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DTC Rulemaking

We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter | First Quarter

DTC File Number List for 2008

Additional Archives

2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995


Chronological List
Release No. Date Details
Second Quarter

SR-DTC-2007-12
34-58055 Jun. 27, 2007 Order Granting Approval of a Proposed Rule Change Relating to DTC Opening an Omnibus Account at Euroclear Bank
See also:  Notice: Rel. No. 34-56706

SR-DTC-2008-04
34-58042 Jun. 26, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule to Establish an Alternate Choice in DTC Profile Surety Providers
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-DTC-2008-04

SR-DTC-2008-02
34-58044 Jun. 26, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Deposits Service Guide
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-DTC-2008-02

SR-DTC-2006-16
34-57959 Jun. 12, 2008 Notice of Filing of Proposed Rule Change of Amended Proposed Rule Change Amending FAST and DRS Limited Participant Requirements for Transfer Agents
Comments due:  July 10, 2008
See also:  Notices: Rel. Nos. 34-57362 and 34-55816
Comments received are available for this notice.
* Submit comments on SR-DTC-2006-16

SR-DTC-2007-14
34-57901 Jun. 2, 2008 Order Approving Proposed Rule Changes, as amended, to Provide for the Settlement of Institutional Transactions in Conjunction with Each Other Through a Service Called ID Net
Additional File No.:  SR-NSCC-2007-14
See also:  Notice: Rel. No. 34-57573

SR-DTC-2007-10
34-57768 May 2, 2008 Order Granting Accelerated Approval of an Amended Proposed Rule Change to Implement the New Issue Information Dissemination Service for Municipal Securities
See also:  Notices: Rel. Nos. 34-57513; 34-56552; 34-57647

SR-DTC-2007-05
34-57665 Apr. 15, 2008 Notice of Filing of Proposed Rule Change to Restructure its Rules Relating to Fines and to Harmonize Them with Similar Rules of its Affiliates
Comments due:  May 13, 2008
* Submit comments on SR-DTC-2007-05

SR-DTC-2007-10
34-57647 Apr. 10, 2008 Notice of Filing of Amended Proposed Rule Change to Implement the New Issue Information Dissemination Service for Municipal Securities
Comments due:  May 1, 2008
See also:  Notices: Rel. Nos. 34-57513; 34-56552; Order: Rel. No.34-57768
First Quarter

SR-DTC-2007-14
34-57573 Mar. 27, 2008 Notice of Filing of Proposed Rule Changes, as amended, to Provide for the Settlement of Institutional Transactions in Conjunction with Each Other Through a Service Called ID Net
Additional File No.:  SR-NSCC-2007-14
Comments due:  21 days after publication in the Federal Register
See also:  Order: Rel. No. 34-57901

SR-DTC-2007-11
34-57542 Mar. 20, 2008 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Amend its Operational Arrangements as it Applies to Structured Securities
See also: Notices: Rel. Nos.  34-57283, 34-56795

SR-DTC-2007-10
34-57513 Mar. 17, 2008 Notice of Filing of Amended Proposed Rule Change to Implement the New Issue Information Dissemination Service for Municipal Securities
Comments due:  April 8, 2008
See also: Notices: Rel. Nos.  34-57647; 34-56552

SR-DTC-2007-06
34-57406 Feb. 29, 2008 Order Approving Proposed Rule Change to Modify the Hearing Procedures Afforded to Interested Persons for Membership and Harmonize Them with Similar Rules of its Affiliates
See also:  Notice: Rel. No. 34-56863

SR-DTC-2007-16
34-57392 Feb. 27, 2008 Notice of Filing of a Proposed Rule Change Relating to the Admission of Foreign Entities as Direct Depository Participants
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-DTC-2007-16

SR-DTC-2008-01
34-57366 Feb. 21, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Deliver Order Input Cutoff Window
Comments due:  March 20, 2008

SR-DTC-2006-16
34-57362 Feb. 20, 2008 Notice of Filing of Amended Proposed Rule Change Amending FAST and DRS Limited Participant Requirements for Transfer Agents
Comments due:  March 20, 2008
See also:  Notices: Rel. Nos. 34-57959 and 34-55816
* Submit comments on SR-DTC-2006-16

SR-DTC-2007-13
34-57298A Feb. 8, 2008 Order Granting Approval of a Proposed Rule Change Relating to the Foreign Currency Payment Option [CORRECTION]
See also:  Order: Rel. No. 34-57298; Notice: Rel. No. 34-56840

SR-DTC-2007-13
34-57298 Feb. 8, 2008 Order Granting Approval of a Proposed Rule Change Relating to the Foreign Currency Payment Option
See also:  Order: Rel. No. 34-57298A; Notice: Rel. No. 34-56840

SR-DTC-2007-11
34-57283 Feb. 6, 2008 Notice of Filing of Amendment No. 1 to Proposed Rule Change to Amend its Operational Arrangements as it Applies to Structured Securities
Comments due:  March 5, 2008
See also:  Order: Rel. No. 34-57542; Notice: Rel. No. 34-56795
Comments received are available for this notice.

SR-DTC-2007-17
34-57193 Jan. 24, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Fee Schedule
Comments due:  February 20, 2008


File Number List

Release No. Date Details

SR-DTC-2008-04
34-58042 Jun. 26, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule to Establish an Alternate Choice in DTC Profile Surety Providers
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-DTC-2008-04

SR-DTC-2008-02
34-58044 Jun. 26, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Deposits Service Guide
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-DTC-2008-02

SR-DTC-2008-01
34-57366 Feb. 21, 2008 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Deliver Order Input Cutoff Window
Comments due:  March 20, 2008

 

http://www.sec.gov/rules/sro/dtc.shtml


Modified: 07/01/2008