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Advisory Committee on Smaller Public Companies
Written Statements Received and Presentations Made
[File No. 265-23]
| Responses to Advisory Committee Request for Public Input |
|
Written Statements Regarding Meeting on April 20, 2006 |
| Apr. 28, 2006 |
Thomas A. Basilo, WithumSmith+Brown Global Assurance, LLC |
| Apr. 19, 2006 |
Mike Halloran, Palo Alto and San Francisco, California |
| Apr. 16, 2006 |
Neil D. Wilkin, Jr., President & CEO, Optical Cable Corporation |
| Apr. 14, 2006 |
John B. Williamson, III, Chairman, President and CEO, RGC Resources, Inc. |
| Apr. 13, 2006 |
Hugh H. Makens, and Shane B. Hansen, Warner Norcross & Judd LLP |
| Apr. 12, 2006 |
Brian L. Klemsz, President, GDBA Management |
|
Comments on Exposure Draft of Final Report and Written Statements Regarding Meeting on April 12, 2006 |
| Apr. 11, 2006 |
João Costa |
| Apr. 11, 2006 |
Tom H. Sleeter, Financial Advisor, Oakbrook, Illinois |
| Apr. 11, 2006 |
Wade Thomas, Compliance Director, Minneapolis, Minnesota |
| Apr. 11, 2006 |
Mike Liles, Jr., Karr Tuttle Campbell, Seattle, Washington |
| Apr. 11, 2006 |
Gerard E. Puorro, Chief Executive Officer, F. Paul Broyer, Chief Financial Officer,
and Darrell W. Simino, Corporate Director, Internal Audit & Controls, Candela Corporation |
| Apr. 11, 2006 |
Ann Yvonne Walker, Wilson Sonsini Goodrich & Rosati; Gregory C. Yadley, Shumaker, Loop & Kendrick, LLP;
A. John Murphy, Wickersham & Murphy; Jean Harris, Greenberg, Traurig, LLP |
| Apr. 11, 2006 |
Gregory C. Yadley, Shumaker, Loop & Kendrick, LLP; Faith Colish, Carter Ledyard & Milburn LLP; Gerald V. Niesar, Niesar Curls Bartling LLP |
| Apr. 11, 2006 |
Jennifer Munro |
| Apr. 7, 2006 |
William C. Nunan, Chairman, Financial Institutions Accounting Committee |
| Apr. 7, 2006 |
Leigh Thompson, Vice President, SOX Coordinator, BancTrust Financial Group, Inc. |
| Apr. 6, 2006 |
Theresa Wiese, Madison, Wisconsin |
| Apr. 5, 2006 |
Leland Chan, General Counsel, California Bankers Association |
| Apr. 5, 2006 |
Thomas C. Richards, Gen., San Antonio, Texas |
| Apr. 4, 2006 |
Robert F. Richter, CPA, Consultant, Newtown Square, Pennsylvania |
| Apr. 4, 2006 |
Joseph E. Sutaris, CFO, The Wilber Corporation, Oneonta, New York |
| Apr. 4, 2006 |
Lynn Mottram, CIA, CFE, Director of Internal Audit, Core-Mark International, Inc., South San Francisco, California |
| Apr. 4, 2006 |
Frank Lively, Struggling Entrepreneur, Atlanta, Georgia |
| Apr. 4, 2006 |
R. Gregg Hillman, Senior Research Analyst, First Wilshire Securities Management, Pasadena, California |
| Apr. 3, 2006 |
PricewaterhouseCoopers LLP |
| Apr. 3, 2006 |
Alexander V. Lagerborg, President & CEO, Across America Real Estate Development, Denver, Colorado |
| Apr. 3, 2006 |
Daniel J. Popeo, Chairman & General Counsel, and Paul D. Kamenar, Senior Executive Counsel, Washington Legal Foundation |
| Apr. 3, 2006 |
Grant Thornton LLP |
| Apr. 3, 2006 |
Samuel L. Neese, Chief Executive Officer; James T. Riffe, Chief Operating Officer; C. Wayne Perry, Senior VP/Compliance Officer; Gary L. Dutton, Senior VP/Senior Loan Officer; James R. Edmondson, Chief Executive Officer-HUB;
Robert M. Little, Jr., Chief Financial Officer -HBI; Edward T. Farmer, Senior Operations Officer; Aaron C. Hicks, Controller; Highlands Union Bank |
| Apr. 3, 2006 |
Howard Spindel, Senior Managing Director, Integrated Management Solutions |
| Apr. 3, 2006 |
Sarah A. Miller, Director, Center for Securities Trust & Investments, and Donna J. Fisher, Director, Office of Tax & Accounting, American Bankers Association |
| Apr. 3, 2006 |
Stoecklein Law Group |
| Apr. 3, 2006 |
Jess Jankowski, Chief Financial Officer. Nanophase Technologies Corporation |
| Apr. 3, 2006 |
Daniel Reineck, CPA, California |
| Apr. 3, 2006 |
Mark G. Heesen, President, National Venture Capital Association (NVCA) |
| Apr. 3, 2006 |
Deloitte & Touche LLP |
| Apr. 3, 2006 |
Susan S. Coffey, CPA, Senior Vice President, Member Quality and State Regulation, American Institute of Certified Public Accountants (AICPA) |
