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BATS Exchange, Inc. (BATS) Rulemaking
We encourage the public to submit comments on the following BATS Exchange, Inc. (BATS) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter | First Quarter
BATS File Number List for 2012
Additional Archives
2012 | 2011 | 2010 | 2009 | 2008
| Release No. |
Date |
Details |
| Second Quarter |
SR-BATS-2012-17 |
| 34-67017 |
May 18, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange Inc.
Comments due: June 14, 2012
Additional Materials: Exhibit 5
 Submit comments on SR-BATS-2012-17
|
SR-BATS-2012-016 |
| 34-66891 |
May 1, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Exchange Rule 11.9 and Rule 21.1 to Allow Optional Attribution of Orders
Comments due: May 29, 2012
Submit comments on SR-BATS-2012-016
|
SR-BATS-2012-013 |
| 34-66808 |
Apr. 13, 2012 |
Order Approving a Proposed Rule Change to Amend BATS Exchange, Inc. Rule 2.12 to Make Permanent the Pilot Program that Permits BATS Exchange, Inc. to Receive Inbound Routes of Equities Orders through BATS Trading, Inc., BATS Exchange’s Routing Broker-Dealer, from BATS-Y Exchange, Inc.
See also: Notice: Rel. No. 34-66571
|
SR-BATS-2012-015 |
| 34-66794 |
Apr. 12, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: May 9, 2012
Additional Materials: Exhibit 5
Comments received are available for this proposal.
Submit comments on SR-BATS-2012-015
|
SR-BATS-2012-014 |
| 34-66723 |
Apr. 3, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Certificate of Incorporation of BATS Global Markets, Inc.
Comments due: April 27, 2012
Additional Materials: Exhibit 5
Submit comments on SR-BATS-2012-014
|
| First Quarter |
SR-BATS-2011-038 |
| 34-66680 |
Mar. 29, 2012 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BYX-2011-025, SR-BX-2011-068, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also: Order: Rel. No. 34-66065; Notice: Rel. No. 34-65770; and Notice: Rel. No. 34-65437
|
SR-BATS-2012-012 |
| 34-66580 |
Mar. 13, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Exchange Rule 14.3, Entitled "General Procedures and Prerequisites for Initial and Continued Listing on the Exchange"
Comments due: April 9, 2012
Additional Materials: Exhibit 5
|
SR-BATS-2012-013 |
| 34-66571 |
Mar. 12, 2012 |
Notice of Filing of Proposed Rule Change to Amend BATS Rule 2.12, Entitled "BATS Trading, Inc. as Inbound Router"
Comments due: April 4, 2012
See also: Order: Rel. No. 34-66808
|
SR-BATS-2012-011 |
| 34-66427 |
Feb. 21, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Rebates for the Competitive Liquidity Provider Program
Comments due: March 19, 2012
|
SR-BATS-2012-010 |
| 34-66422 |
Feb. 17, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: March 16, 2012
Additional Materials: Exhibit 5
|
SR-BATS-2012-009 |
| 34-66380 |
Feb. 10, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Exchange Rule 11.23 Relating to Auctions of Exchange-Listed Securities
Comments due: March 8, 2012
Additional Materials: Exhibit 5
|
SR-BATS-2012-006 |
| 34-66358 |
Feb. 8, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: March 6, 2012
|
SR-BATS-2012-004 |
| 34-66357 |
Feb. 8, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Shares of the iShares® MSCI Denmark Capped Investable Market Index Fund
Comments due: March 6, 2012
|
SR-BATS-2012-008 |
| 34-66327 |
Feb. 6, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: March 2, 2012
|
SR-BATS-2012-007 |
| 34-66324 |
Feb. 6, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Reference to Additional Variations of an Existing Routing Strategy
Comments due: March 5, 2012
|
SR-BATS-2011-051 |
| 34-66307 |
Feb. 2, 2012 |
Order Granting Approval of Proposed Rule Change to Implement a Competitive Liquidity Provider Program
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-66034
|
SR-BATS-2012-003 |
| 34-66273 |
Jan. 30, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: February 24, 2012
|
SR-BATS-2012-001 |
| 34-66190 |
Jan. 19, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due: February 15, 2012
|
SR-BATS-2012-002 |
| 34-66188 |
Jan. 19, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to Clearly Erroneous Execution Reviews
Comments due: February 15, 2012
|
SR-BATS-2011-053 |
| 34-66120 |
Jan. 9, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: February 3, 2012
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
| BATS File Number List for 2012 |
| Release No. |
Date |
Details |
SR-BATS-2012-17 |
| 34-67017 |
May 18, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange Inc.
