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NASDAQ OMX BX, Inc. Rulemaking
We encourage the public to submit comments on the following NASDAQ OMX BX, Inc. (BX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter | First Quarter
BX File Number List for 2012
Additional Archives
2012 | 2011 | 2010 | 2009
| Release No. |
Date |
Details |
| Second Quarter |
SR-BX-2012-031 |
| 34-67046 |
May 23, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Fees Under Rule 7003(b) and Adopt a New Equities Regulatory Fee
Comments due: 21 days after publication in the Federal Register
 Submit comments on SR-BX-2012-031
|
SR-BX-2012-032 |
| 34-67025 |
May 18, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(f)(7) Concerning the Processing of the Price to Comply Order
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-BX-2012-032
|
SR-BX-2012-034 |
| 34-67014 |
May 17, 2012 |
Notice of Filing of Proposed Rule Change with Respect to the Authority of the Exchange or NASDAQ Execution Services to Cancel Orders When a Technical or System Issue Occurs and to Describe the Operation of an Error Account
Comments due: June 13, 2012
Additional Materials: Exhibit 5
Submit comments on SR-BX-2012-034
|
SR-BX-2012-035 |
| 34-67012 |
May 17, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the BOX Fee Schedule In Effect While BOX Was a Facility of the Exchange
Comments due: June 13, 2012
Additional Materials: Exhibit 5
Submit comments on SR-BX-2012-035
|
SR-BX-2012-036 |
| 34-67009 |
May 17, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Grandfathered Rules, BOX Trading Rules, BX By-Laws, BX Rules and Remove the BOXR Operating Agreement and By-Laws
Comments due: June 13, 2012
Submit comments on SR-BX-2012-036
|
SR-BX-2012-033 |
| 34-67007 |
May 17, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Institute an Excess Order Fee
Comments due: June 13, 2012
Additional Materials: Exhibit 5
Submit comments on SR-BX-2012-033
|
SR-BX-2012-030 |
| 34-66983 |
May 14, 2012 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Establishment of a New Options Market, NASDAQ OMX BX Options
Comments due: June 8, 2012
Additional Materials: Exhibit 5
Submit comments on SR-BX-2012-030
|
SR-BX-2012-029 |
| 34-66944 |
May 8, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Exchange's Co-Location Super High Density Cabinet Monthly Fee
Comments due: June 4, 2012
Additional Materials: Exhibit 5
Submit comments on SR-BX-2012-029
|
SR-BX-2012-028 |
| 34-66881 |
Apr. 30, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for BX Members Using the NASDAQ OMX BX Equities System
Comments due: May 25, 2012
Submit comments on SR-BX-2012-028
|
SR-BX-2012-025 |
| 34-66792 |
Apr. 12, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter V, Section 16 of the BOX Trading Rules
Comments due: May 9, 2012
Additional Materials: Exhibit 5
Submit comments on SR-BX-2012-025
|
SR-BX-2012-020 |
| 34-66733 |
Apr. 4, 2012 |
Notice of Filing of Proposed Rule Change Regarding Registration, Qualification, and Continuing Education Requirements for Associated Persons
Comments due: May 1, 2012
Additional Materials: Exhibit 5
Submit comments on SR-BX-2012-020
|
SR-BX-2012-023 |
| 34-66728 |
Apr. 3, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Fee Schedule
Comments due: April 30, 2012
Additional Materials: Exhibit 5
Submit comments on SR-BX-2012-023
|
SR-BX-2012-021 |
| 34-66718 |
Apr. 3, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for BX Members Using the NASDAQ OMX BX Equities System
Comments due: April 30, 2012
Additional Materials: Exhibit 5
Submit comments on SR-BX-2012-021
|
| First Quarter |
SR-BX-2012-024 |
| 34-66705 |
Mar. 30, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Trading Rules Regarding the Short Term Option Series Program
Comments due: April 26, 2012
Additional Materials: Exhibit 5
Submit comments on SR-BX-2012-024
|
SR-BX-2011-068 |
| 34-66680 |
Mar. 29, 2012 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also: Order: Rel. No. 34-66065; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65428
|
SR-BX-2012-022 |
| 34-66698 |
Mar. 30, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders with an Offset Amount
Comments due: April 26, 2012
Submit comments on SR-BX-2012-022
|
SR-BX-2012-019 |
| 34-66615 |
Mar. 16, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Fee Schedule
Comments due: April 12, 2012
Additional Materials: Exhibit 5
|
SR-BX-2012-018 |
| 34-66592 |
Mar. 14, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the 100MB Connectivity Option and Fee
Comments due: April 10, 2012
Additional Materials: Exhibit 5
|
SR-BX-2012-012 |
| 34-66542 |
Mar. 8, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Connectivity Options and Fees
Comments due: April 4, 2012
Additional Materials: Exhibit 5
|
SR-BX-2012-016 |
| 34-66537 |
Mar. 8, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for BX Members Using the NASDAQ OMX BX Equities System