| Apr. 3, 2006 |
KPMG LLP |
| Apr. 3, 2006 |
Steven Jay Seidemann, General Counsel, D. E. Shaw & Co., L.P. |
| Apr. 3, 2006 |
Steven E. Morehart, Partner, Beard Miller Company LLP, Reading, Pennsylvania |
| Apr. 3, 2006 |
Ernst & Young LLP |
| Apr. 3, 2006 |
Hamp Haucke |
| Apr. 3, 2006 |
Gary Williams, Campbell, California |
| Apr. 3, 2006 |
John G. Gaine, President, Managed Funds Association, Washington, District of Columbia |
| Apr. 3, 2006 |
Reznick Group, Bethesda, Maryland |
| Apr. 3, 2006 |
Karin M. Wentz, Associate General Counsel, Investors Real Estate Trust |
| Apr. 3, 2006 |
Dorrance W. Lamb, Senior Vice President and Chief Financial Officer, Performance Technologies |
| Apr. 3, 2006 |
James C. Greenwood, Biotechnology Industry Organization; Mark G. Heesen, National Venture Capital
Association; Lezlee Westine, TechNet; Dave McCurdy, Electronic Industries Alliance; George M. Scalise, Semiconductor Industry Association;
Matthew J. Flanigan, Telecommunications Industry Association; David L. Gollaher, Ph.D., California Healthcare Institute; Stephen J. Ubl, Advanced Medical Technology
Association; Mark B. Leahey, Medical Device Manufacturers Association; Peter Roddy, Association of Bioscience Financial
Officers International |
| Apr. 3, 2006 |
Barbara L. Blackford, Chair, Task Force on Smaller Public Companies, Society of Corporate Secretaries & Governance Professionals |
| Apr. 3, 2006 |
Craig McCrohon, Holland Knight, Chicago, Illinois |
| Apr. 3, 2006 |
Rob Feckner, President, Board of Admlnistration, California Public Employees' Retirement Sysrem (CalPERS) |
| Apr. 3, 2006 |
Paul J. Van Damme, CA, Vice-president, Finance & Chief Financial Officer, and Frances Stafford, CMA, Manager, Internal Audit & Control, Vasogen Inc. |
| Apr. 3, 2006 |
Sharon H. Lachman, Regulatory Counsel, Regulatory Affairs, America’s Community Bankers |
| Apr. 3, 2006 |
Michael J. Holliday, Chair of the Committee on Securities Regulation, Business Law Section, New York State Bar Association |
| Apr. 3, 2006 |
Gaylen R. Hansen, Partner, Gordon Hughes & Banks, LLP |
| Apr. 3, 2006 |
Robert B. Briscoe, Chief Financial Officer, The Savannah Bancorp, Inc. |
| Apr. 3, 2006 |
Jan A. Miller, President and CEO, Wainwright Bank & Trust Company, Boston, Massachusetts |
| Apr. 3, 2006 |
Chris Cole, Regulatory Counsel, Independent Community Bankers of America |
| Apr. 3, 2006 |
William Archey, AeA (American Electronics Association) |
| Apr. 3, 2006 |
Lawrence E. Dickinson, CFO, St. Charles, Missouri |
| Apr. 3, 2006 |
Ramsey W. Price, CPA, Director of Internal Audit, OPNET Technologies, Inc., Bethesda, Maryland |
| Apr. 3, 2006 |
McGladrey & Pullen, LLP |
| Apr. 3, 2006 |
Victoria D. Hadfield, President, SEMI North America |
| Apr. 3, 2006 |
Jack T. Ciesielski, President, R.G. Associates, Inc., Baltimore, Maryland |
| Apr. 3, 2006 |
Joy Basu, CFO, Rediff.com India Limited, Mumbai, India |
| Apr. 3, 2006 |
BDO Seidman, LLP |
| Apr. 3, 2006 |
C. Jeff Gregg, CPA, Chair, Professional Standards Committee, Texas Society of Certified Public Accountants |
| Apr. 3, 2006 |
Robert Benoit, Director of SOX Research, Lord Benoit, LLC, Worcester, Massachusetts |
| Apr. 3, 2006 |
David C. Chavern, Vice President and Chief of Staff, U.S. Chamber of Commerce |
| Apr. 3, 2006 |
Max Webb, PICO Holdings, Inc. |
| Apr. 3, 2006 |
Matthew J. Mallow, Committee on Securities Regulation, New York City Bar |
| Apr. 3, 2006 |
Edward S. Knight, Executive Vice President and General Counsel, The Nasdaq Stock Market, Inc., New York, New York |
| Apr. 3, 2006 |
Jeffrey C. Thomson, Institute of Management Accountants, Montvale, New Jersey |
| Apr. 3, 2006 |
Amy Hutchinson, Assistant Director, Accounting & Auditing, Institute of Chartered Accountants of Scotland |
| Apr. 3, 2006 |
Anton De Proft, President and CEO, ICOS Vision Systems Corporation NV, Belgium |
| Apr. 3, 2006 |
Dave Latzke, CFO, Softbrands, Inc., Minnepolis, Minnesota |
| Apr. 3, 2006 |
Steve Crane, Chairman, CEO, CorpHQ Inc., Redondo Beach, California |
| Apr. 3, 2006 |
