Regulatory Release

Point of Sale Disclosure Requirements and Confirmation Requirements for Transactions in Mutual Funds, College Savings Plans, and Certain Other Securities, and Amendments to the Registration Form for Mutual Funds

Details

Rule Type

Release Number

33-8544

34-51274

IC-26778

SEC Issue Date

Feb. 28, 2005 | 1:24 pm ET

Federal Register Publish Date

March 4, 2005 | 6:14 pm ET

Document Citation

70 FR 10521

RIN

3235-AJ11, 3235-AJ12, 3235-AJ13, 3235-AJ14

Last Reviewed or Updated: May 25, 2023