Comments due: April 3, 2012
Additional Materials: Exhibit 5
|
SR-BX-2012-017 |
| 34-66526 |
Mar. 7, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX to Identify the Proprietary Data Feed of BOX Market Information that BOX Makes Available to Its Options Participants At No Charge
Comments due: April 3, 2012
Additional Materials: Exhibit 5
|
SR-BX-2012-011 |
| 34-66512 |
Mar. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter V, Section 26 of the BOX Rules
Comments due: March 30, 2012
Additional Materials: Exhibit 5
|
SR-BX-2012-014 |
| 34-66501 |
Mar. 1, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend the BOX LLC Agreement
Comments due: March 28, 2012
Additional Materials: Exhibit 5
|
SR-BX-2012-010 |
| 34-66440 |
Feb. 22, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Certain External and Inter-Cabinet Connectivity Fees
Comments due: March 20, 2012
Additional Materials: Exhibit 5
|
SR-BX-2012-009 |
| 34-66414 |
Feb. 16, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BX Rule 7021
Comments due: March 16, 2012
|
SR-BX-2012-008 |
| 34-66359 |
Feb. 8, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Fidelity Bonds
Comments due: March 6, 2012
|
SR-BX-2012-007 |
| 34-66356 |
Feb. 8, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposal to Permit Customer Cross Orders on BOX
Comments due: March 6, 2012
Additional Materials: Exhibit 5
|
SR-BX-2011-084 |
| 34-66306 |
Feb. 2, 2012 |
Order Granting Approval of Proposed Rule Change to Reduce the Duration of the Price Improvement Period ("PIP") From One Second to One Hundred Milliseconds
See also: Notice: Rel. No. 34-65987
|
SR-BX-2011-046 |
| 34-66278 |
Jan. 30, 2012 |
Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1, to Amend the BOX Fee Schedule with Respect to Credits and Fees for Transactions in the BOX PIP
Comments due: February 24, 2012
See also: Suspension/Order: Rel. No. 34-65330; Order: Rel. No. 34-65592; Notice: Rel. No. 34-64981
|
SR-BX-2012-006 |
| 34-66245 |
Jan. 26, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amend the Definition of Theoretical Price
Comments due: February 23, 2012
Additional Materials: Exhibit 5
|
SR-BX-2012-005 |
| 34-66238 |
Jan. 25, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: February 21, 2012
Additional Materials: Exhibit 5
|
SR-BX-2012-004 |
| 34-66226 |
Jan. 24, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due: February 21, 2012
|
SR-BX-2012-003 |
| 34-66215 |
Jan. 23, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for NMS Stocks other than Rights and Warrants
Comments due: February 17, 2012
|
SR-BX-2012-001 |
| 34-66116 |
Jan. 6, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove References to the Russell® 2000 Index (RUT)
Comments due: February 2, 2012
Additional Materials: Exhibit 5
|
SR-BX-2011-086 |
| 34-66093 |
Jan. 4, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposal to Amend the Definition of Theoretical Price
Comments due: January 31, 2012
Additional Materials: Exhibit 5
|
| BX File Number List for 2012 |
| Release No. |
Date |
Details |
SR-BX-2012-036 |
| 34-67009 |
May 17, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Grandfathered Rules, BOX Trading Rules, BX By-Laws, BX Rules and Remove the BOXR Operating Agreement and By-Laws
Comments due: June 13, 2012
Submit comments on SR-BX-2012-036
|
SR-BX-2012-035 |
| 34-67012 |
May 17, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove the BOX Fee Schedule In Effect While BOX Was a Facility of the Exchange
Comments due: June 13, 2012
Additional Materials: Exhibit 5
Submit comments on SR-BX-2012-035
|
SR-BX-2012-034 |
| 34-67014 |
May 17, 2012 |
Notice of Filing of Proposed Rule Change with Respect to the Authority of the Exchange or NASDAQ Execution Services to Cancel Orders When a Technical or System Issue Occurs and to Describe the Operation of an Error Account
Comments due: June 13, 2012
Additional Materials: Exhibit 5
Submit comments on SR-BX-2012-034
|
SR-BX-2012-033 |
| 34-67007 |
May 17, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Institute an Excess Order Fee
Comments due: June 13, 2012
Additional Materials: Exhibit 5
Submit comments on SR-BX-2012-033
|
SR-BX-2012-032 |
| 34-67025 |
May 18, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(f)(7) Concerning the Processing of the Price to Comply Order
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-BX-2012-032
|
SR-BX-2012-031 |
| 34-67046 |
May 23, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Fees Under Rule 7003(b) and Adopt a New Equities Regulatory Fee
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-BX-2012-031
|
SR-BX-2012-030 |
| 34-66983 |
May 14, 2012 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Establishment of a New Options Market, NASDAQ OMX BX Options
Comments due: June 8, 2012
Additional Materials: Exhibit 5
Submit comments on SR-BX-2012-030
|
SR-BX-2012-029 |
| 34-66944 |