Lowell A. Jobe, Assurnace Consulting 3, Inc., Managing Director and President, Minnetonka, Minnesota |
| Apr. 3, 2006 |
Terry A. Hanson, Vice President, Chief Financial Officer and Secretary, MGE Energy, Inc. |
| Apr. 3, 2006 |
Patricia A. McConnell, CPA, Chair, Corporate Disclosure Policy Council, and Georgene B. Palacky, CPA, Senior Policy Analyst, CFA Centre for Financial Market Integrity |
| Apr. 3, 2006 |
James L. Saner, Sr., President/CEO, MainSource Financial Group |
| Apr. 3, 2006 |
John R. Van Kirk, Managing Director, North European Oil Royalty Trust |
| Apr. 3, 2006 |
Bradley Sparks, CPA |
| Apr. 3, 2006 |
Saiid Shahabi |
| Apr. 2, 2006 |
Omar Choucair, CFO, DG Systems |
| Apr. 2, 2006 |
Robert V. Dickinson, President and Chief Executive Officer, California Micro Devices Corporation |
| Apr. 1, 2006 |
Richard M. Orin, Attorney, CPA |
| Mar. 31, 2006 |
David L. Nunes, President and CEO, and Thomas M. Ringo, VP and CFO, Pope Resources |
| Mar. 31, 2006 |
Eric R. Graef, Vice President, Finance, Preformed Line Products |
| Mar. 31, 2006 |
John G. Pasqualetto, Chairman, President and CEO, SeaBright Insurance Holdings, Inc., Seattle, Washington |
| Mar. 31, 2006 |
Barbara Strickfaden, Director, Panhandle State Bank, Meridian, Idaho |
| Mar. 31, 2006 |
Marc H. Nussbaum, President and Chief Executive Officer of Lantronix, Inc., Irvine, California |
| Mar. 31, 2006 |
Rich Wasielewski, CFO, Nortech Systems, Inc. |
| Mar. 31, 2006 |
Mark S. Robinow, Chief Financial Officer, Kona Grill, Inc., Scottsdale, Arizona |
| Mar. 31, 2006 |
Robert E. Joyal, Director, Pemco Aviation Group, Birmingham, Alabama |
| Mar. 31, 2006 |
Rodger Weismann, CFO, Waltham, Massachusetts |
| Mar. 31, 2006 |
Claire S. Bean, Chief Financial Officer, Benjamin Franklin Bancorp, Inc. |
| Mar. 31, 2006 |
Kevin Donovan, CFO, Bottomline Technologies, Portsmouth, New Hampshire |
| Mar. 31, 2006 |
Crowe Chizek and Company LLC, South Bend, Indiana |
| Mar. 31, 2006 |
Edward C. Barrett, CPA, EVP/CFO Leesport Financial Corp., Wyomissing, Pennsylvania |
| Mar. 31, 2006 |
Brad Smith, President, WBSA, Ltd. and SMECapitalMarkets.net, The Hills, Texas |
| Mar. 31, 2006 |
Paul Caceres, Chief Financial Officer, CAM Commerce Solutions, Inc., Fountain Valley, California |
| Mar. 31, 2006 |
Ronald A. Aramini, President CEO, Pemco Aviation Group, Inc., Birmingham, Alabama |
| Mar. 31, 2006 |
Don D. Jennings, President & COO, and R. Clay Hulette, Vice President & CFO, Kentucky First Federal Bancorp, Kentucky First Federal Bancorp |
| Mar. 31, 2006 |
Hugh S. Wilson, CEO, Special Value Opportunity Fund, LLC |
| Mar. 31, 2006 |
Curt Kollar, CFO, Charter Financial Corporation, West Point, Georgia |
| Mar. 31, 2006 |
David S. Aldridge, CFO and EVP, Superior Essex Inc., Atlanta, Georgia |
| Mar. 31, 2006 |
Robert B. Briscoe, Chief Financial Officer, The Savannah Bancorp, Inc. |
| Mar. 31, 2006 |
Thomas M. Rettler, Vice President and Chief Financial Officer, Gehl Company |
| Mar. 30, 2006 |
Frank E. Lawatsch, Jr., Pitney Hardin LLP |
| Mar. 30, 2006 |
Walter Copeland, Partner, Brimmer Burek & Keelan LLP |
| Mar. 30, 2006 |
Geoff Knapp, CEO and Chairman, CAM Commerce Solutions |
| Mar. 30, 2006 |
Corey Chambas, Chief Executive Officer, First Business Bank, Madison, Wisconsin |
| Mar. 30, 2006 |
Laurence S. Lese, Duane Morris, on behalf of Petroleum Development Corporation, |
| Mar. 30, 2006 |
Robert L. Johnson, CEQ Charter Financial Corporation, West Point, Georgia |
| Mar. 30, 2006 |
Rick Brounstein, Chair, FEI Small Public Company Task Force |
| Mar. 29, 2006 |
Bryan Spaulding, CBI, President CEO, Stock Sale Complaince LLC, Tampa, Florida |
| Mar. 29, 2006 |
Don T. Seaquist, CFO, Embrex, Inc., Durham, North Carolina |
| Mar. 29, 2006 |
Anthony A. Ramos, CPA, Controller of a Public Company, San Diego, California |
| Mar. 29, 2006 |
Sandy Hentges, Vice President, Public Policy, Greater Austin Chamber of Commerce, Austin, Texas |
| Mar. 29, 2006 |
Kevin Begley |
| Mar. 29, 2006 |
Eric A. Balzer, Director and Chief Financial Officer, Ramtron International Corporation |
| Mar. 29, 2006 |
Nina A. Piper, Waco, Texas |
| Mar. 29, 2006 |