Comments due: June 14, 2012
Additional Materials: Exhibit 5
Submit comments on SR-BATS-2012-17
|
SR-BATS-2012-016 |
| 34-66891 |
May 1, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Exchange Rule 11.9 and Rule 21.1 to Allow Optional Attribution of Orders
Comments due: May 29, 2012
Submit comments on SR-BATS-2012-016
|
SR-BATS-2012-015 |
| 34-66794 |
Apr. 12, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: May 9, 2012
Additional Materials: Exhibit 5
Comments received are available for this proposal.
Submit comments on SR-BATS-2012-015
|
SR-BATS-2012-014 |
| 34-66723 |
Apr. 3, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Certificate of Incorporation of BATS Global Markets, Inc.
Comments due: April 27, 2012
Additional Materials: Exhibit 5
Submit comments on SR-BATS-2012-014
|
SR-BATS-2012-013 |
| 34-66808 |
Apr. 13, 2012 |
Order Approving a Proposed Rule Change to Amend BATS Exchange, Inc. Rule 2.12 to Make Permanent the Pilot Program that Permits BATS Exchange, Inc. to Receive Inbound Routes of Equities Orders through BATS Trading, Inc., BATS Exchange’s Routing Broker-Dealer, from BATS-Y Exchange, Inc.
|
| 34-66571 |
Mar. 12, 2012 |
Notice of Filing of Proposed Rule Change to Amend BATS Rule 2.12, Entitled "BATS Trading, Inc. as Inbound Router"
Comments due: April 4, 2012
|
SR-BATS-2012-012 |
| 34-66580 |
Mar. 13, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Exchange Rule 14.3, Entitled "General Procedures and Prerequisites for Initial and Continued Listing on the Exchange"
Comments due: April 9, 2012
Additional Materials: Exhibit 5
|
SR-BATS-2012-011 |
| 34-66427 |
Feb. 21, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Rebates for the Competitive Liquidity Provider Program
Comments due: March 19, 2012
|
SR-BATS-2012-010 |
| 34-66422 |
Feb. 17, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: March 16, 2012
Additional Materials: Exhibit 5
|
SR-BATS-2012-009 |
| 34-66380 |
Feb. 10, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Exchange Rule 11.23 Relating to Auctions of Exchange-Listed Securities
Comments due: March 8, 2012
Additional Materials: Exhibit 5
|
SR-BATS-2012-008 |
| 34-66327 |
Feb. 6, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: March 2, 2012
|
SR-BATS-2012-007 |
| 34-66324 |
Feb. 6, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Reference to Additional Variations of an Existing Routing Strategy
Comments due: March 5, 2012
|
SR-BATS-2012-006 |
| 34-66358 |
Feb. 8, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: March 6, 2012
|
SR-BATS-2012-004 |
| 34-66357 |
Feb. 8, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Shares of the iShares® MSCI Denmark Capped Investable Market Index Fund
Comments due: March 6, 2012
|
SR-BATS-2012-003 |
| 34-66273 |
Jan. 30, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
Comments due: February 24, 2012
|
SR-BATS-2012-002 |
| 34-66188 |
Jan. 19, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to Clearly Erroneous Execution Reviews
Comments due: February 15, 2012
|
SR-BATS-2012-001 |
| 34-66190 |
Jan. 19, 2012 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility
Comments due: February 15, 2012
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http://www.sec.gov/rules/sro/bats.shtml
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