May 8, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Exchange's Co-Location Super High Density Cabinet Monthly Fee
Comments due: June 4, 2012
Additional Materials: Exhibit 5
Submit comments on SR-BX-2012-029
|
SR-BX-2012-028 |
| 34-66881 |
Apr. 30, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for BX Members Using the NASDAQ OMX BX Equities System
Comments due: May 25, 2012
Submit comments on SR-BX-2012-028
|
SR-BX-2012-025 |
| 34-66792 |
Apr. 12, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Chapter V, Section 16 of the BOX Trading Rules
Comments due: May 9, 2012
Additional Materials: Exhibit 5
Submit comments on SR-BX-2012-025
|
SR-BX-2012-024 |
| 34-66705 |
Mar. 30, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Trading Rules Regarding the Short Term Option Series Program
Comments due: April 26, 2012
Additional Materials: Exhibit 5
Submit comments on SR-BX-2012-024
|
SR-BX-2012-023 |
| 34-66728 |
Apr. 3, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Fee Schedule
Comments due: April 30, 2012
Additional Materials: Exhibit 5
Submit comments on SR-BX-2012-023
|
SR-BX-2012-022 |
| 34-66698 |
Mar. 30, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Non-Display of Primary Pegged Orders with an Offset Amount
Comments due: April 26, 2012
Submit comments on SR-BX-2012-022
|
SR-BX-2012-021 |
| 34-66718 |
Apr. 3, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for BX Members Using the NASDAQ OMX BX Equities System
Comments due: April 30, 2012
Additional Materials: Exhibit 5
Submit comments on SR-BX-2012-021
|
SR-BX-2012-020 |
| 34-66733 |
Apr. 4, 2012 |
Notice of Filing of Proposed Rule Change Regarding Registration, Qualification, and Continuing Education Requirements for Associated Persons
Comments due: May 1, 2012
Additional Materials: Exhibit 5
Submit comments on SR-BX-2012-020
|
SR-BX-2012-019 |
| 34-66615 |
Mar. 16, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Fee Schedule
Comments due: April 12, 2012
Additional Materials: Exhibit 5
|
SR-BX-2012-018 |
| 34-66592 |
Mar. 14, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the 100MB Connectivity Option and Fee
Comments due: April 10, 2012
Additional Materials: Exhibit 5
|
SR-BX-2012-017 |
| 34-66526 |
Mar. 7, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX to Identify the Proprietary Data Feed of BOX Market Information that BOX Makes Available to Its Options Participants At No Charge
Comments due: April 3, 2012
Additional Materials: Exhibit 5
|
SR-BX-2012-016 |
| 34-66537 |
Mar. 8, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for BX Members Using the NASDAQ OMX BX Equities System
Comments due: April 3, 2012
Additional Materials: Exhibit 5
|
SR-BX-2012-014 |
| 34-66501 |
Mar. 1, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule to Amend the BOX LLC Agreement
Comments due: March 28, 2012
Additional Materials: Exhibit 5
|
SR-BX-2012-012 |
| 34-66542 |
Mar. 8, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Connectivity Options and Fees
Comments due: April 4, 2012
Additional Materials: Exhibit 5
|
SR-BX-2012-011 |
| 34-66512 |
Mar. 5, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter V, Section 26 of the BOX Rules
Comments due: March 30, 2012
Additional Materials: Exhibit 5
|
SR-BX-2012-010 |
| 34-66440 |
Feb. 22, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Certain External and Inter-Cabinet Connectivity Fees
Comments due: March 20, 2012
Additional Materials: Exhibit 5
|
SR-BX-2012-009 |
| 34-66414 |
Feb. 16, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BX Rule 7021
Comments due: March 16, 2012
|
SR-BX-2012-008 |
| 34-66359 |
Feb. 8, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Fidelity Bonds
Comments due: March 6, 2012
|
SR-BX-2012-007 |
| 34-66356 |
Feb. 8, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposal to Permit Customer Cross Orders on BOX
Comments due: March 6, 2012
Additional Materials: Exhibit 5
|
SR-BX-2012-006 |
| 34-66245 |
Jan. 26, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amend the Definition of Theoretical Price
Comments due: February 23, 2012
Additional Materials: Exhibit 5
|
SR-BX-2012-005 |
| 34-66238 |
Jan. 25, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: February 21, 2012
Additional Materials: Exhibit 5
|
SR-BX-2012-004 |
| 34-66226 |
Jan. 24, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due: February 21, 2012
|
SR-BX-2012-003 |
| 34-66215 |
Jan. 23, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for NMS Stocks other than Rights and Warrants
Comments due: February 17, 2012
|
SR-BX-2012-001 |
| 34-66116 |
Jan. 6, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove References to the Russell® 2000 Index (RUT)
Comments due: February 2, 2012
Additional Materials: Exhibit 5
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http://www.sec.gov/rules/sro/bx.shtml
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