W. Alan Barnes, CPA, CIA, Director of Internal Audit, Neenah Paper, Inc., Alpharetta, Georgia |
| Mar. 29, 2006 |
Brett Moyer, President and CEO, FOCUS Enhancements, Campbell, California |
| Mar. 29, 2006 |
Mike Natale, Vice-President Performance and Risk Management, FirstService Corporation |
| Mar. 28, 2006 |
D. M. Ervine, Chairman, President and CEO/COO, VSE Corporation, Alexandria, Virginia |
| Mar. 28, 2006 |
Michael Tanner, CPA, Practice Director, Florida Area, CFO Services, Inc., Jacksonville, Florida |
| Mar. 28, 2006 |
Julie Harrer, President, Hamlet Auditing, Solana Beach, California |
| Mar. 28, 2006 |
Philip A. Frantz |
| Mar. 28, 2006 |
Rex A. Staples, General Counsel, North American Securities Administrators Association, Inc., Washington, District of Columbia
|
| Mar. 27, 2006 |
Scott M. Zimbrick, Executive Vice President Chief Marketing Officer, Citizens Bank, Corvallis, Oregon |
| Mar. 27, 2006 |
Edward Escudero, CPA, El Paso, Texas |
| Mar. 27, 2006 |
Lark E. Wysham, EVP/CFO Citizens Bancorp, Corvallis, Oregon |
| Mar. 27, 2006 |
Duane L. Sorensen, Director, Citizens Bankcorp, Corvallis, Oregon |
| Mar. 27, 2006 |
Damon Silvers, Associate General Counsel, AFL-CIO |
| Mar. 27, 2006 |
Stephen A. Boyko, President, Global Market Thoughtware, Inc. |
| Mar. 27, 2006 |
V. B. Leister, Director, Chairman of the Audit Committee, First Busey Corporation |
| Mar. 27, 2006 |
Edward Wong, Hong Kong |
| Mar. 26, 2006 |
Miles Mochizuki, CPA, San Ramon, California |
| Mar. 24, 2006 |
John W. Elias, Chairman, President and CEO, Edge Petroleum Corporation |
| Mar. 24, 2006 |
Kurt R. Gustavel, President & COO, Idaho Independent Bank |
| Mar. 24, 2006 |
David L. Greenwood, Executive Vice President, Chief Financial Officer, Geron Corporation |
| Mar. 24, 2006 |
Mark Hart, CFO |
| Mar. 24, 2006 |
Janice O'Brien, CFO, American River Ventures, Roseville, California |
| Mar. 24, 2006 |
Pat Clements, Corporate Controller, InterVideo, Inc., Fremont, California |
| Mar. 24, 2006 |
Andrew J. Ryback, CPA, CFO, Plumas Bancorp, Quincy, California |
| Mar. 24, 2006 |
Douglas I. Kunkel, Director, MainSource Financial Group |
| Mar. 24, 2006 |
Paul Richins, Treasurer, Utah Medical Products, Inc., Midvale |
| Mar. 24, 2006 |
Donald R. Sedlacko, CPA, Manager of Compliance, Portec Rail Products, Inc., Pittsburgh, Pennsylvania |
| Mar. 23, 2006 |
Drew Field, Carmel, California |
| Mar. 23, 2006 |
Dee Ann Johnson, Vice President, Controller, Treasurer, Ampco-Pittsburgh Corporation |
| Mar. 23, 2006 |
George Bachman, Chief Financial Officer, Secretary and Treasurer, Florida Public Utilities Company |
| Mar. 22, 2006 |
Edward T. Sykes, Director, First National Bank of Jeffersonville |
| Mar. 22, 2006 |
Romeo R. Dizon, Chief Compliance Officer/Director of Internal Audit, InterVideo, Inc. |
| Mar. 22, 2006 |
Tracy Fuller, CFO, Criteria Labs, Austin, Texas |
| Mar. 22, 2006 |
Brent L. Peters, President CEO, East Penn Bank, Emmaus, Pennsylvania |
| Mar. 21, 2006 |
George M. Middlemas, Managing General Partner, Apex Venture Partners, Chicago, Illinois |
| Mar. 21, 2006 |
Nelson Obus, Wynnefield Capital, Inc. |
| Mar. 21, 2006 |
James D. Cox, Brainerd Currie Professor of Law, Duke University School of Law |
| Mar. 21, 2006 |
Robert B. Briscoe, Chief Financial Officer, The Savannah Bancorp, Inc. |
| Mar. 21, 2006 |
Mike Erdmann, Controller, Enpath Medical, Inc., Plymouth, Minnesota |
| Mar. 21, 2006 |
Matthew Pullam, Executive Vice President, Chief Financial Officer and Treasurer, Quovadx, Inc.
|
| Mar. 21, 2006 |
Scott A. Seasock, CFO, Comm Bancorp, Inc. |
| Mar. 21, 2006 |
Paul Commons, CFO - Voxware, Inc. (NASDAQ Capital Markets), Lawrenceville, New Jersey |
| Mar. 21, 2006 |
Richard A. Karp, Chairman and CEO, Catapult Communications Corp., Mountain View, California |
| Mar. 21, 2006 |
Jerry J. Smith, CEO, Madison, Wisconsin |
| Mar. 21, 2006 |
Terry D. Frandsen, CFO of Escalade, Inc., Wabash, Indiana |
| Mar. 21, 2006 |
Bob Krist, Chief Financial Officer, Endologix, Inc. |
| Mar. 21, 2006 |
David W. Wright, Henry Investment Trust, L.P.
