The Depository Trust Company (DTC) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-99911 | SEC Issue Date:Apr 5, 2024 | File Number:SR-DTC-2024-004 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Deposits Service Guide and the Operational Arrangements See Also - Exhibit 5 Submit a Comment on SR-DTC-2024-004
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| Release Number:34-99843 | SEC Issue Date:Mar 22, 2024 | File Number:SR-DTC-2024-002 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the DTC Corporate Actions Distributions Service Guide and the DTC Settlement Service Guide Comments Due: April 18, 2024 See Also - Exhibit 5 |
| Release Number:34-99802 | SEC Issue Date:Mar 20, 2024 | File Number:SR-DTC-2024-003 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: April 16, 2024 See Also - Exhibit 5 |
| Release Number:34-99759 | SEC Issue Date:Mar 18, 2024 | File Number:SR-DTC-2024-001 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Liquidity Risk Management Framework and the Clearing Agency Stress Testing Framework Comments Due: April 12, 2024 See Also - Exhibit-5a, Exhibit 5b |
| Release Number:34-99456 | SEC Issue Date:Feb 1, 2024 | File Number:SR-DTC-2023-013 | SRO Organization:The Depository Trust Company (DTC) |
Details: Order Approving of Proposed Rule Change to Modify the DTC Settlement Service Guide Comments Due: January 18, 2024 |
| Release Number:34-99264 | SEC Issue Date:Jan 2, 2024 | File Number:SR-DTC-2023-014 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the DTC Fee Schedule to revise certain fees charged to Participants for (i) Participants Fund Maintenance; (ii) Underwriting Services; (iii) Asset Services; and (iv) Settlement Serv Comments Due: January 29, 2024 See Also - Exhibit 3, Exhibit 5 |
| Release Number:34-99234 | SEC Issue Date:Dec 22, 2023 | File Number:SR-DTC-2023-013 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing of Proposed Rule Change to Modify the DTC Settlement Service Guide Comments Due: January 18, 2024 See Also - Exhibit 5 |
| Release Number:34-99108 | SEC Issue Date:Dec 7, 2023 | File Number:SR-DTC-2023-012 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: January 3, 2024 See Also - Exhibit 5 |
| Release Number:34-98812 | SEC Issue Date:Oct 27, 2023 | File Number:SR-DTC-2023-011 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Clearing Agency Operational Risk Management Framework Comments Due: November 24, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-98604 | SEC Issue Date:Sep 28, 2023 | File Number:SR-DTC-2023-010 | SRO Organization:The Depository Trust Company (DTC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the DTC Operational Arrangements (Necessary for Securities to Become and Remain Eligible for DTC Services) Comments Due: November 2, 2023 View Received Comments See Also - Exhibit 5 |