DTC Rulemaking

We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

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Chronological List

Release No.	Date	Details
First Quarter
SR-DTC-2011-09
34-66186	Jan. 19, 2012	Order Approving Proposed Rule Change to Modify a Practice in Order to Mitigate Systemic Risk, Specifically Liquidity Related, Associated with DTC End of Day Net Funds Settlement See also:  Notice: Rel. No. 34-65871
SR-DTC-2011-08
34-66179	Jan. 18, 2012	Order Approving Proposed Rule Change to Enhance Risk Management Controls Associated with the Receiver Authorized Delivery Function See also:  Notice: Rel. No. 34-65831

http://www.sec.gov/rules/sro/dtc.shtml