|
| Mar. 21, 2006 |
Jon W. Swets, CPA, CFO, Macatawa Bank Corporation, Holland, Michigan |
| Mar. 21, 2006 |
Gordon Clemons, CEO, Irvine, California |
| Mar. 21, 2006 |
Richard L. Browdy, President, OptimumBank Holdings, Fort Lauderdale, Florida |
| Mar. 21, 2006 |
David D. Womack, CFO, Champps Entertainment, Inc., Littleton, Colorado |
| Mar. 21, 2006 |
Kevin R. Rhodes, CPA, CFO, Edgewater Technology, Inc., Wakefield, Massachusetts |
| Mar. 21, 2006 |
Vivian H. Liu, Executive Vice President, NexMed Inc., East Windsor, New Jersey |
| Mar. 20, 2006 |
Peter J.Chepucavage, General Counsel, Plexus Consulting and www.IASBDA.com |
| Mar. 17, 2006 |
André DiMino, CEO, ADM Tronics Unlimited, Inc. |
| Mar. 16, 2006 |
Max Crisp, Executive Vice President and Chief Financial Officer, Stewart Information Services Corporation |
| Mar. 16, 2006 |
John Markese, Ph.D, President and Wayne A. Thorp, CFA, Financial Analyst, Associate Editor, Computerized Investing, The American Association of Individual Investors |
| Mar. 16, 2006 |
Paula Delaney, CPA, CFO, United Financial Corp., Great Falls, Montana |
| Mar. 16, 2006 |
Gordon Graves |
| Mar. 16, 2006 |
Robert Olds, CPA, Chester, Maryland |
| Mar. 15, 2006 |
Donald H. Chapin, CPA |
| Mar. 15, 2006 |
Victoria Duff, Founder & CEO, aBusinessPlan.com |
| Mar. 15, 2006 |
Peter J. Chepucavage, General Counsel, Plexus Consulting |
| Mar. 15, 2006 |
Thomas D. O'Rourke, CEO, Thornwater, Inc., Fort Lee, New Jersey |
| Mar. 14, 2006 |
J.L. |
| Mar. 14, 2006 |
Joel M. Barry, Chairman and CEO, ECHO |
| Mar. 14, 2006 |
Bill Ulland, CEO, IKONICS Corporation |
| Mar. 14, 2006 |
Thomas B. Winmill, President, Bexil Corporation, New York, New York |
| Mar. 13, 2006 |
Fred Brackebusch, New Jersey Mining Company, Kellogg, Idaho |
| Mar. 13, 2006 |
Kraig H. Kayser, President and CEO, Seneca Foods Corporation |
| Mar. 13, 2006 |
Paul Frenkiel, AICPA, Philadelphia, Pennsylvania |
| Mar. 11, 2006 |
Paul F. Leone |
| Mar. 9, 2006 |
Stephen J. Nelson |
| Mar. 9, 2006 |
Robert G. Bardwell, Starkville, Mississippi |
| Mar. 8, 2006 |
Ann Yerger, Executive Director, Council of Institutional Investors |
| Mar. 8, 2006 |
David Shuldiner, Managing Member, Kanagawa Holdings LLC, New York, New York |
| Mar. 8, 2006 |
William S. Fagan |
| Mar. 7, 2006 |
John Farr, Pervasive Software Inc. |
| Mar. 7, 2006 |
Stephen Marcus |
| Mar. 7, 2006 |
Joseph P. Herbst |
| Mar. 7, 2006 |
A. John Knapp, Jr., President and C.E.O., ICO, Inc., Houston, Texas |
| Mar. 7, 2006 |
Tom Allen |
| Mar. 7, 2006 |
Grant Thornton LLP |
| Mar. 6, 2006 |
Paul Guzzi, President and CEO, Greater Boston Chamber of Commerce, Boston, Massachusetts |
| Mar. 4, 2006 |
Marie E. Jackson |
| Mar. 4, 2006 |
Bruce M. Barrett |
| Mar. 2, 2006 |
Rep. Michael G. Oxley and Rep. Richard H. Baker, U.S. House of Representatives |
| Feb. 27, 2006 |
Coleman Stipanovich, Executive Director, State Board of Administration (SBA) of Florida |
| Feb. 22, 2006 |
Consumer Federation of America, Consumer Action, Consumers Union, U.S. Public Interest Research Group, Fund Democracy |
|
Written Statements Regarding Meeting on February 21, 2006 |
| Feb. 21, 2006 |
Bill Travis, Managing Partner, McGladrey & Pullen, LLP |
| Feb. 20, 2006 |
Mark Hildebrand, CEO, Crowe Chizek and Company LLC |
| Feb. 20, 2006 |
Damon Silvers, Associate General Counsel, American Federation of Labor and Congress of Industrial Organizations |
| Feb. 20, 2006 |
Brad Smith, SME Capital Markets |
| Feb. 17, 2006 |
Hajime Onuki |
| Feb. 17, 2006 |
Laurie Fiori Hacking, Executive Director, Ohio Public Employees Retirement System |
| Feb. 16, 2006 |
Democratic Members of Small Business Committee, U.S. House of Representatives |
| Feb. 15, 2006 |
A. John Knapp, Jr., President and C.E.O., ICO, Inc., Houston, Texas |
| Feb. 15, 2006 |
Paul Bayne, Product Director, SOXlite, Control Solutions International, Nashua, New Hampshire |
| Feb. 15, 2006 |
John R. Maleckar, CPA, President and CEO, Alpha Consulting Group, LLC |
| Feb. 15, 2006 |
Brad French, CFO, and Kevin Herrmann, Controller, Ballantyne of Omaha, Inc. |
| Feb. 15, 2006 |
Ronald E. Giordano, Managing Director – Enterprise Risk and Compliance, Iknow LLC |
| Feb. 14, 2006 |
Charles J. Urstadt, Chairman and Chief Executive Officer, Urstadt Biddle Properties, Inc. |
| Feb. 14, 2006 |
Richard S. Belas, Davis & Harman LLP, Washington, D.C. |
| Feb. 13, 2006 |
John H. Biggs, Former Chairman and CEO, TIAA-CREF; John C. Bogle, Former Chairman, Vanguard Group, Inc.; Charles A. Bowsher, Former Comptroller General of the United States of American; Arthur Levitt, Jr., Former Chairman, SEC; Paul Volcker, Former Chairman, Board of Governors, Federal Reserve System |
| Feb. 11, 2006 |
William E. Thompson, CIA, CBA, CFE, T Paradigm, Inc., Apopka, Florida |
| Feb. 9, 2006 |
Stuart R. Cohn, Professor of Law, Gerald A. Sohn Research Scholar, Fredric G. Levin College of Law, University of Florida |
| Feb. 4, 2006 |
William K. Sjostrom, Jr., Assistant Professor of Law,
Salmon P. Chase College of Law, Northern Kentucky University |
| Feb. 3, 2006 |
Policy Briefing, Native American Capital, LP |
| Feb. 1, 2006 |
John R. Rieger, CPA,
Director of Financial Accounting and Reporting Association for Financial Professionals |
| Jan. 26, 2006 |
Thomas M. Sullivan, Chief Counsel for Advocacy, U.S. Small Business Administration’s Office of Advocacy; Michael R. See, Assistant Chief Counsel, U.S. Small Business Administration’s Office of Advocacy |
| Jan. 13, 2006 |
Frederick D. Lipman |
| Jan. 13, 2006 |
James J. Finn |
| Jan. 3, 2006 |
A. John Knapp, Jr., President and C.E.O., ICO, Inc. |
| Jan. 2, 2006 |
Toby V. Friemel, Cedaredge, Colorado |
| Dec. 23, 2005 |
Scott Fallis
|
| Dec. 20, 2005 |
Billie Spell, Director, Business Compliance
|
| Dec. 19, 2005 |
Richard Whiting, General Counsel and Executive Director, Financial Services Roundtable
|
|
Written Statements Regarding Meeting on December 14, 2005 |
| Dec. 14, 2005 |
Kurt Schacht, CFA |
| Dec. 13, 2005 |
Sarah A. Miller, Director & Chief, Regulatory Counsel, Center for Securities, Trust and Investments, American Bankers Association |
| Dec. 13, 2005 |
Hamp Haucke, VP, IT and Properties/Facilities, TIMCO Aviation Services, Inc.
