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BATS Y-Exchange, Inc. Rulemaking
We encourage the public to submit comments on the following BATS Y-Exchange, Inc. filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter | First Quarter
BYX File Number List for 2012
Additional Archives
2012 | 2011 | 2010
| Release No. |
Date |
Details |
| Second Quarter |
SR-BYX-2012-008 |
| 34-66890 |
May 1, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Exchange Rule 11.9 to Allow Optional Attribution of Orders
Comments due: May 29, 2012
 Submit comments on SR-BYX-2012-008
|
SR-BYX-2012-006 |
| 34-66807 |
Apr. 13, 2012 |
Order Approving a Proposed Rule Change to Amend BATS Y-Exchange, Inc. Rule 2.12 to Make Permanent the Pilot Program that Permits BATS Y-Exchange, Inc. to Receive Inbound Routes of Equities Orders through BATS Trading, Inc., BATS Y-Exchange’s Routing Broker-Dealer, from BATS Exchange, Inc.
See also: Notice: Rel. No. 34-66572
|
SR-BYX-2012-007 |
| 34-66722 |
Apr. 3, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Certificate of Incorporation of BATS Global Markets, Inc.
Comments due: April 27, 2012
Additional Materials: Exhibit 5
|
| First Quarter |
SR-BYX-2011-025 |
| 34-66680 |
Mar. 29, 2012 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also: Order: Rel. No. 34-66065; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65429
|
SR-BYX-2012-006 |
| 34-66572 |
Mar. 12, 2012 |
Notice of Filing of Proposed Rule Change by BATS Y-Exchange, Inc. to Amend BYX Rule 2.12, Entitled "BATS Trading, Inc. as Inbound Router"
Comments due: April 4, 2012
See also: Order: Rel. No. 34-66807
|
SR-BYX-2012-005 |
| 34-66326 |
Feb. 6, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: March 2, 2012
|
SR-BYX-2012-004 |
| 34-66325 |
Feb. 6, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Reference to an Additional Variation of an Existing Routing Strategy
Comments due: March 5, 2012
|
SR-BYX-2012-001 |
| 34-66189 |
Jan. 19, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due: February 15, 2012
|
SR-BYX-2012-002 |
| 34-66187 |
Jan. 19, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to Clearly Erroneous Execution Reviews
Comments due: February 15, 2012
|
| BYX File Number List for 2012 |
| Release No. |
Date |
Details |
SR-BYX-2012-008 |
| 34-66890 |
May 1, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Exchange Rule 11.9 to Allow Optional Attribution of Orders
Comments due: May 29, 2012
Submit comments on SR-BYX-2012-008
|
SR-BYX-2012-007 |
| 34-66722 |
Apr. 3, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Certificate of Incorporation of BATS Global Markets, Inc.
Comments due: April 27, 2012
Additional Materials: Exhibit 5
|
SR-BYX-2012-006 |
| 34-66807 |
Apr. 13, 2012 |
Order Approving a Proposed Rule Change to Amend BATS Y-Exchange, Inc. Rule 2.12 to Make Permanent the Pilot Program that Permits BATS Y-Exchange, Inc. to Receive Inbound Routes of Equities Orders through BATS Trading, Inc., BATS Y-Exchange’s Routing Broker-Dealer, from BATS Exchange, Inc.
|
| 34-66572 |
Mar. 12, 2012 |
Notice of Filing of Proposed Rule Change by BATS Y-Exchange, Inc. to Amend BYX Rule 2.12, Entitled "BATS Trading, Inc. as Inbound Router"
Comments due: April 4, 2012
|
SR-BYX-2012-005 |
| 34-66326 |
Feb. 6, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
Comments due: March 2, 2012
|
SR-BYX-2012-004 |
| 34-66325 |
Feb. 6, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Reference to an Additional Variation of an Existing Routing Strategy
Comments due: March 5, 2012
|
SR-BYX-2012-002 |
| 34-66187 |
Jan. 19, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to Clearly Erroneous Execution Reviews
Comments due: February 15, 2012
|
SR-BYX-2012-001 |
| 34-66189 |
Jan. 19, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due: February 15, 2012
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http://www.sec.gov/rules/sro/byx.shtml
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