SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


CHX Rulemaking

We encourage the public to submit comments on the following Chicago Stock Exchange, Inc. (CHX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

CHX File Number List for 2012

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-CHX-2012-03
34-66272 Jan. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Relating to Individual Securities Circuit Breakers
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CHX-2012-03

SR-CHX-2012-04
34-66253 Jan. 26, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Relating to Clearly Erroneous Transactions
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CHX-2012-04

SR-CHX-2012-02
34-66177 Jan. 18, 2012 Notice of Filing of Proposed Rule Change to Add to and Amend its Rules Regarding the Obligations of Institutional Brokers Registered with the Exchange
Comments due:  February 14, 2012
Additional Materials:   Exhibit 5
* Submit comments on SR-CHX-2012-02

SR-CHX-2012-01
34-66139 Jan. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule to Assess Fees for Derivative Securities Products
Comments due:  February 8, 2012
* Submit comments on SR-CHX-2012-01

SR-CHX-2011-33
34-66118 Jan. 9, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a Rule Regarding the Brokerplex Order Entry, Recordation, and Management System
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CHX-2011-33


CHX File Number List for 2012
Release No. Date Details

SR-CHX-2012-04
34-66253 Jan. 26, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Relating to Clearly Erroneous Transactions
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CHX-2012-04

SR-CHX-2012-03
34-66272 Jan. 30, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Relating to Individual Securities Circuit Breakers
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-CHX-2012-03

SR-CHX-2012-02
34-66177 Jan. 18, 2012 Notice of Filing of Proposed Rule Change to Add to and Amend its Rules Regarding the Obligations of Institutional Brokers Registered with the Exchange
Comments due:  February 14, 2012
Additional Materials:   Exhibit 5
* Submit comments on SR-CHX-2012-02

SR-CHX-2012-01
34-66139 Jan. 11, 2012 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fee Schedule to Assess Fees for Derivative Securities Products
Comments due:  February 8, 2012
* Submit comments on SR-CHX-2012-01

 

http://www.sec.gov/rules/sro/chx.shtml


Modified: 01/31/2012