|
| Dec. 12, 2005 |
Michael B. Enzi, Member of Congress |
| Dec. 12, 2005 |
Frank E. Williams, Jr. |
| Dec. 12, 2005 |
Gayle Essary, CEO, Investrend Communications, Inc.; Acting Executive Director, Shareholders Research Alliance; Executive Director, FIRST Research Consortium |
| Dec. 12, 2005 |
Robert B. Briscoe, Chief Financial Officer, The Savannah Bancorp, Inc. |
| Dec. 12, 2005 |
Robert F. Reisner, Vice Chairman, Shareholders Research Alliance |
| Dec. 8, 2005 |
James C. Greenwood, President and CEO, Biotechnology Industry Organization; Mark G. Heesen, President, National Venture Capital Association; Lezlee Westine, President and CEO, TechNet; Victoria D. Hadfield, President, SEMI North America; David L. Gollaher, Ph.D., President and CEO, California Healthcare Institute; Megan M. Ivory, Executive Vice President, Federal Government Relations, Advanced Medical Technology Association |
| Dec. 07, 2005 |
Geoffrey Grier, Sr. Vice President Marketing & Sales, Research Data Group, Inc. |
| Dec. 06, 2005 |
Anonymous |
| Dec. 06, 2005 |
Anonymous |
| Dec. 02, 2005 |
Dr. Jeffry Haber, CPA, EQ Metrics, LLP |
| Dec. 01, 2005 |
DeAnn M. Duffield
Vice President of Reporting and Administration and Secretary, Maxus Realty Trust, Inc. |
| Nov. 29, 2005 |
Frederick D. Lipman, Esq., Blank Rome LLP |
| Nov. 19, 2005 |
Gayle Essary, Managing Director, Investrend Research Syndicate / Investrend Research; Executive Director, FIRST Research Consortium; Interim Administrator, Shareholders Research Alliance; CEO, Investrend Communications, Inc. |
|
Written Statements Regarding Meeting on October 24th - 25th, 2005 |
| Oct. 25, 2005 |
Gerald G. Morgan, Jr., Burdett, Morgan, Willlamson & Boykin, LLP on behalf of Church Loans and Investments Trust, enclosing comment letters of:
|
| Oct. 21, 2005 |
A. John Knapp, Jr., President and CEO, ICO, Inc. |
| Oct. 17, 2005 |
Edmund M. Ruffin, Executive Vice President, Capital Formation Sector and Business Development, Biotechnology Industry Organization |
|
Written Statements Regarding Meeting on October 14, 2005 |
| Oct. 13, 2005 |
Laurie Fiori Hacking,
Executive Director, Ohio Public Employees Retirement System |
| Oct. 12, 2005 |
Brad Smith; Peter Chepucavage; Stephen Boyko; Frank McAuliffe; Steve Brock, CEO, Public Company Management Corporation; International Association of Small Broker Dealers and Advisors |
| Oct. 07, 2005 |
Tony Ryals |
| Oct. 07, 2005 |
Martin Whitman and Martin Shubik |
| Oct. 07, 2005 |
Jim Carnes |
| Oct. 07, 2005 |
Michael V. Williams |
| Oct. 07, 2005 |
Jim Miller |
| Oct. 07, 2005 |
Don Develder |
| Oct. 07, 2005 |
David Patch |
| Oct. 07, 2005 |
Philip V. Oppenheimer |
| Oct. 07, 2005 |
Jay Bee, Columbus, Ohio |
| Oct. 07, 2005 |
Gordon W. Bader |
| Oct. 07, 2005 |
Thomas A. Russo, Partner, Gardner Russo & Gardner |
| Oct. 06, 2005 |
Gerald White, President, Grace & White, Inc. |
| Oct. 05, 2005 |
Brian Furrer |
| Oct. 05, 2005 |
Francis X. Milano, President, Strategic Investor Relations Corp. |
| Oct. 04, 2005 |
Philip Bursley, El Paso, Tx. |
| Oct. 04, 2005 |
Gilbert M. Erskine |
| Oct. 04, 2005 |
Mary Helburn |
| Oct. 04, 2005 |
Henry Elz |
| Oct. 04, 2005 |
Donald B. Miller |
| Oct. 04, 2005 |
Ralph Gang |
| Oct. 04, 2005 |
Mhat McCane |
| Oct. 04, 2005 |
Jim Leary |
| Oct. 04, 2005 |
Glen Kelly, Investor/Shareholder |
| Oct. 04, 2005 |
George Bingham |
| Oct. 04, 2005 |
Robin Lisk |
| Oct. 04, 2005 |
Larry C. Gadbois |
| Oct. 04, 2005 |
Philip Robinson |
| Oct. 04, 2005 |
Tom Vallarino |
| Oct. 04, 2005 |
Robert W. York, Individual Investor |
| Oct. 04, 2005 |
Christopher Rice |
| Oct. 03, 2005 |
Thomas M. Sullivan, Chief Counsel and Michael R. See, Assistant Chief Counsel, Advocacy |
|
Written Statements Regarding Meeting on September 19th - 20th, 2005 |
| Sep. 19, 2005 |
Larry E. Rittenberg, Chair, Committee of Sponsoring Organizations of the Treadway Commission |
| Sep. 19, 2005 |
Kurt M. Swenson, Chairman/CEO, Rock of Ages |
| Sep. 14, 2005 |
Lynn E. Turner, Managing Director of Research, Glass, Lewis & Co., LLC |
| Sep. 14, 2005 |
Robert N. Beury Jr., Chief Legal Officer, Cogent Communications, Inc. |
| Sep. 13, 2005 |
Gayle Essary, Managing Director, Investrend Research; CEO, Investrend Communications, Inc.; Executive Director, FIRST Research Consortium; Administrator, Shareholders Research Alliance |
| Sep. 12, 2005 |
