish the Authority to Cancel Orders and Describe the Operation of an Error Account
Comments due: April 27, 2012
Additional Materials: Exhibit 5
|
SR-EDGX-2012-07 |
| 34-66834 |
Apr. 19, 2012 |
Order Granting Approval of Proposed Rule Changes Relating to a Corporate Transaction in which SIX Swiss Exchange AG Will Transfer its Interest in ISE Holdings, Inc. to a Newly Formed Swiss Corporation, Eurex Global Derivatives AG
Additional File Nos.: SR-EDGA-2012-08, and SR-ISE-2012-21
|
| 34-66565 |
Mar. 9, 2012 |
Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in which Its Indirect Parent, SIX Swiss Exchange AG, Will Transfer Its Indirect Ownership Interest in ISE Holdings, Inc. to a Newly Formed Swiss Corporation, Eurex Global Derivatives AG
Comments due: April 5, 2012
Additional Materials: Exhibit 5
|
SR-EDGX-2012-06 |
| 34-66558 |
Mar. 9, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: April 5, 2012
Additional Materials: Exhibit 5
|
SR-EDGX-2012-05 |
| 34-66402 |
Feb. 15, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Offering of a New Historical Data Feed Service to Members and Non-Members
Comments due: March 14, 2012
Additional Materials: Exhibit 5
|
SR-EDGX-2012-04 |
| 34-66383 |
Feb. 10, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 1.5(q)
Comments due: March 9, 2012
|
SR-EDGX-2012-03 |
| 34-66176 |
Jan. 18, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 1.5(q)
Comments due: February 14, 2012
Additional Materials: Exhibit 5
|
SR-EDGX-2012-02 |
| 34-66222 |
Jan. 24, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.13 to extend the operation of a pilot program pursuant to the Rule until July 31, 2012
Comments due: February 21, 2012
Additional Materials: Exhibit 5
|
SR-EDGX-2012-01 |
| 34-66228 |
Jan. 24, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.14 to extend the operation of the single stock circuit breaker pilot program until July 31, 2012
Comments due: February 21, 2012
Additional Materials: Exhibit 5
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http://www.sec.gov/rules/sro/edgx.shtml
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