Gerald V. Niesar, Niesar, Curls Bartling LLP |
| Sep. 12, 2005 |
Jean Harris, Greenburg Trauring, LLP, Phoenix, AZ; Stanley Keller, Palmer & Dodge LLP, Boston, MA; A. John Murphy, Wickersham & Murphy, Palo Alto, CA; Ann Yvonne Walker, Wilson Sonsini Goodrich & Rosati, Palo Alto, CA; Gregory C. Yadley, Shumaker, Loop & Kendrick, LLP, Tampa, FL |
| Sep. 12, 2005 |
Steven S. Heinrichs, Vice President, General Counsel and Secretary, Neenah Paper, Inc. |
| Sep. 12, 2005 |
Gregory C. Yadley, Jean Harris, Stanley Keller, A. John Murphy, and Ann Yvonne Walker |
| Sep. 12, 2005 |
Gerald V. Niesar, Gregory C. Yadley, and Faith Colish |
| Sep. 07, 2005 |
Maureen H. McMeekin, MS, Executive Partner, San Francisco, California |
| Aug. 29, 2005 |
Susan Strausberg, President and CEO, EDGAR Online, Inc. |
| Aug. 26, 2005 |
Ann Yerger, Executive Director, Council of Institutional Investors |
| Aug. 23, 2005 |
Ron Hansen |
|
Written Statements Regarding Meeting on August 8th - 9th, 2005 |
| Aug. 10, 2005 |
Slide Presentation of Size Task Force, Alex Davern |
| Aug. 09, 2005 |
Bill Travis, Managing Partner, McGladery & Pullen LLP |
| Aug. 09, 2005 |
Donald S. Perkins, Chairman, Nanophase Technologies, Inc., Romeoville, Illinois |
| Aug. 09, 2005 |
David Bochnowski, Chairman and CEO, NorthWest Indiana Bancorp Munster, Indiana, and Member Government Affairs Steering Committee America’s Community Bankers |
| Aug. 09, 2005 |
Joseph A. Stieven, Director, Stifel, Nicolaus & Company, Inc. |
| Aug. 09, 2005 |
James P. Hickey, CFR, Principal and Technology Group Head, William Blair & Company |
| Aug. 09, 2005 |
Charlotte M. Bahin, Senior Vice President, Regulatory Affairs, America's Community Bankers |
| Aug. 05, 2005 |
Cary J. Meer, Kirkpatrick & Lockhart Nicolson Graham LLP |
| Aug. 03, 2005 |
Charles J. Urstadt, CEO; Willing L. Biddle, COO and President; James R. Moore, CFO and Executive Vice President, Urstadt Biddle Properties Inc. |
| Aug. 03, 2005 |
Mark A. Schroeder, President & CEO, German American Bancorp |
| Aug. 02, 2005 |
Mark B. Barnes, Ice Miller, Indianapolis, Indiana |
| Aug. 02, 2005 |
James A. Clark, Chief Financial Officer, Critical Path, Inc. |
| Aug. 01, 2005 |
McAllister Consulting L.L.C. |
| Jul. 29, 2005 |
Vicki W. Li, Stevens & Lee, King of Prussia, Pennsylvania |
| Jul. 29, 2005 |
Michael K. Molitor, Assistant Professor, Thomas M. Cooley Law School, Grand Rapids, Michigan |
| Jul. 29, 2005 |
Geoffrey Grier, Senior Vice President, Marketing & Sales Proxy Service Division, Research Data Group, Inc. |
| Jul. 22, 2005 |
Benjamin Gettler, Chairman and CEO, Vulcan International Corp. |
| Jul. 19, 2005 |
Charlotte M. Bahin, Senior Vice President, Regulatory Affairs, America's Community Bankers |
| Jun. 30, 2005 |
Arnold Orlander |
| Jun. 29, 2005 |
Brian Small, Director of Finance, Amtech Systems, Inc. |
| Jun. 27, 2005 |
Merlin E. Zitzner, Chairman & CEO, The Baraboo Bancorporation, Inc. |
|
Written Statements Regarding Meeting on June 16th - 17th, 2005 |
| Jun. 22, 2005 |
Gregory Pusey, President Advanced Nutraceuticals, Inc |
| Jun. 17, 2005 |
Professor William J. Carney; see also slide presentation |
| Jun. 17, 2005 |
Edward S. Knight, Executive Vice President and General Counsel, The Nasdaq Stock Market, Inc. |
| Jun. 16, 2005 |
Murray S. Cohen, CEO, Epolin |
| Jun. 16, 2005 |
John P. O'Shea,
President, Westminster Securities Corp. |
| Jun. 16, 2005 |
David L. Cox,
Chairman, President and CEO, Emclaire Financial Corp., Farmers National Bank |
| Jun. 15, 2005 |
Opening Statement of David N. Feldman, Managing Partner, Feldman Weinstein LLP |
| Jun. 14, 2005 |
Gayle Essary, Managing Director, Investrend Research and CEO, Investrend Communications, Inc. |
| Jun. 13, 2005 |
Andrea Psoras, Principal, Strategic Advisory; Member, New York Society of Security Analysts |
| Jun. 12, 2005 |
Samuel J. Yake, Paoli, Pennsylvania |
| Jun. 10, 2005 |
R. Cromwell Coulson, Chief Executive Officer, Pink Sheets
|
| Jun. 08, 2005 |
William (Bill) A. Loving, Jr., Executive Vice President and Chief Executive Officer of Pendleton County Bank on behalf of the Independent Community Bankers of America |
| Jun. 08, 2005 |
Stephen J. Nelson, The Nelson Law Firm LLC |
| Jun. 08, 2005 |
Philip V. Oppenheimer, Oppenheimer & Close, Inc. |
| Jun. 08, 2005 |
Steve Nagel, President, Kolorfusion International, Inc.
|
|
Comments on Summary of Committee Agenda |
| Jun. 08, 2005 |
Karl Kirwan |
| Jun. 08, 2005 |
Victoria Duff, CEO, Bold Ventures Group |
| Jun. 07, 2005 |
Michael Ramos, CPA |
| Jun. 07, 2005 |
Karl R. Barnickol, Barbara Blackford, Linda K. Wackwitz, Subcommittee on Smaller Public Companies, Securities Law Committee, Society of Corporate Secretaries & Governance Professionals |
| Jun. 06, 2005 |
Richard D. Brounstein, Chairman of the Small Public Company Task Force, Financial Executives International and Member of the SEC Advisory Committee on Smaller Public Companies |
| Jun. 06, 2005 |
Richard D. Brounstein, Chairman of the Small Public Company Task Force, Financial Executives International |
| Jun. 01, 2005 |
Deloitte & Touche LLP |
| May 31, 2005 |
Karen Kerrigan, President & CEO, Small Business & Entrepreneurship Council, Washington, District of Columbia
|
| May 31, 2005 |
Robert J. Kueppers, Chair, Center for Public Company Audit Firms
|
| May 31, 2005 |
Ernst & Young LLP
|
| May 31, 2005 |
Charles W. Barkley, Attorney at Law, Charlotte, North Carolina
|
| May 31, 2005 |
Ronald J. Simpson, Chief Financial Officer, Minefinders Corporation Ltd.
|
| May 31, 2005 |
Debra Fiakas, CFA, Managing Director, Crystal Equity Research, New York, New York
|
| May 31, 2005 |
Stephen M. Brock, CEO & President, Public Company Management Corporation, www.PublicCompanyManagement.com , www.PubcoWhitePapers.com
|
| May 31, 2005 |
Joel Jameson, President, Silicon Economics, Inc., Cupertino, California
|
| May 31, 2005 |
BDO Seidman, LLP |
| May 31, 2005 |
KPMG LLP |
| May 30, 2005 |
Michael T. Williams, Esq., Williams Law Group, P.A., Tampa, FL |
| May 30, 2005 |
David N. Feldman, Managing Partner, Feldman Weinstein LLP
|
| May 26, 2005 |
Peter Chepucavage
|
| May 26, 2005 |
Steven J. Sharp |
| May 26, 2005 |
Phillips W. Smith, Ph.D., Paradise Valley, Arizona |
| May 24, 2005 |
Kathryn Burns, Vice President and Director of Finance, Monroe Bank |
| May 24, 2005 |
John B. Williamson, III, Chairman, President and CEO of RGC Resources, Inc.: RGCO; Director and Audit Committee Chairman of Optical Cable Corporation: OCCF; Director and Audit Committee Chairman of Botetourt Bankshares Inc.: BORT.OB
|
| May 24, 2005 |
Gayle Essary,
Managing Director, Investrend Research (http://www.investrendresearch.com),
CEO, Investrend Communications, Inc. (http://www.investrend.com)
|
| May 24, 2005 |
Brad Smith, President, WBS&A, Ltd. |
| May 23, 2005 |
Scott Shaw |
| May 17, 2005 |
James A. Brodie, Managing Director, Carr Securities |
| May 11, 2005 |
Frederick D. Lipman, Blank Rome LLP, Philadelphia, Pennsylvania |
|
Written Statements Regarding Meeting on April 12, 2005 |
| Apr. 12, 2005 |
James A. Brodie, Managing Director, Carr Securities Corporation, Port Washington, New York |
| Apr. 12, 2005 |
Catherine Connally, CIA, President, Issues Central Inc., Toronto, Canada |
| Apr. 08, 2005 |
Christopher Cole, Regulatory Counsel, Independent Community Bankers of America |
| Apr. 07, 2005 |
Richard D. Brounstein, Executive Vice President and Chief Financial Officer, Calypte Biomedical Corporation |
| Apr. 07, 2005 |
Nelson Obus, Wynnefield Capital, Inc. |
| Apr. 01, 2005 |
Financial Executives International |
| Mar. 31, 2005 |
Independent Community Bankers of America |
http://www.sec.gov/rules/other/265-23.shtml
|
